Regulatory compliance jobs in Southampton - Page 2Create job alerts

We are seeking a Compliance Analyst to join the Compliance team based in either our Cayman or Southampton office. The post holder will be responsible for the administration of the client take-on process including obtaining relevant customer due diligence documentation to provide support and assistance to the Partners and Fee Earners for the law firm and Corporate Services in meeting their obligations under the Bermuda AML / CFT legislation. Key duties include, but are not limited to: Daily processing of new Carey Olsen Bermuda matters on a priority basis following clarification from the firm's Partners / FE's in relation to the scope of matters by establishing who is the client and, where the client is not an individual, who are the beneficial owners and/or controllers of the client ? Establishing what Due Diligence is required to satisfy Carey Olsen's regulatory obligations as outlined within Carey Olsen's policies and procedures Reviewing of Due Diligence already held to ensure that the Due Diligence is up to date and relevant ? Maintaining and enhancing working relationship with the Partners and Fee Earners and other departments through regular and effective communication across all available means, face to face, telephone, and E Mail ? Undertaking open-source searches via independent intelligence databases for all parties to the matter and taking appropriate actions driven by the search results in line with Carey Olsen policies and procedures Updating the data management systems accurately to allow for ongoing sanctions screening ? Ensuring that the electronic filing system is maintained correctly including maintaining the central database for the storing of CDD Providing support to the Senior Compliance team members as required ? The post holder will be required to participate in various compliance-related projects, working collaboratively with other team members and, in some instances, taking the lead Candidates will have: Experience within a CDD / anti money laundering role, with a good knowledge of AML / CFT legislations is required Excellent academic credentials and / or experience of working in a professional services environment AUniversity degree is desired Good knowledge of Microsoft applications, particularly Excel and Word A strong desire to grow and develop a deeper understanding of the compliance field is essential Excellent interpersonal and communication skills are essential This is a full time role, the successful candidate will work 37.5 hours per week with 60 minutes for lunch. If based in Southampton working hours will be 10am to 6pm or 11am to 7pm. Please click "Apply for this job" to submit an application. TPBN1_UKTJ

Registered Manager – Children’s Residential Home Ofsted Regulated Salary: Up to 60k per annum Are you an experienced Registered Manager ready to lead an Ofsted-regulated children’s service with passion, integrity, and ambition? We are working with a dedicated care group who specialize in supporting children and young people with emotional and/or behavioral difficulties in Hythe, Kent. We are looking for a strong, values-driven leader to take full responsibility for the delivery, quality, and commercial success of a children’s residential service. This is a pivotal role for someone who is committed to achieving outstanding outcomes for children and young people while building a high-performing, compliant, and sustainable service. About the Role As Registered Manager, you will: Lead and manage an Ofsted-regulated children’s home in line with all legislative and regulatory requirements Drive a culture of safeguarding, quality, and person-centred care Inspire, develop, and retain a skilled and motivated staff team Ensure the service achieves and maintains a minimum Ofsted ‘Good’ rating, with Outstanding as the goal Take accountability for operational performance, financial viability, and service growth Act as the key point of contact for stakeholders, professionals, and partners Participate in the management on-call rotaYou will report directly to the Operations Director and play a key role in the wider success of the organisation. Safeguarding & Compliance Promote a strong safeguarding culture at all times Ensure immediate action is taken where risks are identified Maintain full compliance with Ofsted, Health & Safety, and organisational policies Ensure mandatory training and compliance targets are consistently met Leadership & Quality Champion excellent, outcome-focused, person-centred care Lead by example with integrity, professionalism, and accountability Coach, mentor, and develop staff to achieve high performance Embed continuous improvement, innovation, and best practice Ensure robust quality assurance and evidence-based practice Business & Commercial Performance Manage the service budget and financial viability Promote and market the service positively Lead on enquiries, referrals, and admissions Build and maintain strong relationships with internal and external partners Requirements To be considered, you must meet Regulation 28 of the Children’s Homes (England) Regulations 2015, including: Level 5 Diploma in Leadership & Management for Residential Childcare (or equivalent) Minimum 2 years’ experience in residential childcare (within the last 5 years) At least 1 year’s experience managing or supervising staff in a care setting Eligible for full Ofsted registration Strong leadership, financial, and decision-making skills What We’re Looking For You will be: An empowering, approachable, and resilient leader Passionate about delivering high-quality care Confident, influential, and inspiring Committed to continuous learning and improvement Professional, ethical, and child-focused in everything you doIf your ready to take on your next role and make a huge difference, apply today! You can send me your CV directly to (url removed) or call me to find out more on (phone number removed) I cannot wait to hear from you

Our client is seeking an experienced Treasury Manager to lead the Treasury function across the group. This is a senior role focused on optimising financial strength and long-term viability through effective liquidity, cashflow forecasting, funding strategy, and robust treasury governance. The successful candidate will play a key role in supporting strategic objectives while ensuring strong financial controls, compliance, and stakeholder confidence. This is an excellent opportunity for a treasury professional with strong leadership experience to take ownership of a critical function and contribute meaningfully to the organisation’s long-term success. What’s on Offer? Job type: Full time, permanent Salary: £81,530 LOcations: Eastleigh Comprehensive benefits package including holiday, pension, flexible working, wellbeing support, and personal development opportunities Key Responsibilities: Lead, develop, manage, and inspire a small team of financial professionals to deliver high-quality treasury activities Support the Director of Treasury & Financial Planning in day-to-day treasury management and delivery of strategic initiatives Support funding activities, minimising restrictions and costs while enabling delivery of corporate objectives Take ownership of sustainable and linked funding initiatives, including all associated reporting requirements Research, evaluate, and recommend appropriate funding instruments and derivatives Actively contribute to treasury and funding negotiations, optimising value, flexibility, and suitability Provide effective reporting and analysis to support informed decision-making Own all treasury activities including internal treasury reporting and regulatory submissions Manage cash surpluses to ensure liquidity availability and appropriate investment in line with treasury policy Mitigate counterparty risk through due diligence on funders, investments, and financial institutions Prepare and own Treasury Committee reports, ensuring senior stakeholders are fully supported Lead integration of treasury activities across the group, collaborating with colleagues to achieve shared objectives Optimise security values across the group to maximise funding capacity and strategic delivery Develop and maintain strong internal and external relationships with lenders, regulators, auditors, and other key stakeholders Deputise for the Director of Treasury & Financial Planning as required, including attendance at Treasury Committee Demonstrate organisational values and behaviours in all aspects of the role Skills, Knowledge, and Experience Required: AMCT qualified or qualified accountant with a strong treasury background Proven senior leadership experience within treasury or a similar regulated environment Demonstrated experience managing and developing high-performing teams Strong influencing, communication, and stakeholder management skills Experience planning succession and developing team capability Ability to manage multiple high-priority projects under tight deadlines Experience operating at senior level within housing or a comparable sector Strong negotiation experience with funders and investors Excellent analytical and financial skills with strong attention to detail Proven ability to build trusted relationships internally and externally Strong understanding and management of operational and financial risk Extensive experience overseeing operational and financial performance Experience overseeing treasury input into monthly and annual accounting and reporting How to Apply: If you have the experience and enthusiasm for this role, we would really like to hear from you. Apply directly through this advert with your CV. If you know someone suitable for this role, share the word and through our referral scheme receive up to £250! for full details on all Permanent, Temporary and Contract career opportunities we are actively seeking candidates for. Recruiting on the basis of Talent, we are committed to supporting and promoting diversity in the workplace and consider all applications. Any salary advertised is for search purposes only. If you have not heard from us within 7 days you will have not been successful on this occasion, however, we would welcome your application for alternative vacancies

Care Outlook is seeking a highly organised and detail-oriented Medication Auditor to join our team. In this role, you will ensure medication administration complies with regulatory standards and company policies. The successful candidate will have experience with an electronic medication management system (ECM) and a strong understanding of medication administration policies and procedures. The successful applicant will join our professional and friendly team and be responsible for: Review and audit medication administration records to ensure compliance with regulations and company policies Utilize an ECM system to monitor medication administration and document any discrepancies Work closely with staff to provide training and education on medication administration policies and procedures Report any identified noncompliance issues to management and assist in developing corrective actions Maintain accurate and detailed records of audits and findings Stay uptodate on current regulatory requirements and guidelines related to medication administration Communicating with the local authority, pharmacies and GP surgeries Assisting the registered manager in preparing for inspections by the local authority and CQC Assisting with other administration tasks when required Required to work oncall Here at Care Outlook, we offer our Field Care Supervisors the following: £300 Refer a Friend Bonus* Company issued mobile phone Excellent Training for Care Certificate & ongoing professional development Opportunity to work in an expanding leading home care provider Requirements for the Medication Auditor: Strong knowledge of medication administration policies and procedures Experience with an electronic medication management system (ECM) Strong attention to detail and organizational skills Excellent communication and training abilities Ability to work independently and as part of a team Relevant experience in a healthcare setting is preferred If you have the skills and experience listed above and are interested in working for an organization that can really make a difference to peoples lives , then this could be your next role! IMMEDIATE INTERVIEWS AND TRAINING! Care Outlook is committed to creating a diverse and inclusive environment, therefore, all qualified applicants will receive consideration for employment without discrimination. If you are passionate about ensuring medication compliance and have experience with electronic medication management systems, we would love to hear from you! TPBN1_UKTJ

Role Overview The role is responsible for leading and delivering the Electrical, Control & Instrumentation (EC&I) engineering elements of assigned projects. This includes managing EC&I design activities from concept through manufacture, testing, and handover, ensuring technical compliance, quality, and efficient delivery. The position works closely with project and technical leadership, multi-disciplinary teams, and external partners to deliver integrated engineering solutions. This would suit candidates looking to take the step into a more senior role, or Principal position. Key Responsibilities Lead and deliver EC&I engineering activities across allocated projects in alignment with project and technical leadership. Support Project Managers to ensure EC&I designs meet project, technical, and regulatory requirements. Ensure EC&I project scope is delivered efficiently, effectively, and to the required quality standards. Collaborate with multi-disciplinary design teams to develop integrated electrical and control solutions that are fit for purpose. Produce EC&I designs and associated technical documentation from concept through to validation and handover. Manage and review EC&I design outputs from sub-contractors to ensure compliance with industry standards and project specifications. Conduct peer reviews of EC&I deliverables produced internally or externally. Provide technical input and support to commercial and estimating activities. Witness factory acceptance tests (FAT) and support project sign-off activities. Liaise with clients, suppliers, and third parties as required. Reporting & Interfaces Reports directly to the Technical Manager. Works closely with Engineering Managers, Principal Engineers, Design Engineers, and Project Managers. Interfaces with support functions including Finance, HR, and Health & Safety. Engages with external clients, suppliers, and contractors as part of project delivery. Qualifications & Experience HNC/HND in an Engineering discipline (essential). Engineering degree (BEng / MSc) (desirable). Strong knowledge of engineering delivery processes and change control. Experience in EC&I engineering design from concept to detail. Ability to perform EC&I engineering calculations. Experience managing or participating in design reviews. Proficiency in 2D/3D CAD tools (e.g. SolidWorks or similar). Knowledge of technical document control, configuration, and issue management. Experience producing technical reports for internal and external stakeholders. Strong understanding of relevant industry standards and regulations. Commitment to continuous improvement and learning from experience

Role Overview The role is responsible for leading and delivering the Electrical, Control & Instrumentation (EC&I) engineering elements of assigned projects. This includes managing EC&I design activities from concept through manufacture, testing, and handover, ensuring technical compliance, quality, and efficient delivery. The position works closely with project and technical leadership, multi-disciplinary teams, and external partners to deliver integrated engineering solutions. This would suit candidates looking to take the step into a more senior role, or Principal position. Key Responsibilities Lead and deliver EC&I engineering activities across allocated projects in alignment with project and technical leadership. Support Project Managers to ensure EC&I designs meet project, technical, and regulatory requirements. Ensure EC&I project scope is delivered efficiently, effectively, and to the required quality standards. Collaborate with multi-disciplinary design teams to develop integrated electrical and control solutions that are fit for purpose. Produce EC&I designs and associated technical documentation from concept through to validation and handover. Manage and review EC&I design outputs from sub-contractors to ensure compliance with industry standards and project specifications. Conduct peer reviews of EC&I deliverables produced internally or externally. Provide technical input and support to commercial and estimating activities. Witness factory acceptance tests (FAT) and support project sign-off activities. Liaise with clients, suppliers, and third parties as required. Reporting & Interfaces Reports directly to the Technical Manager. Works closely with Engineering Managers, Principal Engineers, Design Engineers, and Project Managers. Interfaces with support functions including Finance, HR, and Health & Safety. Engages with external clients, suppliers, and contractors as part of project delivery. Qualifications & Experience HNC/HND in an Engineering discipline (essential). Engineering degree (BEng / MSc) (desirable). Strong knowledge of engineering delivery processes and change control. Experience in EC&I engineering design from concept to detail. Ability to perform EC&I engineering calculations. Experience managing or participating in design reviews. Proficiency in 2D/3D CAD tools (e.g. SolidWorks or similar). Knowledge of technical document control, configuration, and issue management. Experience producing technical reports for internal and external stakeholders. Strong understanding of relevant industry standards and regulations. Commitment to continuous improvement and learning from experience. TPBN1_UKTJ

This role involves working closely with partner institutions, both within the UK and internationally, ensuring compliance with regulatory requirements, and enhancing the overall student experience. Senior Partnership Regulatory Compliance Officer. As Senior Partnership Regulatory Compliance Officer,

Regulatory Compliance Product Steward. Regulatory Compliance Product Steward. Monitoring regulatory changes and ensuring ongoing compliance.

Regulatory Compliance EngineerJob Description and Key ResponsibilitiesScope Provide evidence-based assurance that our procedures are compliant, effective, and aligned with industry best practise.

Job Family Group: Ethics & Compliance GroupJob Description: Based in London Supply Trading & Shipping (ST&S) Ethics and Compliance (E&C) team, you will lead our Financial Regulated Entities (outside of the Americas) and coordinate ST&Ss relationships with financial regulators and assurance on our co

The successful candidate will be responsible for challenging and checking compliance, maintaining audit trails, and confidently addressing any areas of non-compliance. Review and challenge compliance against PFI contractual agreements. Conduct detailed compliance checks and audits.

Liaise with MRS Compliance and Conduct Risk functions on all regulatory matters and compliance developments identifying impact on delegated underwriting and proposing process changes. Senior DU Analyst (Regulatory & Compliance). You will support the Munich Re Delegated Underwriting (DU) team, specif

Within this, we are looking to grow our healthcare and life science practice with highly motivated and collaborative individuals who will bring an understanding of risk and regulatory compliance issues along with project delivery skills, aimed at defining and delivering bespoke regulatory compliance

This role requires 8–12+ years of experience in compliance, regulatory, or risk roles, particularly within fintech and payments. A recruitment agency is seeking a Head of Compliance and Regulations to lead the compliance framework in a fast-paced payments environment. Responsibilities include enga

A financial services firm in the United Kingdom is seeking a Compliance Officer to oversee compliance frameworks, liaise with regulators, and conduct risk assessments.

Get notified about new Regulatory Compliance Specialist jobs in. Regulatory Compliance SME – AI & Financial Services. Work at the forefront of AI in regulatory compliance.

Carry out assessments and maintain the mapping table of the regulatory compliance rulebook against the Bank’s activities, encompassing all applicable regulatory bodies. Keep up to date and familiar with relevant regulatory compliance concerns. Relevant experience of regulatory compliance activity

A leading international corporate bank in Greater London is looking for a Compliance Manager to oversee compliance with UK regulations, manage non-financial crime audits, and liaise with regulators such as the FCA and PRA. This role involves ensuring compliance culture and handling complaints capabl

As a product regulatory regional expert, the Senior Regulatory Compliance Manager will collaborate to assess regulatory risk and find compliant, automated, and user-friendly solutions. The Product Regulatory and Compliance team is seeking a seasoned Senior Regulatory Compliance Manager as we expand

As a Regulatory Compliance Applications Support within the Regulatory Compliance Surveillance Application Support team, you will use both creative and critical thinking skills to maintain application systems that are crucial to the daily operations of the firm. Provide comprehensive application serv

In this role, you will hold a dynamic position that bridges the gap between regulatory analysis and operational client onboarding, working closely with senior leadership to uphold the highest standards of risk management. The firm is looking for an intellectually curious professional with a strong a

Candidates should have 1–2 years of regulatory compliance experience and proficiency in Excel. A global payments technology company is seeking a Regulatory Compliance Analyst in London. The role involves ensuring compliance with FCA regulations, performing internal client money reconciliations, an

We’re looking for a UK Regulatory Assurance Senior Manager to cover maternity absence for a period of up to 24 months, who will focus on developing and maintaining our regulatory compliance monitoring and testing plan for the UK and leading the team in executing this plan. You will work with colle

A UK-based financial institution is seeking a Compliance Risk Manager to enhance and maintain its compliance culture and risk management framework. Responsibilities include governance compliance advisory, regulatory change management, and supporting the bank's activities in derivatives and structure

A global fintech firm based in Greater London seeks a Regulatory Compliance Manager to lead regulatory initiatives and ensure compliance. This role involves managing compliance teams, providing expert advice on regulations, and driving policy development in a fast-paced environment. Ideal candidates

We are looking to expand our Digital Regulation team with highly motivated and collaborative individuals who will bring an understanding of risk and regulatory compliance issues along with project delivery skills, aimed at defining and delivering bespoke regulatory compliance solutions and building

We are seeking a highly skilled Compliance Manager (Regulatory Reporting) to join our London office. Reporting to the Head of European Compliance, you will play a senior leadership role in delivering accurate, timely, and compliant regulatory reporting across regimes such as MiFID II / MiFIR (typic

A leading environmental organization in England is seeking a Regulatory Officer to ensure compliance with recycling standards.

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, sanctions comp

A global leader in risk assessment is seeking a Compliance Officer to work in an evolving regulatory environment. The role includes leading regulatory requests, advising on compliance matters, and supporting business initiatives. The candidate must have over 9 years of regulatory experience, excel i

A leading international bank based in London is seeking a Regulatory Compliance Manager to spearhead their compliance efforts. This key position involves overseeing compliance monitoring, leading a team, and interfacing with regulators. Candidates should have over 10 years’ experience in Financial

A digital insurance platform is seeking a Head of Compliance in the UK to lead regulatory strategy and risk governance for market entry and expansion. Responsibilities include developing compliance frameworks, ensuring operational adherence to FCA standards, and overseeing internal audits. The ideal

A healthcare digital health company is seeking a Head of Regulatory to lead the global regulatory roadmap for SaMD across various markets. This role requires strong regulatory strategy leadership, a background in compliance, and experience in fast-paced settings. This position is UK-based and offers

This role involves translating compliance requirements into technical specifications and ensuring the gaming platform adheres to regulatory standards. The ideal candidate will communicate effectively with non-technical stakeholders and have knowledge of compliance in jurisdictions like MGA and IOM.

A leading autonomous driving technology company in London is seeking a Program Manager for AV Compliance, focusing on UK and EU regulatory requirements. The role includes partnering with legal to document compliance, defining communication strategies for change management, and building risk assessme

A leading legal services provider in Park Central seeks a Paralegal specializing in regulatory and compliance issues.

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, sanctions comp

A growing wealth management firm in the United Kingdom is seeking an experienced Senior Regulatory Compliance Manager to enhance their governance framework. This key leadership role involves providing expert compliance guidance and overseeing the implementation of regulatory obligations. Candidates

Senior Manager (Regulatory, Compliance & Risk). Alpha’s Regulatory Compliance & Risk practice in Asset & Wealth Management. Our leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulators’ evolving expectations and the business standards our clients seek.

Overseeing and maintaining the framework of financial regulatory compliance documentation, including regional compliance manuals, policies, regulatory training and the UK regulatory risk assessment (RRA);. Ensuring the submission of timely and accurate regulatory returns for our regulated entities t

A global healthcare company is seeking a Regulatory Affairs Specialist to provide regulatory guidance and support for UK marketed products. The role demands excellent communication skills and regulatory knowledge to ensure compliance and support product development. Responsibilities include acting a

The candidate will use regulatory expertise to drive initiatives and ensure compliance with evolving regulations. A global healthcare provider is seeking a Regulatory Partner in Welwyn Hatfield, UK. Ideal applicants should have a Scientific degree and extensive experience in UK Regulatory Affairs, p

Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II. Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance. We’re looking for a Compliance Director who can take

We're looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deli

A leading medical device manufacturer is seeking a Director of Regulatory Affairs - NPI to lead regulatory strategies for new and revised products. The role involves providing strategic input, ensuring compliance, and overseeing the Regulatory Affairs team to facilitate product launch in global mark

A consulting firm in investment management seeks a candidate for a regulatory compliance role in London.

Working closely with Tesco regulatory compliance teams to land group wide initiatives, including attendance at Tesco Head Office when appropriate. Youll monitor regulatory changes, represent One Stop externally, and ensure stakeholders stay compliant. The role involves working with Tescos compli

Agility core practices, Analytical Thinking, Communication, Conflict Management, Consulting, Courage, Data Analysis, Decision Making, economies and structures, Employee and labour relations, Ethical judgement, Global Perspective, Global trend analysis across society, Influencing, Intelligence writin