Trabajos financial compliance en Southall - Page 6Crear alertas

What will I be doing?Overseeing the end-to-end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standardsProviding clear, pragmatic guidance on consumer financial promotions, social media campaigns and wider marketing collateralPartnerin

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. If you are a skilled compliance lawy

Compliance & Financial Crime Manager - Hertfordshire, HP2 4YLCompliance & Financial Crime ManagerHemel Hempstead, Hybrid (3 days/ week in office)Annual salary + bonus and benefitsJoin us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adher

A leading banking institution in Greater London is seeking a professional for a compliance role focused on financial crime. The ideal candidate possesses proven experience in compliance roles within banking, has a strong understanding of financial crime regulations, and demonstrates excellent analyt

A fast-growing fintech company in Greater London seeks a Group Financial Controller to lead the financial control environment. You will report to the Group CFO and be responsible for designing compliance processes and regulatory infrastructure, ensuring the company's transition to a fully authorised

Conducting compliance due diligence across partners, third parties and financial institutions. Proven experience in UK regulatory compliance within payments, fintech or financial services. A high growth payments business is looking to appoint an experienced Regulatory Compliance professional into it

A leading insurance provider in the UK is seeking a Compliance Manager to drive their compliance agenda. Ideal candidates must have proven experience in a Financial Crime role and strong stakeholder management capabilities. This role involves managing sanctions screening solutions and designing risk

A respected Financial Planning firm in the United Kingdom is seeking an experienced Quality Assurance professional to enhance its technical oversight function. The role encompasses ensuring regulatory compliance and high advice standards through structured file reviews, conducting quality checks on

This is a Hybrid role, the Financial Crime Compliance team working from our London (Moorgate) office 3 days per week. You will deputise for the MLRO, managing a growing team of Financial Crime Compliance Professionals. Financial Crime Compliance at Capital on Tap.

A leading financial recruitment agency is seeking a Financial Controller to oversee financial operations in a fast-growing small business environment. The ideal candidate will manage tasks including compliance, budgeting, and team leadership. This role is integral to the financial success of the fir

Own checkouts ongoing relationship with our third party outsource provider in support of operational processes* Oversee supporting capabilities for Transaction Monitoring and Screening processes, including development and implementation of models involving tuning, calibration, segmentation and optim

Compliance Consultant, Compliance Officer, Compliance Manager, Quality Assurance, Process Controls, Audit. Compliance Consultant – Payments / Financial Services. Background in compliance operations, internal audit, or quality assurance within financial services.

Sanctions & financial crime screening checks* Maintaining compliance systems and registers/logs* Understanding and addressing new and/or changes in regulatory requirements in order to mitigate the risk of sanctions and financial crime* Financial Crime and Sanctions Framework support* Contributing to

A financial services firm in Greater London seeks a Compliance Officer to strengthen its financial crime compliance framework. The ideal candidate will hold a Bachelor's degree and possess a strong understanding of financial crime risks, UK legislation, and communication skills. This role offers a d

Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Good understanding of UK fina

Our client, a large financial services organisation, is seeking a Head of Financial Markets - Conduct & Compliance to lead compliance oversight across key financial markets activities. Extensive experience within the financial services industry, including leadership experience within a Compliance Ad

A British advanced engineering firm in Shalford is seeking a Group Financial Accountant to manage financial compliance, oversee general ledgers, and prepare annual budgets.

A leading FMCG company in the UK is looking for a Financial Reporting Manager to oversee statutory and regulatory reporting. This pivotal role requires strong expertise in IFRS and UK GAAP compliance, as well as the ability to drive improvements in reporting processes. The ideal candidate will be a

A leading software company in Greater London seeks a dynamic Account Executive for its Financial Markets Compliance sales team. Candidates must have over 6 years of sales experience in the financial sector, strong relationship management skills, and familiarity with regulatory requirements in EMEA.

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private eq

The successful candidate will lead the financial crime function, supporting compliance initiatives across various jurisdictions. A prestigious law firm seeks a Senior Risk and Compliance Manager to join their team in London. Responsibilities include advising on AML matters, managing a team, and deli

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

You’ll maintain and implement compliance-owned policies and procedures, conduct sanctions and financial crime screening, and contribute to fostering a strong compliance culture across the business. Are you a compliance professional with experience in Lloyd’s insurance and a keen eye for detail i

A leading financial solutions provider in the UK is seeking a Senior Program Manager to lead multi-stream enterprise implementations for global financial institutions.

A fintech company in Greater London seeks a Head of Financial Reporting to oversee financial controls and reporting. The ideal candidate will have ACA qualification, strong IFRS knowledge, and experience in financial services. Tasks include preparing financial statements, leading regulatory filings,

A global logistics company is seeking an experienced Assistant Financial Controller to drive financial excellence and compliance in the UK. The candidate will oversee financial operations, ensuring timely compliance with financial reporting requirements, and partner with external advisors.

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

A global payments firm is seeking a financially savvy individual to manage monthly and regulatory financial reporting, as well as year-end statutory accounts. Join a dynamic team in the United Kingdom to contribute to improving financial processes and quality standards.

Strong understanding of the financial planning process and investment/pension products. We are working with a well established, award winning Independent Financial Planning and Wealth Management firm seeking a. You will be responsible for first line monitoring and quality assurance of financial plan

A leading financial institution in the United Kingdom is seeking an experienced Tax Compliance & Reporting Senior Manager to oversee tax obligations for the UK, EMEA, and APAC. The ideal candidate will have strong qualifications (ACA, ACCA, CTA or ATT) and extensive experience in tax compliance and

A global financial services provider is seeking a Financial Crime Compliance Officer to conduct assurance reviews and enhance related Policies and Training Framework. The ideal candidate will possess significant experience in a compliance environment, with excellent knowledge of financial crime regu

A leading financial institution in the UK seeks a Financial Crime Lead to manage Economic Crime risks within its Chief Customer Office.

The role involves managing daily accounting operations, overseeing the financial close, and ensuring compliance with payroll processes. A leading payments technology firm based in London is seeking an Assistant Financial Controller for a 10-month fixed-term contract. This position requires on-site w

A leading international law firm in London seeks a qualified solicitor to support Senior Financial Crime Lawyers in compliance and AML policies. Responsibilities include assisting with client due diligence, advising on compliance with AML laws, and drafting policies.

A leading financial technology company is seeking a Delivery Manager to oversee the implementation of regulatory reporting solutions for clients across multiple jurisdictions.

A leading recruitment firm is seeking a Head of Financial Reporting in London to oversee financial reporting processes, ensuring compliance and implementing improvements.

A leading financial services provider in Solihull seeks a Compliance Consultant for its Financial Promotions department. This hybrid role requires reviewing and approving financial communications to ensure compliance with FCA guidelines.

A growing infrastructure business in Greater London seeks a Financial Manager responsible for managing financial reporting, ensuring compliance with tax laws, and leading a dynamic Financial Control team.

The Role of the Audit & Financial Compliance Manager:. Contribute to multi-disciplinary project teams delivering independent reviews of financial and contractual compliance across external service providers. Role: Audit & Financial Compliance Manager.

A reputable financial service firm based in Holmes Chapel is seeking a Financial Services Compliance Officer. The ideal candidate will have experience in banking, insurance, or financial planning compliance, and possess a strong understanding of FCA frameworks. In this role, you'll ensure compliance

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates

Ideal candidates should have at least 2 years of experience in compliance within financial services, strong communication skills, and a thorough understanding of financial crime regulations. A regulated payments firm in the UK seeks a Senior Compliance Analyst to ensure compliance with regulatory re

The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships. A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London.

A commodities business in London is seeking a Financial Crime professional to ensure compliance and conduct risk assessments. The ideal candidate will have proven experience in a senior role within a UK Financial Crime function and a varied background in commodities. Responsibilities include enhanci

Proven ability to design and deliver strategic, risk-based compliance monitoring programmes and implement financial crime prevention policies in an FCA-regulated environment. Join us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adherence

A leading compliance consultancy in London is seeking a Compliance Officer to enhance their financial crime and sanctions processes. This role involves maintaining compliance systems, conducting regulatory checks, and supporting staff training to foster a strong compliance culture. Candidates should