Financial compliance jobs in Derby - Page 12Create job alerts

A Financial Services company based in the North Surrey/South London area is seeking a widely experienced Compliance and Governance specialist at Exec level, who offers a mix of broad Business and strong FCA Regulatory Compliance and Governance experience. Proven experience in an Exec-level complianc

Financial Compliance Manager Full Time, Permanent £50,000 - £60,000 Full Time, Permanent SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will b

A large non-for-profit organisation is seeking a Legal Compliance Manager to enhance their compliance practices and support key compliance risks. Applicants should have over 2 years of experience in compliance management and a strong background in financial crime.

Global Head of Financial Controls & SOX Compliance. A leading sports technology company is seeking a Vice President, Financial Controls to lead the SOX 404 control environment. Collaborate cross-functionally with Finance, Compliance, Legal, and Operations.

A financial technology company in Greater London is looking for a Financial Reporting Manager. The successful candidate will manage external financial reporting and ensure compliance across statutory accounts, tax, investor relations, and regulatory submissions. Requirements include a qualification

A leading financial services firm in Greater London is seeking an experienced professional to manage complex change projects in Compliance and Financial Crime.

A multinational organisation is seeking an experienced Compliance Manager specializing in financial crime to join their London office. The successful candidate will provide strategic guidance on compliance frameworks, manage risks, and engage with stakeholders globally. This hybrid role requires ove

A global media company is looking for a Financial Reporting Manager to oversee month-end close and ensure compliance with Local GAAP. The successful candidate will support the Market Controller and review financial statements while overseeing the accuracy of reporting.

Background in financial services, ideally working with hedge funds in a US tax capacity.

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, sanctions comp

A leading automotive manufacturer in the UK is looking for an experienced Group Financial Accountant to oversee financial compliance and reporting. You will lead important financial processes, ensuring accuracy and support for the Group's strategic initiatives. The ideal candidate will be ACA/ACCA q

Experience in AML compliance, preferably in a regulated financial institution. They are looking to hire a Senior Associate within Compliance and Financial Crime. Act as the primary point of contact from compliance.

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. You will shape the company's compliance strategy across multiple jurisdict

At least 5 years of compliance experience in the financial services industry. The team will include financial‑crime technical experts and compliance advisors. You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expe

A leading global sports marketing agency in London is seeking a Financial Accountant. You will manage period-end accounting for multiple entities, prepare financial statements, and assist in audits.

Financial Crime Compliance Senior Analyst. Experience in a financial crime or compliance role within a regulated environment. MLRO’s principal operational support, helping to design, maintain, and continuously improve InvestEngine’s financial crime control framework.

A global luxury fashion marketplace is seeking a Head of Financial Crime and Regulatory Compliance to lead compliance initiatives protecting against regulatory and financial risks. This senior role requires extensive experience in AML, sanctions, and developing compliance programs across various jur

Alpha Financial Markets Consulting (Alpha FMC) is the leading global consultancy to the asset and wealth management industry. Alpha’s Regulatory Compliance & Risk practice in Asset & Wealth Management. Our leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulat

Experience and skills:*** 5+ years of customer advocacy and engagement experience in an Enterprise SaaS customer success team working with Fortune 100 companies and their executives* Owning a book of business of 4-6 Strategic customer accounts* Increase customer satisfaction, adoption, and retention

A leading fashion brand is seeking a Financial Reporting Manager to enhance financial controls and take charge of statutory reporting. The candidate will manage the audit process, oversee tax compliance, and lead projects aimed at process automation. This position offers a chance to impact core fina

A specialized finance institution in London is seeking a Financial Crime Compliance Advisor to enhance their financial crime risk management framework. The role involves executing the bank’s financial crime program, reviewing high-risk clients, and developing compliance policies. Candidates must h

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

A leading global consulting firm in Greater London seeks experienced professionals to deliver Sarbanes-Oxley compliance engagements in the financial services sector. You will work closely with clients on complex risk and regulatory programmes, ensuring compliance and improving financial processes.

The ideal candidate will have extensive compliance experience within financial planning and a strong understanding of Conduct Rules. This role involves overseeing compliance reviews and support strategic initiatives across the business. A leading national IFA firm is seeking a Senior Compliance Mana

Policy and Procedure Management: Develop, maintain, and update the organisation's financial crime policies, procedures, and controls to align with financial crime regulations, applicable laws and best practices, including financial crime regulations, AML regulations and the Proceeds of Crime Act (PO

This pivotal role involves acting as the main point of escalation for financial crime matters, advising on sanctions, and ensuring compliance with regulations. A global law firm is seeking a Senior Financial Crime Analyst to join their Risk Management team in Greater London. Candidates should have a

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. Support AFC Program Execution: Assist in implementing and monitoring Anti Financial Crime compliance activities across functions, including testing and adherence to po

A global technology consulting firm seeks a Business Analyst to lead the implementation of Salesforce solutions.This hybrid role involves working closely with stakeholders to define requirements and ensure effective design and execution of regulatory processes.Candidates should have expertise in AML

The Anti-Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client-facing teams, providing compliance advice, producing timely management information, and contribut

Extensive senior-level experience in Financial Crime Compliance, within the second-line, in a regulated financial services environment. Senior Manager - Financial Crime Compliance. Senior Manager - Financial Crime Compliance.

A leading financial services consulting firm is seeking a Non-Financial Risk & Compliance Manager in London. You will oversee risk and compliance projects for banking clients, requiring strong analytical skills and the ability to manage teams.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. We're looking for an innovative Financial Crime Compliance Manager to join the second line of defence and oversee our crypto activity. Financial Crime Compliance Manage

The main purpose of this role is to support the ‘Financial Accounting & Compliance Manager’, in maintaining the robust financial integrity and timely IFRS‑compliant external reporting of the Group’s legal entities. Annual group consolidated financial statements. Assist in the implementation

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

In this critical role, you will oversee financial compliance audits for large clients and lead the Compliance team. A global marketing advisory firm in London is seeking a Sub Practice Lead for Financial Compliance. The ideal candidate will have a Chartered Accountant qualification and over 8 years

Financial Crime Compliance Senior Analyst. MLRO's principal operational support, helping to design, maintain, and continuously improve InvestEngine's financial crime control framework. Project or change delivery experience within compliance or risk.

The Integrated Financial Crime (IFC) portfolio is a multi-faceted Financial Crime programme of change delivered via over 20 programmes to create a holistic, risk-based and effective Financial Crime environment, strengthen robustness and enhance automation of Financial Crime processes, develop and st

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

A modern investment platform in Greater London is seeking a Financial Crime Compliance Senior Analyst to support the MLRO and enhance the firm’s compliance framework against financial crime. This fast-paced role requires strong knowledge of UK regulations and hands-on experience in compliance and

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. We work closely with financial services clients

This role will be responsible for overseeing the delivery of our financial compliance audits for advertisers, and third-party verification audits for media owners, leading the Compliance team as well as directly managing client delivery for some of our largest clients. Our financial audit practice i

A reputable accountancy practice in London is seeking an experienced Accountant to manage a diverse client portfolio and prepare financial statements.

A medium-sized law firm based in London is seeking a Financial Compliance Manager on a part-time basis. This role involves overseeing reconciliations, maintaining compliance with SRA Accounts Rules, and conducting internal audits.

The Financial Promotions Compliance Manager will provide support to the Client Group team by ensuring that financial promotions, regulatory customer communications, fund literature, customer journeys and other marketing collateral meet required regulatory standards. If you have customer communicatio

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Technical and practical experience related to non-financial risk management and controls (such as re

A leading global law firm in London is seeking a Senior Compliance Analyst to leverage financial crime expertise in compliance matters. You will be the key escalation point for financial crime issues, including AML and sanctions. The ideal candidate should have proven experience in compliance roles,