Financial compliance jobs in London - Page 14Create job alerts

What the Hiring Manager Says Quilter Cheviot has been the wealth manager of choice for individuals and families for over 250 years, and today is one of the UK's largest wealth management firms offering expert discretionary investment management and financial advice through our sister company, Qui...

Train and brief various teams on Financial Crime and compliance. Ensure the teams are aligned to the companies AML & Financial Crime policies and procedures. Develop and improve operational processes around Financial Crime. Keep up to date with all Financial Crime related regulations and ensure t...

Key Responsibilities: Assist in generating new investment ideas and managing current public equity investments. Conduct portfolio monitoring, research, and due diligence on potential investments. Prepare investment proposals, build and maintain financial models, and manage relationships with comp...

BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. As a Compliance Officer at BETA CAPITAL MANAGEMENT, you will play a pivotal role in ensuring our firm's adherence to all relevant regulatory stand...

They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management etc). Subject manager expertise in UK regulatory compliance. ...

This is a generalist compliance role.Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes.Ideally 3-5 years relevant compliance experience gained within the Financial Services sector.Knowledge of imp...

Ensuring regulatory compliance across all business units. Monitoring changes in relevant legislation and the regulatory environment. A successful Regulatory Compliance Manager should have:. We encourage all relevant candidates who are ready to make a significant impact in the financial services s...

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry. Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional tes...

At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operatin...

Financial Crime / Sanctions - Controls - Risk/Compliance. Experience of internal controls and relevant risks across Financial Crime/Compliance is essential . My client, a leading financial services business based in the City of London, are seeking candidates with good domain knowledge of financia...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required. You should have gained at least 2 years compliance monitoring experience with a Wealth Management firm  or a Retail Financial Advice firm (or a Compliance Consultancy covering such) w...

This team provide advisory compliance support to our central support functions including finance, human resources, operations and technology. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group C...

Purpose of Job The Senior Political Counsellor is responsible for assessing progress in democratic transition of the EBRD's countries of operations and their compliance with the Article 1 of the AEB and other political aspects of the Bank's mandate. S/he monitors, analyses and reports on politica...

The Business Intelligence Group (BIG) in FCC covering Europe, the Middle East and Africa (EMEA), which is based in London, is seeking someone from either a legal or non-legal background with relevant skills and experience to work within the BIG team in connection with their review of transactions...

The team is made up of five pillars (regulatory compliance, financial crime, compliance monitoring, advisory, data protection, and regulatory affairs). We’re looking for a Head of Regulatory Compliance to join the Compliance team at Revolut NewCo Ltd (our entity, which has applied for a UK Bankin...

The incumbent, a sole contributor, will promote effective Financial Crime risk management solutions by working in partnership with the various Trade & Working Capital Solutions teams in the 1st line, as well as the 2nd and 3rd line of defence partners, including Compliance, Legal, Operations, and...

Take the next step in your career by joining this well-respected financial services team. With an enviable reputation, this team combines international tax services (encompassing all technical corporate tax advisory work) with transaction tax services (M&A/deals tax). It has an impressive client ...

What you’ll do Role title: Commercial Lead Department: Commercial Operations Reports to: Head of Commercial Management, CSO Band: F Location: Hybrid Role purpose: The Commercial Lead is responsible for leading strategic and complex transformation bid responses for CSO’s largest opportunities with...

Community Leader (Director) - L'Arche London ABOUT THE ROLE Hours of work: 37.5 hours per week (occasional evenings and weekends). Salary: £57,000 - £60,000 per annum (including London weighting). Place of work: L'Arche London Community Office, West Norwood, SE27. Some travel and overnight stays ...

OKX is revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal, and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent, and accessible society through blockchain technology. To date, we have 50+ million users, 3000+ employees, a...

Select how often (in days) to receive an alert: Head L&H Valuation Transformation Office (80 - 100%) About Risk Management We live in turbulent and uncertain times, and Swiss Re’s vision of making the world more resilient through both our investment and our business activities is needed now more ...

This is a unique opportunity to be General Counsel of a successful fintech scale-up that is on a continued growth journey. You will be able to take over an existing legal function and evolve it yourself to suit the business as it grows. The CEO values legal highly and is looking for a trusted adv...

Join the UK’s market leading restructuring and advisory tax team and make a real difference on a range of high profile and dynamic transactions, advisory projects and complex insolvencies. The Teneo Tax Team specialises in providing tax advice on the restructuring of financially distressed busine...

Location London, LONDON, United Kingdom Posted on Jun 09, 2022 Profile Aon is currently recruiting a Chief Innovation Officer to oversee the enhancement of F&PS's innovative capabilities. This is a Hybrid role which will involve part office/home based working. At Aon, we shape decisions for the b...