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Compliance Monitoring Officer Investment Management Location: Salisbury – Hybrid (1 day per week in the office) Salary: £50k - £65k + bonus + benefits What’s in it for you? There’s loads of flexibility to work from home with just 1 day a week in the office required. This is a newly created role, and you’ll have plenty of scope to really make it your own. The business is growing and there are genuine opportunities for career progression. And you’ll get to learn from a very highly respected Head of Compliance as well! What you’ll be doing You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ensure reviews occur across the whole customer journey and analyse company actions in the ‘eyes of the customer’, whilst maintaining a commercial focus. You’ll also engage with senior leaders to understand their areas of concern and ensure these are considered as part of the execution of monitoring. You’ll produce high quality reports arising from scheduled or ad hoc customer testing / sampling that succinctly prioritise important issues and your recommendations. What we’re looking for You’ll be an experienced Compliance professional with good Investment Management experience and strong working knowledge of the regulatory landscape impact retail Investment Managers (including Consumer Duty). You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. Interested? If so, click apply and send over your CV. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at letting me know that you’re interested. We’ll pick it up from there.

We are supporting an independent inspection company who deliver high quality statutory LOLER examinations of lifts through strong engineering expertise, attention to detail and clear communication with customers. They now have an immediate requirement for an Engineer Surveyor to join their growing business. xwzovoh Qualifications, skills, and all relevant experience needed for this role can be found in the full description below. This is a home based or office based role depending on location, and the successful candidat...

If youre an organised, commercially aware leader who thrives in a technical sales environment, this Sales Office Manager role offers you the opportunity to lead a knowledgeable internal team within a respected instrumentation business serving the UK and overseas markets.

Job Title Business Support Officer - Programme Management Office. The Business Support Officer – PMO (Programme Management Office) will provide. The role will also provide cover for EDC Business Support Officers as required.

An international energy company is seeking a Business Analyst to support its front-office derivatives trading desk. The ideal candidate should possess a good understanding of Python and SQL, experience in front-office trading, and excellent communication skills. This position offers the opportunity

The Head of Finance Business Partnering is a senior finance business partner responsible for providing strategic insight, transformation support, and robust financial oversight to the Group Chief Operating Officer (COO) and their leadership team. The Group operates from more than 60 offices in 27 co

K3591 – Transformation & Business Control Manager (FP&A) – UK, Midlands (Office-Based) – Asset Finance. Working closely with the Head of Finance UK & Ireland and wider senior stakeholders, you will act as a trusted business partner, strengthen governance and controls, and lead the development

The role requires strong communication skills and the ability to document business requirements accurately. You'll lead discussions with stakeholders and propose solutions to meet business needs while liaising with the vendor. A leading financial technology firm in the UK is seeking a candidate with

We are seeking a passionate, driven individual to join our Business Operations team within the Office of the CEO. Contribute to the top Office of the CEO strategic projects. You combine creative problem‑solving with a structured, analytical approach to business challenges and are adept at developi

To be considered for this HR Business Partner position, please email your CV immediately with reference “HR Business Partner”. HR Business Partner - key responsibilities:. HR Business Partner / Centre of Excellence leader experience.

Full life cycle Business Analysis for Front and Middle office technology projects. Business Analysis / Project Manager / Product Manager role delivering Front &/ Middle Office technology projects at a Fund, Prop. They now seek an experienced Technical Business, with a background as a Data Engineer,

We are seeking a highly experienced Business Transformation Office Consultant to join our newly established Transformation Office team within the Strategy & Consulting division. Job Description: Business Transformation Office Consultant. Year after year, Accenture is recognized worldwide not just fo

The Credit & Middle Office provides a number of credit administration support services to the banking team, including Portfolio Management, Client Onboarding, Transaction Capture, Lifecycle Monitoring, Fund Administration, Reporting and other Administrative tasks. Experience in a middle office role

C# Engineer – Quant Hedge Fund – Trading Team.Paragon Alpha – your pay depends on skills/experience).Paragon Alpha is working with a systematic hedge fund in London that has large technical teams underpinning desks of quants and traders.The codebase is in C#, and multiple engineers build bespo

As Lead Business Analyst, you will provide expertise and represent the FCDO and business analysis across government. Translating complex business into well-designed, well-developed digital products drives your enthusiasm. Finally, you are keen to play an active role in FCDO and wider government busi

A leading trading firm in London is seeking an IT-focused Business Analyst to enhance trading systems, gather requirements, and analyze trade processes. Overall, a key position that bridges business needs and IT solutions.

A recruitment agency seeks a Business Analyst specializing in Energy Trading and Derivatives. The ideal candidate will facilitate project lifecycles, manage stakeholder expectations, and translate business needs into technology solutions. The position is based in London, with expectations of being i

A growing company in the construction sector is seeking a Sales & Business Development Executive in Stratford-upon-Avon. This office-based role involves generating leads, converting sales, and supporting operational functions.

Paragon are partnered with multi-strategy hedge fund, who deal with huge amounts of trading/financial data on a daily basis.They are looking for a research focused SRE/Platform Engineer - this engineer will act as SME in handling trading and research infrastructure, deploying critical applications,

We are seeking a passionate, driven individual to join our Business Operations team within the Office of the CEO. Contribute to the top Office of the CEO strategic projects. You combine creative problem-solving with a structured, analytical approach to business challenges and are adept at developing

A recruitment agency is looking for a Business Development/Sales Consultant in Orpington to drive sales of Solar PV solutions in the residential market.

This role offers a permanent position with office hours Monday to Friday. A leading company in regeneration initiative in Nine Elms seeks a proactive Senior HR Manager to manage HR functions while also handling office management.

Analyst, Business Support - European Structured Finance Office page is loaded## Analyst, Business Support - European Structured Finance Officelocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: 10074720-WDDiscover your opportunity with Mitsubishi UFJ Financial Gro

An element of office management is also needed on occasion to ensure the smooth running of the office. The ideal candidate will have 10 years plus EA experience at Director level within a financial services setting ideally in private equity and possess exceptional organisational and time-management

A reputable supplier of educational products in the UK is seeking a Sales Account Manager to manage existing accounts and develop new business opportunities.

Proven experience as a Business Analyst (or even better as a Senior Business Analyst) working in ETRM Back Office and Accounting topics (as BA, functional consultant, product specialist, or similar). Global ETRM software house seeks an ETRM Back Office & Accounting Senior Business Analyst to join th

The Head of Finance Business Partnering is a senior finance business partner responsible for providing strategic insight, transformation support, and robust financial oversight to the Group Chief Operating Officer (COO) and their leadership team. Familiarity with financial modelling techniques used

With an office base in any of our UK branches we are happy to offer hybrid working with the flexibility to work both virtually and from the office. Property Damage and Business Interruption subject matter coverage authority with excellent general insurance knowledge, to support client work - with pa

Office Administrator / Business Support. Paul Kingham Lettings is seeking a highly organised, proactive, and confident Office Administrator / Business Support professional to join their busy lettings and property management team. Manage office keys, viewing arrangements, and records.

The role of the Global Corporate and Investment Banking (GCIB) Business Support team is to provide valuable support, monitoring and reporting as well as acting as an effective 1st line of defence for all areas within GCIB and in particular European Structured Finance Office (ESFO), both from an orig

A leading international finance brand is seeking an experienced HR Business Partner to join their team in West London and Reading.

A government department in the UK is seeking a Lead Business Analyst to drive digital transformation and user-centered design. The role involves managing a team of Business Analysts, building stakeholder relationships, and contributing to a range of design tasks.

Business Analyst / Process Design Expert (Back Office & Supply Chain). Office perks: free breakfasts, lunches, snacks, and regular team events. Sign in to set job alerts for “Business Analyst” roles.

Offering a comprehensive range of retail and corporate financial services/products, this thriving business boasts over 10 million active customers in over 700 business locations. Due to business requirements, we are now looking to acquire the services of an experienced Business Manager. Please note

You will work closely with Division Heads, providing high-quality business support while driving efficiency, compliance and continuous improvement. Manage and enhance divisional operations, including onboarding, space planning, events and offsites, business continuity and programme administration. P

Account Executive - Small Business - UK Based (Office, Flex or Remote). We are actively hiring for a Small Business Account Executive; candidates are eligible to be office, flex or remotely located in the United Kingdom based on individual preference!. Your target clients will largely consist of sma

As a front office Business analyst with strong derivatives knowledge, you will work closely with IT, translating business requirements into tech, working closely with Application Support Analysts, Developers, UAT team and Architects. Business Analyst | Energy Trading, Cross Asset, Front Office | £9

Front Office Business Analyst – 6 Month Contract + extensions • £750 - £850 per day via Umbrella • London – 3 days a week onsite. Join a leading Investment Manager to support Front Office Trading Systems and initiatives across Front Office Technology.

Please see details below for the Business and Office Apprentice job role and complete the form at the bottom to submit your application. Entry level role to learn aspects of business admin and providing customer support to our customers via email and telephone calls. All admin aspects of our busines

Role Overview The Head of Finance Business Partnering is a senior finance business partner responsible for providing strategic insight, transformation support, and robust financial oversight to the Group Chief Operating Officer (COO) and their leadership team. Serve as the first point of contact for

Senior Technical Business AnalystAbout the RoleWe have an exciting opportunity for a skilled Senior Technical Business Analyst to play a pivotal role in shaping technology solutions that drive real business impact here at LV=The role will be based out of our Bournemouth office and on a 12-month co

You will capture and simplify business requirements directly within ServiceNow and curate a prioritized product backlog. Serve as the primary liaison between business and development teams, ensuring all parties agree on acceptance criteria.

Full-Time | Hungerford (Office-Based). A growing global software business with serious market presence. Full-time, office-based role in Hungerford - where momentum, energy and teamwork matter.

Job SpecificationJob Title: Office AdministratorArea: NorwichShift Pattern: Monday to Friday (Days) 8am to 17. Permanent:Salary: £28 to 32K DOEOne of our prestigious clients is looking for an Office Administrator to join their team. You will be joining a new home improvement company helping to buil