Financial compliance jobs in Southall - Page 6

To specify software development requirements to meet the strategic, financial and operational needs ... ensure compliance with the specification. * Investigate operational problems/incidents/defects ...

... financial results, employee and client retention, product quality, and organisational efficiency ... Compliance: o Ensure the company has systems in place for GDPR and safeguarding compliance. o ...

... firms and financial services firms). Location: London with 2 to 3 days in the office. Specific ... regulatory compliance, providing legal support on fund-related transactions, conducting due ...

... financial institutions, government bodies, and industry partners. · Collaborate with local regulatory authorities to ensure compliance with regional standards. 3. Team Leadership: · Recruit, lead ...

... smooth delivery of all compliance services such as micro accounts, management accounts ... Due to the nature of this role, a strong understanding of Financial Reporting Standards and UK GAAP ...

Maintain compliance with data protection regulations that apply to any of the company's client ... financial and wellbeing). A go-getter with a can-do attitude. Eligible to be able to apply for UK ...

... Ensure compliance with Health and Safety policies >> Develop site specific Health, Safety ... Finance & Governance teams. >> Change Management - ensure early warning notices are brought to the ...

To ensure all compliance and health and safety is adhered to in the business. The Person * Possess ... Financial Responsibilities * To ensure that team productivity and allocation of resources are in ...

... compliance of the bank. Your responsibilities will include but are not limited to: * Acting as ... a regulated financial environment. The ideal candidate will have a proven track record of ...

You will enjoy staff supervision, lots of direct client liaison and overseeing compliance work and ... Fletcher George is an inclusive Leatherhead based financial recruiter welcoming all applications ...

Compliance with UK legislation, relevant regulations and associated Guidance Notes in all areas including, for example, Anti-money laundering and Countering Terrorist Financing, gaming and all ...

... Financial Planning (ideal but not essential) • A minimum of 3 years experience within wealth management (with at least 2 years in compliance/regulatory focused roles) • Knowledge of Microsoft ...

... finance, operations and HR) as well as the Group Legal team. The primary focus will be on commercial contract reviews, reviewing customer facing marketing material for compliance with CAP/BCAP codes ...

... compliance with the Modern Slavery Victim Care Contract requirements, and Hestia policies and ... the post. ● Monitor internal and external financial processes e.g. expenses ...

Preparation and analysis of monthly and annual tax compliance. * Provide assistance to local tax review. * Preparation of the Financial Statements according with accounting regulations. Education

Working closely with the central finance team and tax advisors on projects and transactions ... Qualified ACA or CTA with strong tax compliance experience * Specific knowledge and exerience in ...

... compliance in all treasury operations * Other duties in Operations as directed by the department's supervisors and managers Requirements: * Bachelor's degree in Finance, Accounting, or a related ...

... financial services infrastructure and leading the rise of a super-correspondent banking network ... Compliance, Legal, AML & Operations Skills & Qualifications To be the right candidate for this ...

Required: * 3-5 years of experience in CLO operations or related structured finance fields * Extensive knowledge of CLO structures, compliance requirements, and operational workflows * Strong project ...

Familiarity with compliance requirements. * A background in business/finance academia would be advantageous. * Possession of CF30 certification is essential. Required Skills: * Demonstrated ability ...

Monitor financial performance, including cost control. * Maintain compliance with health, safety and licensing regulations. * Foster a positive and inclusive environment for both staff and customers

... and compliance with company policies and procedures Collaborate with the finance team to support month-end and year-end closing activities Assist in recording accruals and prepayments based on ...

ARC is a specialist within Financial Services recruitment and the Consultant handling this role has over 30 years of experience in this field. Areas of expertise include administration, compliance ...

Sales Journey Compliance: Continual development of the various sales journeys, with sales maps ... Improve Financial Performance * Identify the most popular services for targeting promotion