Financial compliance jobs in Windsor - Page 4Create job alerts

A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory requirements and industry standards. The candidate should have strong compliance monitoring skills, excellent IT literacy, and

The Integrated Financial Crime (IFC) portfolio is a multi-faceted Financial Crime programme of change delivered via over 20 programmes to create a holistic, risk-based and effective Financial Crime environment, strengthen robustness and enhance automation of Financial Crime processes, develop and st

The successful candidate will have a Level 4 Diploma in Financial Planning and experience in investments and pensions compliance. A leading consultancy firm is seeking a Business Compliance Consultant in Liverpool City Centre to join their growing team.

A leading financial services firm in London seeks temporary compliance support to assist with compliance and financial crime advice. Candidates must have a solid understanding of the UK wealth management industry and at least five years of experience in compliance, including significant stakeholder

A leading financial institution in Gerrards Cross is seeking an experienced MLRO/MLCO Compliance Officer to manage anti-money laundering policies and ensure compliance with regulatory frameworks. The ideal candidate will have significant compliance experience and strong communication skills.

A leading financial advisory firm in Greater London is seeking an experienced Assistant Manager / Manager to join their Financial Services Group. The role involves conducting audits and providing compliance advisory services within the banking and financial sectors.

Ideal candidates will have experience in technical support or compliance within financial planning, strong knowledge of relevant regulations, and excellent communication skills. A financial services firm in the UK seeks a Technical Support Team Leader to enhance client experiences through leadership

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

A financial services firm is seeking a Financial Crime Compliance Senior Analyst to enhance their compliance framework. The role involves supporting the MLRO, addressing financial crime queries, and conducting reviews. Ideal candidates will have experience in compliance within a regulated environmen

A leading financial services provider is seeking a Head of Financial Crime to lead compliance efforts in London. This hybrid role involves developing policies against financial crimes like money laundering and fraud, managing the compliance team, and ensuring adherence to regulations. Candidates sho

This role involves leading business development initiatives, advising clients on financial crime compliance, and ensuring successful delivery of high-impact projects. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to

Crown Agents Bank (‘CAB’) is seeking a financial crime advisor to work across both the Risk & Compliance and Financial Markets & Banking departments. The role will require the candidate to support the development of the Financial Crime Compliance (FCC) annual risk-based assurance monitoring plan

A leading compliance consultancy in Greater London is seeking a Senior Consultant to provide financial crime support. Join a dynamic team and elevate your career in financial services.

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.

The role involves leading projects to improve financial processes and delivering external financial reports, including annual statements. A prominent IT consultancy and recruitment agency is seeking a Financial Reporting Manager in London.

About the role: Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on risk and regulatory programmes. Non-Financial Risk & Compliance Manager / Senior Manager. Our client is looking for a Non-Financial Risk & C

This position involves collaborating with various teams to refine the Compliance Analyzer product, conducting regulatory analysis, and ensuring compliance with legal standards in financial advertising. A leading marketing AI platform is seeking a Legal Specialist for Financial Advertising Compliance

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

A growing finance company in Hemel Hempstead is seeking a Financial Accountant to manage the finance team and ensure accurate financial reporting. This role involves managing accounts receivable, payable, and credit control functions, as well as preparing monthly financial reports.

A leading nutrition company is seeking a Compliance Officer in Greater London to handle audits and regulatory compliance projects. The role involves maintaining records and monitoring regulatory reporting, requiring a university degree and experience with industry products and compliance tasks.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Knowledge of anti-financial crime frameworks, such as AML/CTF and sanctions policies, and regulatory recommendations and risk management in a complex financial organisa

The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilities include monitoring legislative changes, advising stakeholders on compliance, and providing training for legal teams. A leading financial services firm in the UK seeks a Regulato

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

A leading luxury fashion marketplace is seeking a Head of Financial Crime and Regulatory Compliance to oversee compliance programs, manage risks, and ensure adherence to regulations across multiple jurisdictions. The ideal candidate will have 12-15 years of experience in compliance, with strong skil

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

An excellent opportunity has arisen for an experienced Financial Crime Compliance Manager to join a large, complex, multinational organisation operating across multiple jurisdictions. In this Group-level position, you’ll act as a subject‑matter expert on financial crime compliance, partnering cl

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

A leading financial institution in Gerrards Cross is seeking an experienced MLRO/MLCO Compliance Officer to ensure compliance with regulatory frameworks. Experience in MLRO/MLCO or equivalent compliance roles within financial services. The ideal candidate will have strong compliance experience and e

Experience in either Compliance (data quality, data governance, regulatory reporting / monitoring and trade / comms surveillance) or Financial Crime (AML, KYC and Sanctions screening) is a must to ensure quick understanding of content and anticipating risks or issues. The Delivery portfolio is deliv

A prestigious educational institution is seeking a Financial Controller to manage financial operations, including budgeting, reporting, and compliance. Responsibilities include leading the accounting team, ensuring accurate financial reporting, and safeguarding school assets.

Under the leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm’s overall structure and include the following:* Investment Advisory, which oversees implementation of the Advisers Act, r

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy o

A financial advisory firm in Gerrards Cross seeks an experienced IFA Administrator to support advisers and manage client documentation.

Develop and execute go‑to‑market strategies for new non‑financial and compliance risk management solutions. Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libo

A leading recruitment agency is seeking a Senior Compliance Analyst to join a high-performing compliance team in the Lloyd’s/London market. The successful candidate will monitor financial crime risks, ensure adherence to regulatory requirements, and provide compliance advice. This role is integral

SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, o

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A financial technology company in the United Kingdom is seeking a Financial Crime Compliance Manager to oversee crypto activities and ensure compliance with financial regulations. The ideal candidate has over 4 years of experience in financial crime, particularly in AML/CTF, and is knowledgeable abo

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management function. The FCC team is responsible for ensuring Saffery's compliance with AML regulations and we are recruiting for an analyst to join our ongoing monitoring.

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

The role is to help give prospects the confidence and understanding of how the RiskNarrative solution operates, and will interface with their internal architecture, to ensure the success of the sales team, and correspondingly, the global RiskNarrative sales target* Assist sales calls remotely or fac