Compliance monitoring jobs in Derby - Page 2Create job alerts

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance frameworks. Proven experience in compliance monitoring or a similar role. Develop and implement the annual Compliance Monitoring Plan for

A global insurance group in Greater London is seeking a Senior Compliance Monitoring Officer to oversee compliance monitoring activities across business units. This role includes developing compliance plans, conducting monitoring reviews, and preparing detailed reports. The ideal candidate will have

Prepare and present comprehensive reports on compliance monitoring results, risk trends, and remediation status to senior management and the Board (or Compliance Committee). Manage the execution of compliance monitoring activities, including thematic reviews, continuous monitoring, and targeted asse

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

Deliver distinct elements of the Compliance Monitoring Framework and Plan. Who We're Looking For*** Proven experience in compliance monitoring or a similar role. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards

The role involves managing relationships, conducting quality assurance, and supporting the improvement of AR monitoring frameworks. Ideal candidates will have over 5 years of experience in compliance within financial services, a strong understanding of regulatory requirements, and excellent stakehol

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. The role focuses on central compliance functions and advisory tas

A global financial platform company seeks a Senior Manager for Compliance Monitoring and Oversight located in London. The role involves developing compliance programs, managing risk assessments, and ensuring alignment with regulations. Ideal candidates should have a Bachelor's degree in a relevant f

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A leading low-cost airline is seeking a Part 145 Compliance Monitoring Engineer to ensure maintenance operations meet regulatory requirements at their Gatwick base. Ideal candidates will have a strong knowledge of Part 145 regulations, formal aviation engineering training, and experience in an aviat

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

We are working with an established wealth and investment management firm seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. You will provide constructive challenge to investment professionals, contribute to the enhancement of the compliance monito

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. You will develop and implement a Compliance Monitoring Plan, conduct thematic assessments, and present detailed reports with find

Job Description - Part 145 Compliance Monitoring Engineer (16604). Part 145 Compliance Monitoring Engineer ( 16604 ). As a Part 145 Compliance Monitoring Engineer you’ll be right at the heart of safety and regulatory assurance.

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership capabilities. A leading financial technology company in London is seeking a Transaction Monitoring Lead. This role involves leading a team to enhance compliance efforts and manage i

A leading low-cost airline in the UK is looking for a Part 145 Compliance Monitoring Engineer. This full-time role involves ensuring safety and regulatory compliance in aircraft maintenance, auditing maintenance locations, and implementing safety management systems. Candidates should have a strong b

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

A leading accountancy firm in the UK seeks a Mid-Senior level professional to manage compliance projects within a global Monitoring Trustee practice. This role involves oversight of multinational companies' compliance with competition laws, drafting reports, and working on high-profile cases.

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

We’re looking for a Compliance Monitoring Lead to design, deliver, and continuously improve VFX’s Compliance Monitoring Programme (CMP). Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. You’ll take ownership of monitoring planning, execution, repo

Our client, a rapidly expanding global payments group, is seeking a Transaction Monitoring Manager to work alongside the Head of Compliance & MLRO in London. The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading

As a Part 145 Compliance Monitoring Engineer you’ll be right at the heart of safety and regulatory assurance. Have experience working within Part 145 compliance and aircraft maintenance. You’ll also play a key role in supporting our Safety Management System reviewing accident and incident data m

Safer recruitment processes and probationary monitoring.

Support Worker – Uttoxeter - £12.Drivers Required - Full UK licence.Typical Shifts are: Required to work on a rota basis; Monday to Sunday, covering the following shifts - Early shifts: 8:00am-3:00pm and Late shifts: 3:00pm-10:00pm (long days also available).Join Voyage Care and Feel Valued, we r

We are committed to continuous improvement, building a skilled, knowledgeable, and flexible workforce alongside promoting innovation and creativity whilst keeping children, young people and families at the heart of all we do.We really value our workforce and offer you a great benefits package includ

Applying for this role is straight forward Scroll down and click on Apply to be considered for this position.Competitive Salary + Bonus + Excellent Benefits.Bristol – Fusion Utilities Hire.Wolseley Group - a leading specialist trade merchant across the UK and Ireland.We pride ourselves in putting

Essential Requirements:Skills & Knowledge - A full UK Driving license and access to a car - Confident using digital systems and technology - Strong planning and organisational skills, managing competing priorities - Ability to prepare clear written reports - Understanding of when to support and whe

Job Description An exciting opportunity has arisen for a Senior BSL Care Assistant / Support Worker to join a well-established care provider offering residential, nursing, and dementia care for older adults.As a Senior BSL Care Assistant, you will be delivering person-centred care to elderly deaf r

Job Description Senior Residential Support Worker Childrens Home Location: Derby Job Type: Full-time Start Date: ASAP Pay: £13.Overtime: Paid on Bank Holidays About the Role We are recruiting an experienced and compassionate Senior Residential Support Worker to join our Ofsted-registered Childr

Job Description Job description Our client is a well-established organisation dedicated to transforming the lives of young people.Children's Residential Home, providing a safe and nurturing environment for children and young individuals with Emotional and Behavioral Difficulties (EBD).They are com

Job Description Creative Support is a national, fast growing not-for-profit organisation providing support to individuals with a wide range of care needs.We are currently looking to add a Female Support Worker to our team in Alvaston, Derby.We are looking for a confident, enthusiastic and motivated

This is a fantastic opportunity to help shape how customs compliance works at a fast-paced online retailer. Driving and continually improving ASOS’s customs compliance programme — carrying out audit checks on classification, valuation, origin, export and customs warehouse procedures, and ensurin

Job Description Creative Support is a national, fast growing not-for-profit organisation providing support to individuals with a wide range of care needs.We are currently seeking highly motivated Relief Support Workers to join our friendly team in Alvaston, Derby.We are looking for respectful, warm

Certifications such as C3O (Certified Crypto Compliance Officer) by AC3O. At BlackPeek Consultancy, we specialize in connecting top-tier talent with compliance-focused opportunities across industries. Our expertise lies in recruiting for roles related to AML (Anti-Money Laundering), KYC (Know Your C

A leading British bank is seeking a Risk Assessment Unit Analyst to support its financial crime risk exposure.This position involves conducting high-risk customer reviews, managing alerts, and performing quality control on KYC/CDD files.The ideal candidate should have a strong understanding of finan

Responsibilities include ensuring compliance and preparing disclosures for management.

We have created a culture of openness and integrity by building genuine and strong relationships and partnerships, enabling us to be uncompromising in our dedication in delivering the optimal service for our clients.Our commitment is not just towards our clients but we aim to foster a positive and e

Public Area Cleaner (Spa), £12.Get paid for doing what you love, get loads of rewards and benefits and learn new skills whilst you earn.Does attention to detail come naturally to you? In this role.You will have high standards in terms of cleanliness and strive to make first impressions count.We are

A healthcare provider in the UK is recruiting a part-time Healthcare Cleaning Professional to maintain high cleaning standards at Arrowe Park Hospital.This role involves general cleaning tasks, including mopping and serving patients, and requires a flexible approach to work in various areas.While pr

A supportive living organization in Greater London is seeking a Domestic Cleaner to maintain high cleaning standards for vulnerable adults in a supportive housing environment.The full-time role, working 37.The ideal candidate will need to work Monday to Friday from 7:30 am to 4:00 pm, providing a wa

Domestic Cleaner - Mental Health Supported Housing.Domestic Cleaner - Mental Health Supported Housing.Apax's aspiration is to become a values‑driven enterprise and our mission "We strive for excellence to improve ourselves, transform services, enhance lives and advance society" plays centre stage.

Join to apply for the Cleaner- Client Support Team role at Convene.Please note: All candidates must currently reside in the UK and be able to work in the UK without sponsorship.Cleaner, Client Support Team - London, UK.Flexible Hours and a Career That Works Around You.Join our Client Support Team at