Financial services compliance jobs in Portsmouth - Page 11Create job alerts

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices. Assistant Manager/Manager in Greater London to join their Financial Services Group.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

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The Role As a Senior Compliance Analyst, you will: Deliver the annual assurance programme across Information Security and IT controls Develop testing scenarios to support design and operating effectiveness testing Own and manage the controls testing roadmap and annual testing schedule Analyse the ad

Ideal candidates will have experience in building safety and compliance, strong communication skills, and a relevant qualification. NFP PEOPLE is seeking an Assistant Building Safety Manager in Greater London to ensure compliance and resident safety across residential buildings.

Supporting departments with compliance queries, liaising with the Risk and Compliance Manager to resolve queries. Recording compliance breaches in the risk register and following up to ensure the necessary compliance has been undertaken to close risks. We are looking for a compliance administrator t

Experience working with corporate clients in financial services. The role also involves client outreach coordination to gather documentation and resolve KYC gaps, along with close collaboration with various internal stakeholders such as Relationship Managers, Compliance, and Operations to ensure tim

This role involves undertaking customer due diligence checks, ensuring compliance with AML regulations, and building relationships with stakeholders.

This includes conducting client outreach, Customer Due Diligence, Screening (Bribery, Corruption, Adverse Media & sanctions), and ensuring compliance with regulatory and internal policies. Perform Customer Due Diligence/Enhanced Due Diligence on a variety of entity types ensuring compliance with int

A prominent law firm in Greater London is seeking a Transactional KYC Analyst to conduct Know Your Customer (KYC) reviews and ensure compliance with AML/CTF regulations.

The team closely works with Policy & Quality Analytics, Legal, Financial Crime & Compliance teams for successful implementation of policy and control oversight to meet regulatory obligations. Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients

Chase Buchanan Group is seeking a Group AML Analyst who will play a crucial role in ensuring compliance with Money Laundering Regulations.

Responsibilities include verifying documentation, managing large datasets, and executing compliance workflows.

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capit

Maintain financial models, forecasts, and supporting schedules. Translate financial data into clear, actionable insights for non-finance stakeholders. Support ad-hoc financial analysis for strategic initiatives and projects.

Financial Management team, IT Planning, Reporting & Administration Gr, governs IT Project budget-related activities. The individual in this role primarily focuses on Bank Project Governance, leads the business line with one direct report, and reports to Head of Financial Management team. The main re

This role will help us support people in financial difficulty as part of the Financial Health squad on the Monzo data team. We are looking for a Senior Data Analyst to join our Financial Health squad who focus on supporting customers in financial difficulty. Generate insights that drive the Financia

Senior Financial Analyst | London (Hybrid) | £80k + Bonus + Benefits. You’ll take ownership of analytical workstreams, delivering high-quality financial and market insights to senior stakeholders. Delivering financial analysis, benchmarking, and insight to stakeholders.

A leading financial services provider in the United Kingdom is seeking a qualified accountant with strong FP&A experience. This role entails designing financial models, automating reporting processes, and utilizing AI tools to enhance workflows.

A leading financial consultancy in Greater London is seeking a motivated Analyst to join its team.

Global Sports Retailer | PE Backed | High Growth.If you care about sport, this will feel very different to your typical FP&A role.This is not a quiet, month end, sit in the corner type job.This is a fast moving, commercial role embedded in a global sports retailer that is expanding across markets, c

Headquartered in San Francisco, our investors include.Evaluate the accuracy and depth of.Provide clear, structured feedback to.At least 2 years of experience.Investment/Analysis Summaries and Memos.Application Process (Takes 20–30 mins to complete).AI interview based on your resume.For details abo

A leading aerospace company is seeking a Senior Finance Analyst to join their Civil Aerospace Financial Reporting team. This role involves managing Time and Material sales revenue approaches, delivering financial actuals, forecasting, and providing support across teams. The ideal candidate will be a

Extensive experience with financial institutions and financial technology especially credit focused buy-side entities. The individual should have a background in investment management and financial institutions as well as a solid understanding of credit origination and processing particularly for pr

The ideal candidate will prepare weekly and monthly reports, input financial data, and monitor financial KPIs.