Compliance monitoring jobs in Darlington - Page 2Create job alerts

Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. Supporting the delivery of the Compliance Monitoring Program

You’ll be joining a Compliance Team of 20, working closely with and supporting the Compliance Monitoring Manager. Supporting the Monitoring Manager in the development of the annual Compliance Monitoring Assurance Plan. Compliance Monitoring Officer, Midlands (Hybrid/remote).

The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑performance monitoring team. Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. The role focuses on central compliance functions and advisory tas

Ideal candidates are experienced in compliance monitoring and have a strong understanding of PRA and FCA regulations. This role offers the chance to work closely with Compliance and Regulatory departments, contributing to critical governance activities for the organization. A leading Financial Servi

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

This role involves leading a team to enhance compliance efforts and manage investigations. The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership capabilities. A leading financial technology company in London is seeking a Transaction Mo

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. The ideal candidate will have proven experience in compliance monitoring, strong analytical skills, and excellent communication a

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team. The ideal candidate for this Compliance Monitoring Specialist role brings a deep understanding of risk factors along with a hands-on, collaborative approach. This role offers an exciting opportunit

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

A leading financial services company in London is seeking a Compliance Monitoring Specialist for their dynamic Risk & Compliance team. This mid-management role involves supervising compliance professionals, conducting high-level risk assessments, and ensuring adherence to regulatory requirements.

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

Partake in strengthening the branch’s risk and compliance culture (i. Client Onboarding and Client monitoring:. CDD Framework, Risk Management and Portfolio Monitoring:.

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

Undertaking second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business. MERJE are working with a well known IFA/Wealth Management firm in their search for a dedicated Compliance Monitoring Officer. Designing & executing reviews as

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

Owning and evolving a risk-based compliance monitoring programme. Experience in compliance monitoring, assurance, or risk within fintech, payments, FX, e‑money, banking, or broader financial services. We’re a fast-growing, founder-led FinTech who are scaling globally on an opportunity within the

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

You will be responsible for monitoring effectiveness of compliance, engaging with senior management to address concerns, and designing compliance reviews. A well-known Wealth Management firm in Greater London is seeking a dedicated Compliance Monitoring Officer to enhance compliance controls. Candid

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

Ideal candidates will have over 5 years of compliance experience in financial services and strong knowledge of FCA regulations. A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationship

Proven experience in compliance monitoring or a similar role. Deliver distinct elements of the Compliance Monitoring Framework and Plan. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca