Compliance monitoring jobs in Sunderland - Page 5Create job alerts

A leading accountancy firm in the UK seeks a Mid-Senior level professional to manage compliance projects within a global Monitoring Trustee practice. This role involves oversight of multinational companies' compliance with competition laws, drafting reports, and working on high-profile cases.

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

We’re looking for a Compliance Monitoring Lead to design, deliver, and continuously improve VFX’s Compliance Monitoring Programme (CMP). Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. Strong regulatory and compliance monitoring experience within F

The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑performance monitoring team. Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. Coll

We are working with an established wealth and investment management firm seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. You will provide constructive challenge to investment professionals, contribute to the enhancement of the compliance monito

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. You will develop and implement a Compliance Monitoring Plan, conduct thematic assessments, and present detailed reports with find

As a Part 145 Compliance Monitoring Engineer you’ll be right at the heart of safety and regulatory assurance. Job Description - Part 145 Compliance Monitoring Engineer (16604). Part 145 Compliance Monitoring Engineer ( 16604 ).

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Get notified about new Compliance Engineer jobs in.

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

As a Part 145 Compliance Monitoring Engineer you’ll be right at the heart of safety and regulatory assurance. You’ll also play a key role in supporting our Safety Management System reviewing accident and incident data monitoring trends and helping to embed a strong proactive safety culture acros

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

A leading low-cost airline is seeking a Part 145 Compliance Monitoring Engineer to ensure maintenance operations meet regulatory requirements at their Gatwick base. Ideal candidates will have a strong knowledge of Part 145 regulations, formal aviation engineering training, and experience in an aviat

A leading financial technology company in London is seeking a Transaction Monitoring Lead. This role involves leading a team to enhance compliance efforts and manage investigations. The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership

A leading low-cost airline in the UK is looking for a Part 145 Compliance Monitoring Engineer. This full-time role involves ensuring safety and regulatory compliance in aircraft maintenance, auditing maintenance locations, and implementing safety management systems. Candidates should have a strong b

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

The role involves managing relationships, conducting quality assurance, and supporting the improvement of AR monitoring frameworks. Ideal candidates will have over 5 years of experience in compliance within financial services, a strong understanding of regulatory requirements, and excellent stakehol

Deliver distinct elements of the Compliance Monitoring Framework and Plan. Who We're Looking For*** Proven experience in compliance monitoring or a similar role. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards

You will ensure regulatory compliance, manage relationships, and conduct quality assurance for monitoring activities. A leading Investor Services group in Newcastle upon Tyne is seeking an experienced compliance professional to oversee a portfolio of Appointed Representatives. The ideal candidate wi

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. This position requires someone looking for career advancement and

A global financial platform company seeks a Senior Manager for Compliance Monitoring and Oversight located in London. Ideal candidates should have a Bachelor's degree in a relevant field and 6-8 years of experience in compliance roles within financial institutions or fintech. This position offers an

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance frameworks. Proven experience in compliance monitoring or a similar role. Develop and implement the annual Compliance Monitoring Plan for

A global insurance group in Greater London is seeking a Senior Compliance Monitoring Officer to oversee compliance monitoring activities across business units. This role includes developing compliance plans, conducting monitoring reviews, and preparing detailed reports. The ideal candidate will have

Prepare and present comprehensive reports on compliance monitoring results, risk trends, and remediation status to senior management and the Board (or Compliance Committee). Manage the execution of compliance monitoring activities, including thematic reviews, continuous monitoring, and targeted asse

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations