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Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. Policy Development and Implementation: Lead the development and implementation of comprehensive compliance policies a

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. Regulatory Expert - Regulatory Technology & Compliance. Regulatory Compliance

Monitoring model performance metrics and investigating anomalies in production environments. Experience in model development, risk analytics, or quantitative compliance, preferably within financial crime or transaction monitoring. Recent and relevant hands-on experience in SQL, Python for data analy

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. Are you looking for a Compliance Monitoring role with genuine autonomy?. You’ll conduct thematic reviews to identify and asses

Security & compliance: Perform regular access and security reviews, partner with the CISO on policy, controls and audits. Monitoring & optimisation: Track IT‑related costs and usage; recommend improvements to reliability, security and spend. End‑user support: Provide timely, high‑quality 1st/2

This industry-leading global organization, that is SRA regulated, is seeking a Regulatory Senior Manager to join its dynamic compliance team. Monitoring global regulatory developments across the regions the Group operates in (EMEA, APAC, and North America) and analysing new regulatory requirements.

Display exemplary conduct, embed the highest standards of ethics and effectively identify, mitigate and resolve risk, conduct and compliance matters. Responsible for design and execution of BAU control framework including policies, standards and monitoring of controls.

Interact with Group Compliance in relation to queries and the delivery of the compliance monitoring plan.

Perform daily Portfolio Surveillance monitoring of separately managed accounts, mutual funds, and products subject to UCITS using Aladdin and Sentinel as compliance engines. Proactively identify process improvement and risk mitigation opportunities within the function locally and globally, and work

Define and lead on TM model optimisation, industry monitoring typology risk assessment methodology and overall control framework in building an effective Transaction Monitoring programme. Strong understanding of the AFC compliance risks relevant to Transaction Monitoring (e. Excellent appreciation o

You’ll be working on projects covering identity and access management, cloud and network security, vulnerability management, security monitoring, security hardening, compliance reviews, and more. Relevant security certifications such as AWS Security Specialist or GCP Professional Cloud Security En

Senior Compliance Monitoring Specialist. Senior Compliance Monitoring Specialist. Experience of applying monitoring methodologies / audit methodology.

We are seeking a highly motivated Risk and Compliance Officer to join our 2nd Line of Defence (2LoD) team. Support the Head of Compliance with periodic compliance monitoring and thematic reviews. This is a pivotal role supporting both the Head of Compliance and the Senior Risk Manager in overseeing

This role entails maintaining the building safety case, closely monitoring safety protocols, conducting building inspections, auditing documentation, and ensuring compliance with local regulations and evolving building safety legislation. The Building Safety Manager oversees and ensures the safety a

Creating, designing and managing team quality controls within the legal team, such as working on procedures and processes, adapting to legal changes, compliance with legal standards, monitoring risk and client care. You will partner with the business to provide high quality and result oriented legal

The team also provide advisory services to fee earning and support teams, publish guidance documentation, prepare and deliver internal briefings, develop firm policy, conduct quality and compliance monitoring and create and maintain content on the firm's intranet. Ability to analyse and research ris

The job holder will report to the Head of Second Line Assurance and will work closely with the Compliance Monitoring Manager, the Risk and Compliance team as well as with members of senior management across DUAL UK. Working with the Head of Second Line Assurance to devise the risk-based annual Secon

Monitoring legal and regulatory developments and implementing necessary changes. Conducting audits of client files to ensure regulatory and internal policy compliance. Requirements: - Qualified solicitor (England & Wales) with 2+ years PQE in a risk and compliance role within a law firm.

This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring expe

Drive enhancements to risk and compliance policies, processes, and controls, and oversee reporting to the Executive and Board. Oversee compliance reviews and controls testing, ensuring effective risk and compliance monitoring. Manage, support, and coach members of the Risk & Compliance team, develop

As a senior manager / manager, you will be expected to use your industry experience and expertise to formulate comprehensive and well considered TM solutions to clients' challenges. Strong understanding of the AFC compliance risks relevant to Transaction Monitoring (e. Good appreciation on conventio

We're looking for a sharp, data-driven professional to join our Governance Oversight team as a.You'll work closely with our Investment and Portfolio Managers to.Rather than compliance monitoring in the traditional sense, this role is.Analyse front-office data to identify risk trends and breaches of

Monitoring Technician – No Experience Needed, Full Training Provided.Start Your Career with HSL Compliance.Looking for a hands-on job where every day is different? At HSL Compliance, we’re looking for motivated people with a driving licence, good work ethic, and positive attitude to join us as M

We are recruiting for an experienced Safety & Compliance Specialist to join our team. Demonstrable experience working in a safety management and compliance monitoring function within an aviation organisation. Working as part of the Safety and Compliance team, you will be responsible for ensuring tha

Pre and post trade compliance monitoring across investment portfolios, investigating and escalating compliance breaches where required, working with Investment teams, Risk, and other stakeholders. This newly established role within PIC’s Investment Operations department is focused on building and

Its API & widget driven solutions enable web3 platforms to onboard users to 130+ crypto assets from 63+ countries, abstracting away the complexity of user KYC, risk monitoring & compliance, payment methods and customer support. This role carries full KPI ownership from KYC pass rates and vendor SLAs

The individual in this role will work on indirect tax product and services taxability research, monitoring indirect tax legislation changes and latest rulings, providing technical advice to ensure the tax calculation platform is in continued compliance with global indirect tax laws. The Global Tax C

The purpose of the compliance administrator role is to provide assistance and support to the compliance team specifically, with a focus on monitoring and developing the controls in place within Bedell Cristin. Maintain compliance registers to ensure that we are documenting newly identified occurrenc

DA Customer Operations & Support Manager. To help maintain and update all related conduct and compliance policies and support the testing, monitoring and challenge of relevant processes. Collaborate with colleagues across the Underwriting and Product team and beyond to support internal and regulator

We are seeking an experienced Security Compliance Specialist with expertise in implementing and maintaining security monitoring and compliance programmes. Monitor and audit IT systems and processes to ensure ongoing compliance with internal policies and external regulations. Information Security Ris

Drafting compliance manuals and other compliance documentation for clients (such as Compliance Officer and MLRO reports, SYSC risk registers, conflicts registers). Writing compliance monitoring reports. Updating compliance material to take account of rule changes.

We are looking for an experienced Senior Risk Manager to join our Japan TRC LM Audit & Monitoring (A&M) team, who can apply their knowledge of risk management and internal controls to a diverse set of transportation risk areas including compliance, process, technology, legal, finance, and program ma

Compliance Programme for Thunes UK: Serves as MLRO for the UK Entity; deploys Thunes’ Group Compliance framework in the United Kingdom (AML/CTF, Sanctions, and ABC policies); aligns frameworks with the Thunes Global Policy House; applies frameworks to onboarding, ongoing monitoring, and reporting;

The Operations and Security Manager will coordinate all aspects of building operations and site security, including supervision of security personnel, contractor management, compliance monitoring, and emergency preparedness. The Operations and Security Manager will maintain property value, enhance r

They’re looking for an experienced Compliance Analyst to join their growing Compliance function. Identify compliance gaps, run system reports, and follow up with non‑compliant staff. Coordinate monthly file reviews and assist with compliance monitoring.

Job Specification**### * ### Monitor and control the periodic or one-off compliance by the borrower of all obligations and compulsory actions and milestones set forth in the financing agreements;* ### Set up new transactions using our Agency Management Monitoring Tool;* ### Manage and coordinate our

We are seeking an experienced Head of Compliance with a proven background in RegTech and IDV to join our growing team at Programmers Force. Develop compliance training and monitoring programs. Partner with Product and Legal to ensure compliance in product design.

RESPONSIBILITIES - Deliver monitoring and assurance reviews aligned with our compliance plan and methodology - Evaluate how well key controls are designed and working across the business - Spot risks, control gaps, and opportunities to improve how we do things - Write clear, insightful reports with

Within it, the Global Compliance Operations team executes compliance controls in line with Coinbase’s BSA/AML program, including transaction monitoring, KYC, CDD, and EDD policies, procedures, and jurisdictional standards. Champion change management and a culture of compliance. Minimum 3 years of

Compliance Manager (fixed-term contract). Assist in managing all compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements, and monitoring new regulatory developments, assessing the impact of the UK Branc

Assurance Manager, Risk and Compliance Solutions (UK and EU). Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Assurance Manager to join our UK and EU team, where you'll have the unique opportunity to i

Manage the life cycle activities for the compliance monitoring plan including facilitation of compliance risk assessments, creation and maintenance of the annual monitoring plan, and management of outstanding compliance actions. We’re seeking a dynamic Vice President, Global Compliance Monitoring

Exposure to investment compliance, compliance monitoring or investment operations. Maintaining the compliance monitoring system. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes.

The job holder will report to the Head of Second Line Assurance and will work closely with the Compliance Monitoring Manager, the Risk and Compliance team as well as with members of senior management across DUAL UK. Working with the Head of Second Line Assurance to devise the risk-based annual Secon

ABAC / FCPA, Compliance Analyst, London. Manage timely and quality anti-corruption monitoring and issue resolution, to ensure that standards and controls are functioning well and to identify and remediate compliance risks and issues. This includes collaborating with the Analysts to obtain status upd

Due to growth they are looking for a Head of Compliance to provide subject matter expertise on FCA regulations whilst identifying regulatory risk. You will develop, implement and maintain the compliance monitoring plan.

Responsible for daily monitoring and reporting of P&L and Risk, with commentaries of key drivers. Contribute to the development of the trading risk management framework, drafting of risk policies and procedures for new and existing businesses, ensuring compliance with relevant regulatory requirement

Compliance Monitoring and Reporting: Improve our Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. Policy Development and Implementation: Lead the development and implementation of comprehensive compliance policies a