Financial services compliance jobs in Portsmouth - Page 6Create job alerts

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

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Stay up to date with products, services, promotions, and competitor offerings to provide the best advice and solutions to customers. Willingness and ability to learn about products, services, and promotions.

A global non-profit organization in London is seeking an Associate Data Governance Analyst to help develop and implement data management policies.The role involves contributing to the governance tool and ensuring alignment of data practices.Ideal candidates will have experience in Data Governance, s

A healthcare service provider in East London is looking for a Compliance Officer to manage compliance for nurses and healthcare assistants. The successful candidate will ensure staff compliance with regulations and assist with onboarding procedures.

The Business Acceptance team consists of the Head of Business Acceptance, a Business Acceptance Manager, a Senior Compliance Officer and eight Compliance Officers based in the firm's London office. The strategy focuses on four pillars: physical, emotional, financial and social aspects. The London te

This role involves maintaining compliance with HR policies, leading HR projects, and coaching managers.

The IDB is looking for a Compliance/Enforcement Officer to join our Development Control Team to assist in monitoring and compliance check structures along our rhyne network. Carry out compliance checks of consented and unconsented work,.

An exciting opportunity has arisen for a Contract and Compliance Officer to support the delivery of high‑quality temporary accommodation services, for a London based local authority. Proven experience in contract management, compliance, or housing/property services. Contract and Compliance Officer

As a Customer Service Advisor at Panda, you will play an important role in supporting our sales, operations and managed services teams.

A leading insurance firm is seeking a UK Data Protection Officer to manage data protection compliance across its operations. This position emphasizes effective management and collaboration with internal and external stakeholders to maintain compliance and mitigate risks.

Qualifications:*** Knowledge of Compliance laws, rules, regulations, risks and typologies* Trading floor compliance experience is preferred* Must be a self-starter, flexible, innovative and adaptive* Strong interpersonal skills with the ability to work collaboratively and with people at all levels o

Serve as the Compliance point of contact for designated business lines and support functions across EMEA and APAC, advising on regulatory and compliance risk matters. Deep understanding of UK and/or EU financial services regulation; broader international exposure is an advantage. Provide timely, hig

Are you ready to take on a pivotal role in ensuring the integrity of audit and compliance processes, along with some Practice Management within a dynamic legal environment? A prestigious firm in Cambridgeshire is seeking a meticulous and proactive Legal Compliance Officer to uphold the highest stand

The role promises a dynamic work environment focused on food standards, inspections, and compliance efforts.

The role involves leading compliance efforts, monitoring regulatory developments, and providing advisory support on compliance risks. A leading reinsurance firm in the UK is seeking an experienced Compliance Officer to oversee adherence to UK regulatory requirements for their reinsurance business. T

Expertise in compliance areas within a financially regulated company including AML/TF, Risk & Permanent Control, Consumer Duty and APP fraud reimbursement. Based in London, reporting to the UK Compliance Manager & MLRO based in London, this role will support the compliance function in the United Kin

Raise awareness to SG SA, SGLB and SGIL staff on compliance risk relating to those regulations by communicating regulatory changes and news, designing and delivering compliance training, and actively encouraging a culture of compliance. Contribute to SG SA, SGLB and SGIL Compliance policies and proc

Ensure compliance with industry standards and regulations.

A leading international law firm is seeking a skilled Risk & Compliance Officer to join its established global Risk & Compliance function. Risk & Compliance Officer – London / Hybrid. This is an excellent opportunity for an ambitious compliance professional looking to build their career in a dynam

This hands-on role includes outdoor work, visiting farms to provide guidance, assessing compliance with regulatory requirements, and managing livestock.

Coordinate cross‑regional compliance matters and support financial crime and MLRO reporting. We are representing a leading Trading Venue seeking a Senior Compliance Officer to provide first‑line compliance advisory support across EMEA, with secondary coverage for APAC during European hours. Desi

The Compliance Financial Crime Risk Frameworks (FCR) team is responsible for global Compliance frameworks covering four key financial crime risks: Fraud, Bribery and Corruption, Money Laundering and Terrorist Financing, and Economic Sanctions. You're a detail-oriented compliance professional with de

Contribute flexibly to additional safety and compliance initiatives as required by the business. Hygiene & Safety Compliance Officer - South. We’re looking for a Hygiene & Safety Compliance Officer to join us and play a vital role in the Health & Safety team covering the South region.