Compliance monitoring jobs in Derby - Page 2Create job alerts

We are currently recruiting for Compliance Monitoring Manager to join them on an initial 6 month fixed term contract. Key responsibilities:Manages the organisations internal compliance monitoring system in support of the Companys CAA Approvals and its ISO AccreditationThey also carry out contracto.

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Annual assurance planning: Design and execute the Annual Compliance Monitoring Plan. Global framework strategy: Own the strategic evolution of the Co

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance operational processes. Our client, a rapidly expanding global pay

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

A leading service provider in Greater London seeks an Asbestos Analyst to ensure compliance and high-quality monitoring of asbestos. This role offers an opportunity to contribute to both compliance and service excellence in a supportive work environment.

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

A leading bank in Greater London is seeking a Compliance professional to assist the Head of Compliance with various responsibilities, including preparing returns, monitoring compliance, and conducting regulatory assessments. The ideal candidate will have relevant compliance experience in banking, be

The role involves ongoing compliance monitoring and relationship management with Appointed Representatives and Alternative Investment Funds. Ideal candidates will have over 3 years of experience in compliance monitoring within financial services and possess strong organizational and communication sk

Responsibilities include monitoring activities of F1 Teams and Power Unit Manufacturers, developing auditing tools, and ensuring regulatory compliance.

The ideal candidate should have over 5 years of experience in financial compliance, particularly in transaction monitoring, along with strong analytical skills and a solid understanding of compliance risks in payment service providers. A leading tech company located in Greater London is seeking a co

This role focuses on high-quality asbestos monitoring and compliance with regulations, ensuring adherence to safety protocols.

We are recruiting a Finance, Compliance & Monitoring Officer to support the financial delivery, monitoring and governance of externally funded projects. Experience with financial monitoring, reporting and compliance. Finance and Compliance Monitoring Officer.

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Excellent written communication skills with experience producing detailed monitoring or assurance reports. Lead and deliver targeted and the

The successful candidate will work under the Head of Programmes and ensure compliance with relevant frameworks. Strong coordination and compliance skills are essential for this position.

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. Ideal candidates have extensive experience in compliance assurance and managing international teams. In this role, you will lead a global team to enhance compliance frameworks and ensure effectiv

Responsibilities include supporting the Compliance Monitoring Plan, handling SMCR tasks, and assisting with regulatory reporting. An international broker-dealer in London is seeking a Compliance Officer for a 12-month FTC to cover maternity leave. Ideal candidates will have a solid background in com

A recruiting firm in the finance sector is seeking a Finance and Compliance Monitoring Officer to manage financial claims, ensure compliance, and report on externally funded projects. Responsibilities include day-to-day financial management, reviewing compliance documentation, and building relations

The role involves monitoring and auditing F1 Teams and Power Unit Manufacturers.

A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. You will lead a high-performing international team to refine compliance frame

A financial services firm in Greater London seeks a Compliance Officer to strengthen its financial crime compliance framework. This role offers a dynamic environment focused on compliance and stakeholder management.

A leading accountancy firm in London is seeking a talented individual to join their Monitoring Trustee Services team. This role involves supporting high-profile compliance projects and case management, contributing to marketing efforts, and providing administrative assistance.

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

Under the direct supervision of Head of Programmes, and working in close coordination with the National Resettlement and Complementary Pathways Officer, the Senior Project Associate (RMM Monitoring and Compliance) will support monitoring the effectiveness of UK Resettlement and Complementary Pathway

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

We are seeking a Compliance Monitoring Manager to lead on the delivery of a Nest Invest Compliance Monitoring Plan, be able to adapt that plan to respond to new or emerging regulatory risks identified through horizon scanning, FCA priorities or internal situations, and deliver compliance monitoring

You’d take immediate ownership of the compliance monitoring programme, but also become increasingly involved in the group’s compliance policies and procedures across all jurisdictions, project work, amongst many other areas. This role is to support a very successful risk and compliance team and

Compliance Monitoring Manager - Wealth & Investment Management. A respected Wealth & Investment Management firm is seeking a technically strong Compliance Monitoring Manager to lead second-line oversight across its Investment Management business. You will own a risk-based Compliance Monitoring Plan

Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. The role will be responsible for the review and approval of

Internal Audit and Compliance Manager - Construction Consulting Firm - London - £70,000 - £75,000. This greenfield position will likely change into the Head of Internal Audit and Compliance within the coming years. Well-rounded experience across internal audit and compliance.

Security Welfare Officer .Salary: £24,535 - £24,955 .Stephen Burke Campus, Swadlincote .Burton and South Derbyshire College is seeking to appoint a well-organised, committed and enthusiastic individual to join our Learner Services Team.We ar

Reporting to the Head of Tax, this role is suited to a technically strong tax professional to lead the preparation and review of corporate tax reporting and compliance across the group. You will take ownership of group-wide tax accounting under IFRS or UK GAAP as well as overseeing the compliance pr

Casual Cleaner - Fontwell Park.Be part of the team behind the scenes at one of the South's most exciting racing and events venues.Fontwell Park is looking for reliable and hardworking Casual Cleaners to support our race days and non-racing events throughout the year.From thrilling National Hunt fixt

This is a key role within our housing maintenance operation, ensuring that all planned works are delivered in full compliance with. Ensure adherence to statutory and regulatory requirements including building safety, fire safety, gas, electrical and wider compliance obligations. Monitor, audit and r

Holidays Cottage Cleaner - Newton Abbott.Warcleave cottage is located in Dartmoor National Park, and is an ideal stay for those guests looking for a wild and rugged walking holiday.It is a woodland hide-out with a tree top balcony and a riverside garden.The advertised salary for this role will be i

Become a Local Delivery Driver with Evri: Join One of the UK’s Biggest Courier Networks.Download the Evri Courier Community App on the App Store or Google Play for a quicker, easier application process or click the apply now button to start your application.Looking for a fresh start

Become a Local Delivery Driver with Evri: Join One of the UK’s Biggest Courier Networks.Download the Evri Courier Community App on the App Store or Google Play for a quicker, easier application process or click the apply now button to start your application.Looking for a fresh start