Trabajos remote compliance en New York, NY - Page 2Crear alertas

Compliance Specialist – Rate Filing. Maintain accurate and accessible records related to those filings. Review and address filing objections to achieve approval in all target states. Review regulatory publications for impact on company filings and product offerings. ...

Manager, People & Organization At Chanel, we are focused on creating an inclusive culture that nurtures personal growth, contributing to collective progress. We believe the uniqueness of each individual increases the diversity, complementarity and effectiveness of our teams. We strongly encourage...

The Senior Program Manager, Disaster Spiritual Care is a remote position encumbered within the National Headquarters (NHQ) Disaster Services Department, Client Care Program (CCP). The Senior Program Manager also supports the Client Care Program’s Systems and Compliance Unit, the Client Care Readi...

... with flexibility for remote work. The Billing Compliance Specialist will be responsible for ... This role will include working directly with our attorneys and paralegals. Being an effective ...

Compliance Professional (New York, NY or REMOTE): Our client is seeking a detail-oriented and proactive senior compliance professional with a background in 1940 Act work to join their compliance team

COMPLAINCE MANAGER Based in our NYC Corporate Office (not remote) The Compliance Manager ensures our business adheres to legal standards and internal policies. This role is crucial for maintaining ...

Develop, maintain and implement compliance program for broker-dealer which serves as the ... OSJ remote office inspection and other SEC/FINRA regulatory requirements * Work with registered ...

This is a remote role with minimal office time as needed. Responsibilities: The Director of Regulatory Compliance Operations will be responsible for: * Contributing to the annual risk assessment plan ...

Closely collaborate with the Responsible Use of AI (RUAI) team to ensure that the delivered solutions are compliant with the company policies and standards * Write both internal and external ...

This position will primarily be responsible for preparing and submitting regulatory documentation for the marketing of new or modified medical devices, ensuring compliance with US regulations. This ...

W2, Permanent/Direct-Hire/Full-Time * Open to Remote, Hybrid within 30 miles of offices in NYC or ... Compliance Product Ownership: Drive compliance products across markets, understand jurisdiction ...

AVP - Surveillance and Compliance Advisory - Regulatory Control Group Location: New York, NY ... Hybrid for BGC Partners across the working week, means three days office based and two days remote

Implement security measures and compliance standards of the platform and APIs to ensure adherence to industry regulations. * Mentor technical engineering talent. Provide guidance and mentorship to ...

Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor employee brokerage accounts. * Timely follow-up with onboarding users, account disclosures and brokerage ...

A financial services firm in Midtown, NY, is seeking a Regulatory Compliance Manager for their Broker-Dealer team. This role will focus on overseeing and managing compliance initiatives, particularly ...

AML-related reviews such as FinCEN, OFAC - Monitoring compliance applications for employee personal account dealings, employee trading, outside business activities, private securities transactions ...

Primary Duties and Responsibilities: ● Responsible for the live monitoring of payments and messages via the banks OFAC filtering system to ensure all transactions are in compliance with OFAC ...

The Legal and Compliance Department coordinates, oversees, and handles all legal, regulatory and compliance issues globally. Key compliance responsibilities and tasks will include the following

We are seeking an experienced and proactive Vice President of Leasing & Compliance (VP) to lead and oversee the Leasing and Compliance department. This role is crucial for ensuring our operations ...

We are looking for an experienced compliance professional who will take on an integral role in helping to contribute to the management of Octagon's compliance program. Essential Duties and ...

Ensure that any compliance issues or concerns with the firm are being appropriately escalated, evaluated, investigated, and addressed in a timely manner. * Perform other compliance-related ...

The Guidelines and Restrictions team is tasked with ensuring compliance with investment guidelines across various accounts, including institutional separate accounts (both ERISA and non-ERISA ...

Compliance Oversight: Ensure all investment banking activities adhere to regulatory requirements and internal policies. Monitor and enforce compliance with FINRA, SEC, and other relevant regulations

... compliance preferably in Dallas, TX; Las Vegas, NV; Hoboken, NJ, Boston, MA or Phoenix, AZ; however, remote positions will be considered. Job Responsibilities: Sr. Manager level position requires ...