Regulatory reporting jobs in United Kingdom - Page 3

About Argenta Argenta Group is headquartered in London and has a presence in Australia, employing over 280 people globally. We are proud of our unique and rich history of trading in the Lloyd’s market, both as a Syndicate and Members’ Agency, and to be part of the Hannover Re Group. Our long-standing workforce are our greatest asset; the expertise and knowledge they bring has resulted in our successful track record and continues to shape our future growth strategy. Key responsibilities • Providing direction and leading a fully effective team, including responsibility for resourcing, performance management and coaching and developing team members., • To produce accurate and timely reinsurance data for the purposes of the syndicates reporting requirements, taking responsibility for the quality of the data., • To support the underwriting team in the delivery of reinsurance program renewals., • Oversee service level agreements and control monitoring, including concentration reporting and develop metrics as necessary., • Produce the syndicate reinsurance structure return to Lloyd’s., • Produce the reinsurance data required for the quarterly and annual solvency returns to Lloyd’s., • Represent Reinsurance function on committees, as necessary., • Respond and assist with ad-hoc reporting requests., • Undertake any other related duties as may be reasonably required., • Working for a regulated Company, you will be expected to perform your duties to the highest of standards, in accordance with the following Conduct Rules as specified by the FCA: • You must act with integrity, • You must act with due care, skill and diligence, • You must be open and co-operative with the FCA, PRA and other regulators, • You must pay due regard to the interests of customers and treat them fairly, • You must observe proper standards of market conduct. Skills & Experience • You will have a successful track record working in the London Market., • You will have strong management and leadership capability., • You will have a sound knowledge and understanding of reinsurance processes and credit control mechanisms as well as a comprehensive understanding of Lloyd’s reinsurance reporting mechanisms and principles for doing business., • You will possess a good understanding of the regulatory requirements (FCA and PRA), the obligations of a certified function holder and Lloyd’s compliance requirements., • Able to deal with pressure, prioritise workloads and manage your team effectively in order to meet deadlines and deliver on time., • Accuracy and attention to detail is paramount., • You will enjoy working autonomously, using your initiative to solve problems as well as working within a small team., • You will have strong communication skills and be capable of developing and maintaining effective relationships at all levels, especially with the underwriting and finance teams., • Strong IT and systems capability, especially excel and well as a good understanding of XL Pro. Behaviours These five behaviours sit at the heart of how we work at Argenta: Supporting each other Treat each other with dignity and respect, valuing our differences, so we can all be ourselves and achieve our goals. Generating creative solutions We do not settle for things that are not right; we do not walk by, we seek creative solutions. Owning the delivery We set clear objectives and deadlines; we are accountable and own the delivery end to end, knowing others will too. Being Committed High performing professionals, recognising the importance of wellbeing and balance in our lives. Building longstanding relationships Collaboration with our clients and those we work with is key; we work as a team to ensure the best outcomes.

We are partnered with a leading infrastructure origination platform who seek Head of European Credit & Investment Risk to lead transaction-level risk management for the firm’s European investment activities. Reporting directly to the Chief Risk Officer, the successful candidate will serve as a senior investment partner to the European origination and execution teams. The role focuses on ensuring that the fund continues to grow its European infrastructure lending platform through disciplined underwriting, thoughtful structuring and strong credit judgment. The individual will play a central role in evaluating and structuring new investments across infrastructure and project finance opportunities and will be a key participant in Investment Committee discussions. Primary responsibilities: Transaction Underwriting & Investment Risk • Lead credit and investment risk assessment for new infrastructure lending opportunities across the European platform., • Work closely with origination and execution teams from the earliest stages of a transaction to evaluate credit risk, identify key structural issues and develop solutions that align transactions with the firms risk appetite., • Assess complex infrastructure and project finance transactions including corporate infrastructure lending, project finance and hybrid structures across multiple sectors., • Identify key risk drivers including construction risk, merchant exposure, resource variability, counterparty concentration, regulatory frameworks and operating performance., • Provide clear and independent credit opinions on transactions and communicate those views effectively to internal stakeholders and Investment Committee members., • Review and provide recommendations on financing structures, covenant packages, pricing and collateral frameworks to ensure alignment with credit standards., • Highlight key gating issues that determine whether a transaction can proceed and work collaboratively with deal teams to improve structures where appropriate., • Participate in the structuring and negotiation of financing documentation in coordination with internal teams, external counsel and technical advisors. Investment Committee Engagement • Prepare and present credit views and transaction risk assessments to internal Investment Committees., • Develop a reputation as a credible and trusted voice within the IC process, capable of articulating complex credit issues clearly and concisely., • Engage constructively in IC discussions, addressing challenges and providing well-supported recommendations regarding transaction approval. Portfolio Construction & Market Insight • Contribute to portfolio construction through disciplined underwriting decisions and sector insights., • Provide perspective on how proposed transactions affect portfolio exposures across dimensions such as sector, geography, sponsor concentration and risk profile., • Identify emerging trends in European infrastructure markets and highlight implications for the firms investment strategy., • Work collaboratively with the Head of Portfolio Management and the CRO to ensure new investments align with broader portfolio objectives., • Provide forward-looking views on macroeconomic developments, regulatory trends and sector-specific risks that could affect the European infrastructure lending portfolio.

Senior ESG Analyst - Initial 9 month contract Location: London/Hybrid Contract: 9 months (potential to extend) About the Role We are seeking a Senior ESG Analyst to join a dynamic and globally operating organisation within the natural resources sector. This role sits within the ESG function and plays a key part in delivering high-quality sustainability reporting, data analytics, and regulatory compliance across international operations. You will support the development, integrity, and transparency of ESG data and disclosures, helping the organisation respond to a rapidly evolving sustainability and regulatory landscape. Key Responsibilities: ESG Strategy & Compliance • Monitor global ESG trends, frameworks, and regulatory developments (e.g. ISSB, CSRD, TCFD, GRI, SASB, TNFD), • Identify and interpret sustainability reporting obligations across jurisdictions, • Support ESG benchmarking against industry peers and best practices, • Contribute to improving ESG data processes and automation initiatives ESG Reporting & Data Management • Support delivery of ESG reporting aligned to leading frameworks and standards, • Conduct gap analyses and support implementation of reporting improvements, • Assist with compliance programmes, including emerging EU regulations (e.g. CSRD, EU Taxonomy), • Manage collection, validation, and analysis of ESG data across global operations, • Maintain strong internal controls and ensure data accuracy and audit readiness, • Collaborate cross-functionally to integrate ESG into business processes Systems & Process Improvement • Enhance ESG reporting systems and tools (e.g. Workiva, Power BI, HFM, Workday), • Drive efficiency and continuous improvement in reporting workflows Stakeholder Reporting & Communication • Support ESG reporting to internal and external stakeholders (Board, investors, regulators), • Contribute to sustainability disclosures (e.g. CDP, MSCI, Sustainalytics, S&P CSA), • Prepare ESG content for presentations, reporting, and communications Skills & Experience Essential • Experience in financial or ESG reporting (industry or professional services), • Strong understanding of reporting processes, controls, and governance, • Knowledge of ESG frameworks and sustainability standards, • Advanced data analysis skills (Excel; experience with Power BI or similar tools), • Ability to translate complex data into clear insights and recommendations Desirable • Experience in mining, natural resources, or international environments, • Familiarity with ESG assurance or audit processes, • Sustainability certifications (e.g. GRI, SASB) or accounting qualification (e.g. CPA) Qualifications • Degree in Finance, Accounting, Environmental Science, Data Science, or related field Personal Attributes • Highly analytical with strong commercial awareness, • Adaptable, resilient, and comfortable working in a fast-paced environment, • Strong stakeholder management and communication skills, • Proactive, detail-oriented, and committed to high standards, • Able to navigate complexity and drive results across diverse teams

🚀 Legal Counsel | SaaS Scale-Up | London (Hybrid) I’m currently partnering with a high-growth, Series B RegTech SaaS business that supports financial institutions with complex regulatory requirements. Scaling rapidly, the business combines technology and advisory services to deliver regulatory reporting and compliance solutions globally. They are now looking to hire a Legal Counsel to build and scale the commercial legal function. This is a high-impact opportunity for a commercially minded lawyer who enjoys operating in a fast-paced, scaling environment and partnering closely with senior stakeholders. 🔎 The Role You’ll take ownership of SaaS and commercial contracting while supporting strategic growth initiatives across the business. Key responsibilities include: • Drafting, reviewing and negotiating a wide range of commercial agreements (customer, supplier and partnership contracts), • Supporting Sales and Customer teams through deal cycles with pragmatic, solutions-focused legal advice, • Advising on liability, indemnities, termination rights and risk allocation, • Building scalable contracting processes (templates, playbooks, approval workflows), • Supporting strategic projects, partnerships and potential M&A activity, • Advising on broader commercial and regulatory considerations, including new product initiatives ✅ What They’re Looking For • UK-qualified and degree holding Solicitor with 3–5 years PQE - essential, • Strong commercial contracting experience (ideally SaaS/technology), • Experience in FinTech, software, e-commerce or financial services is helpful but not essential, • Confident operating autonomously in a growing business, • Commercially astute with strong stakeholder management skills, • Comfortable in a dynamic, scale-up environment Offering great autonomy and career development this is a fantastic opportunity to work with a high energy and growing business working closely with their SLT. Based four days in office and one from home, they also offer great benefits and bonus! If you’re a mid-level commercial lawyer looking for a broader, strategic in-house role within a scaling tech business, please send your CV today!

Elite US Law Firm - Risk & Compliance Lawyer (London) Are you a fee-earning lawyer looking to transition into an in-house role? This could be an excellent opportunity to make that move. This is an outstanding opportunity to join a top-tier, globally recognised firm in a pivotal in-house role, offering excellent exposure and long-term career development within risk and compliance. A leading international law firm is seeking a Risk & Compliance Lawyer to join its London-based Office of General Counsel. This role offers a strong platform for a qualified lawyer to step away from fee-earning and into a high-performing in-house function, working at the centre of regulatory, ethics, and data privacy matters. The Role Reporting to senior leadership, you will advise across the business on regulatory compliance, professional ethics, and data protection. You will work closely with partners and business teams, gaining broad exposure to complex risk and compliance issues within a collaborative and fast-paced environment. Key Responsibilities • Advising on regulatory frameworks, professional conduct, and data protection obligations (including SRA and GDPR), • Supporting practising certificate renewals and regulatory filings, • Drafting and maintaining internal policies, guidance, and compliance materials, • Managing registers, insider lists, and core compliance processes, • Assisting with data privacy matters, including DPIAs, international transfers, and incident response, • Reviewing client and commercial documentation (e.g. NDAs, DPAs, questionnaires), • Supporting training, horizon scanning, and knowledge management initiatives Requirements • Qualified lawyer with relevant fee-earning experience, • Demonstrable interest in risk, compliance, and data privacy Apply below for further details!

Commercial Operations Lead Hybrid – London | Up to £90,000 We’re seeking an experienced Commercial Operations Lead to manage a high‑performing team and drive transformation across commercial operations. What You’ll Do • Lead and develop a cross‑geography commercial operations team., • Oversee deal governance, risk management, and workload planning., • Improve and streamline commercial processes for scalability and efficiency., • Support implementation of CLM systems, including AI‑enabled reporting., • Track regulatory and procurement changes and support strategic decision‑making., • Oversee major framework re‑tenders in partnership with bid and commercial teams. What You Bring • Strong experience in commercial governance and contract lifecycle management., • Proven leadership and team‑management capability., • Background in operational/process optimisation., • Excellent stakeholder management skills., • Experience with public sector frameworks (desirable)., • Degree or equivalent experience; WCC certification beneficial but not essential.

Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact. Job Overview This First Line role would ideally be suited to someone working in the capacity of a Risk Approver, Coverage Banker, Transactor or Product Specialist covering Structured Trade Products such as Export Credit Agency Finance. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the credit approval process. Necessitates a degree of responsibility over transaction approval. The role involves Global coverage of Structured Trade programs and transactions, within Export Agency Finance (EAF). Responsibilities: • Work with Bankers, Product Partners and Underwriters on global export agency finance transactions.., • Build a solid understanding of Citibank products and services within Trade, Banking and the broader organization., • Mastering Citibank's credit policies and practices and regulatory policies., • Experience with credit approval, documentation, structuring, execution of export agency finance transactions., • Provide training for risk and business partners on export agency finance processes., • Recommend changes to process to achieve greater efficiency., • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications:, • Relevant years of experience at a senior level., • Preferred experience with export agency finance transactions., • Bachelor's degree in finance or accounting (preferred) - previous experience working in a financial institution with additional experience in a loan officer or underwriting role. (credit trained a plus), • Advanced analytical skills including the ability to read and assess company financial statements, cash flow, industry and competitive analysis and projections, • Demonstrated knowledge of intermediate accounting theory and its practical application in the credit underwriting process, • Excellent organizational skills, attention to detail, and the ability to complete assignments in a timely manner, • Effective written and verbal communication skills, • Problem recognition and resolution skills, • Ability to work autonomously and within a team, • Proficient in various spreadsheet and word processing applications (Excel and Word are preferred), including the use of graphs and charts, and Moody's financial analysis software Education:, • Bachelor's/University degree, Master's degree preferredThis job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. Job Family Group: Risk Management ------------------------------------------------------ Job Family: Credit Risk ------------------------------------------------------ Time Type: Full time ------------------------------------------------------ Most Relevant Skills Analytical Thinking, Constructive Debate, Escalation Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and Assessment.------------------------------------------------------ Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.------------------------------------------------------ Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi . View Citi's EEO Policy Statement and the Know Your Rights poster.

Quality Officer About the Company Exeltis is part of the Insud Pharma Group of biopharmaceutical organizations, with over 40 years of experience and operations in more than 50 countries. Exeltis UK was established in 2022 to bring Exeltis products to the UK market, our product portfolio spans menopause, pregnancy, sexual health and CNS, with a healthy pipeline and we are committed to finding clinical solutions to meet the unmet needs for women across key stages of their sexual and reproductive lives. This is an exciting phase in which to join Exeltis to realise their ambitions to become leaders in Women’s Health medicine and contribute to the strategy and culture that will lead to this success. Role Purpose The QA Officer position sits within the Quality, Regulatory and Safety Department and will work collaboratively with the Quality Assurance Manager to maintain and operate the Quality Management System (QMS) to ensure full compliance with MHRA and Good Distribution Practice (GDP) regulations and guidelines, and internal company standards. The role is hands-on, detail oriented, and integral to ensuring quality, compliance, and inspection readiness across the UK affiliate. Specific Responsibilities Quality Management System (QMS) Support • Act as document controller for the lifecycle management of SOPs, templates, forms, Quality Manual and Quality Policy., • Coordinate documentation creation, review, approval, version control, archiving and periodic review cycles., • Maintain the administration of forms, logs, records for Change Controls, Deviations, CAPA, Complaints, Audits, Training Records, Supplier/Customer Qualifications, Returns & Destructions. Operational Quality Activities • Support internal and external audits, including preparation, follow-up actions and tracking of CAPAs., • Contribute to inspection readiness activities and ensure evidence and documentation are up to date., • Assist with customers and supplier qualification activities by maintaining records and ensuring required documentation is complete. Training and Support • Support creation and maintenance of training plans, training matrices, and associated documentation, • Support QMS KPI reporting by collating and presenting relevant quality data. Competencies and personal skills/attributes required for the role • Education: Bachelor's degree in a relevant field (e.g., Life Sciences, Pharmacy, Chemistry) or equivalent experience (essential), • Specific Knowledge: Knowledge of MHRA, GDP and other regulatory guidelines is an advantage (desirable)., • Personal skills: Strong organisational and administrative skills with high attention to detail (essential)., • Proficiency in Microsoft Office Suite (Word, Excel, Outlook) and document management systems (essential)., • Excellent communication and interpersonal skills (essential). Company benefits • Competitive salary, • Annual performance bonus, • Pension contributions, • Private medical insurance, • Income protection & life assurance, • 25 days’ annual leave, plus 3 additional days between Christmas and New Year How to Apply Please email your CV to: Job code: EXE-E/INP-CORP-2801-v1 March 2026

Arthur are working with a reputable Lloyd's Managing Agent as they enhance their Conduct Risk function with the appointment of a Conduct Risk Analyst. Reporting into the Head of Compliance, you will be tasked with supporting the development, implementation, and ongoing enhancement of the conduct risk framework. The role focuses on identifying, assessing, monitoring, and reporting conduct risks to ensure fair customer outcomes, regulatory compliance, and alignment with Lloyd’s and FCA expectations. Key Duties • Support the design, implementation, and maintenance of the conduct risk framework, policies, and procedures., • Assist in embedding a strong conduct culture across wider business units., • Ensure alignment with Lloyd’s Minimum Standards and applicable regulatory requirements., • Develop and maintain conduct risk indicators (KRIs) and dashboards., • Monitor emerging conduct risks and escalate issues where appropriate., • Support product oversight and governance processes, ensuring products deliver fair value and meet target market needs., • Review product lifecycle documentation and provide conduct risk input into product approvals and changes., • Assist in assessing customer outcomes, including vulnerable customer considerations., • Assisting the preparation of conduct risk reports for internal committees (e.g., Risk Committee, Conduct Committee)., • Support regulatory reporting and responses to FCA/Lloyd’s queries., • Stay up to date with regulatory developments and industry best practices. About You • Risk or Compliance background within insurance, ideally with 2+ years' experience, • Understanding of conduct risk, FCA requirements (e.g., Consumer Duty), and Lloyd’s oversight expectations., • Strong analytical skills with the ability to interpret data and identify trends., • Excellent written and verbal communication skills., • Attention to detail and ability to manage multiple priorities.

Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact. Job Overview Job Description The Banker is a senior level position in the EMEA Consumer and Retail Investment Banking team responsible for assisting clients in providing strategic advisory services for mergers, acquisitions and other types of financial transactions as well as in raising funds in the debt and equity capital markets. The overall objective of this role is to act as strategic advisor to our clients, preferably with a focus on the retail verticals within the broader consumer and retail sectors. Responsibilities: • Leverage past investment banking or related experience to enhance Mergers and Acquisitions (M&A) execution and capital raising capabilities (Levfin, ECM and DCM) and contribute to building Citi's investment banking franchise, • Meet revenue and other financial goals by establishing and maintaining a pipeline of episodic deals, • Ensure that proposed client solutions meet or exceed internal risk and return standards, including stringent ethical standards,, • Identify and anticipate all types of risks (e.g. industry, portfolio, diversification, sovereign, commercial, currency, etc.), • Serve as a mentor to junior Bankers, execute staffing models that support business needs and career trajectories for junior staff, • Build client relationships by providing sophisticated financial solutions tailored to the clients' needs and acting as a content provider on market trends, • Serve as the expert on regulatory, financial and complex strategic issues relating to corporate finance transactions, • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. Recommended Qualifications:, • Significant experience in consumer and retail investment banking demonstrating existing strong client relationships and transaction track record, • Experience in people management and working collaboratively within the team and ability to partner with other sector, country and product teams, • Experience working in an investment banking institution(s), preferably at a bulge bracket firm and/or a top tier boutique, • Consistently demonstrates clear and concise written and verbal communication • Honesty, integrity and reputation, • Financial soundness Job Family Group: Institutional Banking ------------------------------------------------------ Job Family: Investment Banking ------------------------------------------------------ Time Type: Full time ------------------------------------------------------ Most Relevant Skills Please see the requirements listed above.------------------------------------------------------ Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.------------------------------------------------------ Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi . View Citi's EEO Policy Statement and the Know Your Rights poster.

Overview An established eDiscovery consultancy is building out a dedicated review centre and is hiring an eDiscovery Review Manager to take real ownership of delivery. This is a hands-on role leading a small team (typically 5 to 10 reviewers) while staying close to the work and the client outcomes. Responsibilities: • Lead document review delivery end-to-end, from review launch through to QC and production readiness, • Design defensible review workflows, protocols, and quality control processes, • Manage and develop a reviewer team (hiring input, training, daily oversight, productivity and quality), • Run review operations in Relativity, including batching/queues, searches, reporting, and issue escalation, • Partner with Project Management and Sales on scoping, timelines, resourcing, and status reporting (hence 1 day in the office per week requirement), • Maintain clear documentation, metrics, and audit trails to support defensibility and repeatable delivery Requirements: • Proven experience managing document reviews end-to-end within litigation, investigations, or regulatory matters, • Prior people leadership on reviews (team lead or manager), comfortable running a small team day-to-day, • Strong Relativity experience (RelativityOne ideal), confident in setting up and running review workflows, • Experience supporting large-scale document reviews, with a defensibility-first approach to QC and escalation, • Comfortable communicating with stakeholders and providing clear updates on progress, risks, and next steps, • Happy to stay hands-on in delivery, not a purely managerial role Package: • Salary £70,000 to £100,000, • 1 day per week in the office with a flexible working arrangement, • A true 'green field' role with real ownership and visibility as the review centre scales, • Small team leadership with the ability to stay close to the work, • Clear progression as the function grows, • Flexible working culture focused on delivery outcomes, • Full suite of employee benefits, including private healthcare, pension, and more, • Strong professional development support and exposure to global casework Equal Opportunity Statement APT Search is an equal opportunity employer and is committed to a workplace free from discrimination, providing fair consideration to all applicants regardless of background or protected status. This client is not accepting applicants who require visa sponsorship or H1-B visas due to the sensitivity of the position and the data managed.

Grow with us! We are currently looking for a colleague to join our Business Development Team that is a part of our Sales and Relationship Management Department under the Chief Commercial Officer. We are looking for a commercially driven Business Development Manager to expand our Securities offering within the public markets space. This role focuses on acquiring and developing relationships with asset managers, banks, wealth managers, and institutional investors seeking fund platform, structuring, and administration solutions for liquid strategies. The position is ideal for a senior sales professional who combines strong capital markets knowledge with a proven ability to originate mandates and manage complex client relationships across Europe. Your tasks and responsibilities: • Identify, originate, and close new business opportunities within public markets., • Target asset managers running liquid strategies such as equities, fixed income, multi-asset, and ETFs., • Build and maintain a robust sales pipeline across priority European markets., • Lead end-to-end sales processes, from prospecting to mandate signing., • Develop long-term partnerships with asset managers, banks, and institutional clients., • Act as a trusted advisor, understanding clients’ operating models and growth plans., • Identify cross-selling opportunities across the securities platform., • Promote fund platform solutions, ManCo/AIFM services (where applicable), fund administration, and regulatory hosting., • Advise clients on fund launches, platform migrations, and distribution readiness., • Maintain strong awareness of regulatory developments (e.g., UCITS, MiFID) and industry trends., • Monitor competitor activity and market dynamics., • Stay informed about market trends, gathering insights on client requirements, competitor pricing, and reporting standards., • Research and plan client-specific events, collaborating with the marketing team to create targeted, high-impact engagements., • Build and strengthen relationships with business partners, expanding our network and enhancing long-term partnerships., • Represent the firm at industry conferences, client events, and professional forums. Your skills and experience: • Extensive experience in investment fund sales within a Management Company with a solid understanding of market practices, particularly in an international setting., • Extensive experience in sales and business development within the securities space., • Proven track record of success in selling fund administration services to top tier Clients., • Strong understanding of UCITS structures and liquid investment strategies, • Good knowledge of capital markets and the European regulatory environment, • Familiarity with distribution models and fund platform ecosystems, • Established network and relationships with key players in the industry., • Result driven with ability to leverage industry connections to identify business opportunities, source new clients, and build strategic partnerships., • Outstanding communication and presentation skills, • Adaptable and resilient, able to perform under pressure while managing multiple priorities., • Proactive self-starter, with a problem-solving mindset and the ability to take initiative., • Willingness to travel both nationally and internationally as needed., • Fluency in English. Proficiency in French, German, or any other European language may also be beneficial. About us: We are pioneers in the investment industry and market leaders for fund services and white label funds. Our clients, institutional investors and asset managers value our independence and the expertise we have gained from more than 50 years in the industry. Today we offer the full range of investment vehicles for all asset classes across international borders. To find out more check our website: Universal-Investment.com

My leading Banking client are looking for a talented and motivated individual to play a key role in ensuring robust operational controls and regulatory compliance for Regulatory Trade Reporting. You'll participate in control testing and project initiatives, with a focus on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions. You'll also set the standards for control deficiencies, and develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement. This is a newly created role in a growing business. A brilliant opportunity! The following skills/experience is essential: • Proven background in capital markets operations or regulatory reporting., • Strong SFTR knowledge, • Reconciliation experience with capital markets derivatives data., • Analytical mindset, • Excellent communication skills Salary: Excellent + bonus + package Location: London (good work from home options available) If you are interested in this SFTR Regulatory Operations Associate position and meet the above requirements please apply immediately.

My leading Banking client are looking for a talented and motivated individual to play a key role in ensuring robust operational controls and regulatory compliance for Regulatory Trade Reporting. You'll participate in control testing and project initiatives, with a focus on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions. You'll also set the standards for control deficiencies, and develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement. This is a newly created role in a growing business. A brilliant opportunity! The following skills/experience is essential: • Proven background in capital markets operations or regulatory reporting., • Strong SFTR knowledge, • Reconciliation experience with capital markets derivatives data., • Analytical mindset, • Excellent communication skills Salary: Excellent + bonus + package Location: London (good work from home options available) If you are interested in this SFTR Regulatory Operations Associate position and meet the above requirements please apply immediately.

About Albany Beck Albany Beck are a Management Consultancy focused on providing specialist talent and transformative solutions to Financial Services clients. We combine subject matter expertise with innovative delivery models that help clients scale efficiently, while offering meaningful, long-term career opportunities to our people. At Albany Beck, you’ll be choosing to work with an organisation that’s passionate about your learning journey and committed to your professional career and personal development. Role Overview We are seeking an IT Control Project Manager to lead projects ensuring IT systems, processes, and controls meet regulatory, compliance, and internal standards. The role involves managing end-to-end project delivery, coordinating with technology, risk, and business teams, and ensuring controls are designed, implemented, and monitored effectively. This position suits someone experienced in IT governance, control frameworks, and project management, with strong stakeholder engagement and risk management skills. Key Responsibilities • Manage IT control-related projects from initiation to delivery, ensuring deadlines, budgets, and quality standards are met, • Collaborate with IT, Risk, and Business teams to implement, monitor, and maintain IT controls, • Ensure alignment with regulatory requirements (e.g., SOX, FCA, Solvency II) and internal policies, • Conduct risk assessments and ensure mitigation actions are implemented, • Coordinate control testing, remediation, and reporting activities, • Provide regular project updates to senior stakeholders and governance forums, • Identify process improvements to strengthen IT controls and compliance posture, • Maintain comprehensive project documentation, including risk registers, project plans, and control logs Key Experience • Proven experience managing IT control or compliance projects within financial services or insurance, • Strong understanding of IT control frameworks (e.g., SOX, COBIT, ISO 27001), • Experience coordinating with auditors, risk teams, and business stakeholders, • Solid project management skills (Agile or Waterfall), • Strong documentation and reporting abilities, • Ability to manage multiple priorities and projects simultaneously, • Knowledge of IT systems, infrastructure, and general IT risk concepts, • Relevant certifications (e.g., PMP, PRINCE2, CISA) are desirable

Senior Financial Reporting Analyst (ESG) 9‑Month Contract (Immediate Start Preferred) London (Hybrid: 3 days in office) Are you a data‑driven ESG or financial reporting professional with a passion for sustainability? We’re supporting a global organisation in the mining & resources sector to hire a Senior ESG Analyst to join their team for a 9-month FTC. This is a fantastic opportunity to contribute to high-impact sustainability reporting, work with global stakeholders, and help drive the organisation’s ESG strategy during a period of significant regulatory change with a global organisation. In this role, you’ll play a key part in strengthening the company’s ESG reporting and compliance capabilities Key responsibilities: • Applying strong financial reporting expertise to ensure the accuracy, integrity, and audit‑readiness of ESG and non‑financial data., • Drawing on experience gained in professional services (audit/assurance) or industry financial reporting, reinforcing internal controls and supporting rigorous reporting processes., • Leading and supporting ESG reporting activities aligned to global frameworks such as GRI, ISSB, SASB, TCFD, TNFD, CSRD, and the EU Taxonomy., • Interpreting and applying evolving ESG standards and reporting guidelines, advising stakeholders on key implications and data requirements., • Managing the collection, consolidation, validation and analysis of ESG data from global operations., • Maintaining robust internal controls and data governance, ensuring high-quality disclosures and audit-ready documentation., • Supporting external ESG submissions, including CDP (Climate & Water), MSCI, Sustainalytics, and S&P CSA., • Identifying opportunities to improve and automate reporting workflows, enhancing accuracy, efficiency, and reporting capabilities across the organisation., • Collaborating with finance, sustainability, operations, risk, and communications teams to integrate ESG considerations into wider organisational reporting cycles. Skills & Qualifications: • ACA, ACCA, CIMA, CA(SA), CAANZ - qualified, • A strong financial reporting background (professional services or industry), • An undergraduate degree in finance, accounting or a related discipline, • Strong knowledge of financial reporting principles, methodologies and framework, • Solid understanding of ESG reporting frameworks and evolving sustainability regulations, • High proficiency in data analysis tools, particularly Excel (Power BI a plus), • Genuine passion for sustainable development, environmental stewardship, and governance, • Immediate or short-notice availability is highly desirable. If you’re excited by the intersection of financial reporting, ESG and global impact, I’d love to connect. Please send a message or share your CV for a confidential conversation.

Global Incentives & Reward Project Lead (FTC / Project Role) London / Hybrid Global Scope | Financial Services Following a period of significant M&A and a sharper focus on performance, this organisation is embarking on a global transformation of its incentive landscape. This role will play a pivotal part in simplifying and strengthening bonus and variable pay structures across the business. The Opportunity Working closely with the Head of Equity & Reward, you will lead a global project to map, assess and consolidate all cash bonus and sales incentive schemes across multiple jurisdictions. This is a high-impact role with real visibility — shaping future incentive design, improving governance, and driving consistency across a complex, regulated environment. Key Responsibilities • Lead the global mapping and documentation of all bonus and variable pay schemes, • Build a centralised inventory of scheme mechanics, governance and participation, • Analyse incentive structures, costings, and performance linkages, • Identify inconsistencies, risks, and opportunities for simplification, • Ensure alignment with FCA and broader regulatory requirements (e.g. conduct, deferral, clawback), • Partner with senior HR, Finance and business leaders globally, • Strong experience in Reward / Compensation, ideally within Financial Services or Insurance, • Proven expertise in sales incentives and variable pay structures, • Experience operating in FCA-regulated environments, • Strong analytical capability across incentive mechanics and financial inputs, • Track record delivering global, cross-border reward projects, • High visibility, transformation-focused project, • Opportunity to shape global incentive strategy, • Work directly with senior leadership and influence future design, • Ideal for a Reward professional who enjoys project-based, problem-solving work CV's to

A Fin Tech business located in London is seeking a senior risk manager to join the Risk and Assurance team to support the development and embedding of a strong risk management and operational resilience culture across the organisation. Reporting to the Director of Risk and Assurance, you will contribute to the identification, assessment, and management of risks that could impact important business service Overview Develop and maintain a business continuity policy and recovery plan and procedure in accordance with IS0 22301. Ensure disaster recovery procedures/plans are incorporated into the business continuity plan. Conduct business impact assessments for/with various departments and functions, analysing potential business impact of unpredictable business interruptions such as cyber attacks, security breach, privacy incidents Create and facilitate incident response simulations to ensure business readiness for disasters/unexpected events Collaborate with engineering, IT and cyber security teams to ensure incident response plans are fit for purpose and in line with the incident response policy, and communicated effectively. Highlight risks and areas for improvement after each exercise/incident, and ensure issues are captured, completed, and reviewed for mitigation Maintain and enhance the Supplier Risk Management Framework, including defined risk appetite, governance structures, and supporting policies and procedures. Maintain and continuously improve supplier risk scoring models to effectively evaluate supplier performance and risk exposure. Oversee the identification, assessment, and ongoing monitoring of supplier risks, including financial, operational, regulatory, cybersecurity, geopolitical, and ESG (Environmental, Social, and Governance) risks Produce management reports, risk updates, and governance materials for senior management, risk committees, and external stakeholders, providing assurance to auditors and clients Experience Required 5-7 years of work experience in the practice of operational resilience and risk management Experience running multiple, high-priority projects and advancing complex projects Knowledge and experience of industry frameworks such as IS0 27001 and ISO 22301 desirable

Job Title: Technical Repairs /Senior Surveyor £50,000 - £55,000 South London Housing Association Responsible for: 3 direct reports Candidate Overview: The ideal candidate will be a seasoned technical and compliance leader with expertise across damp and mould, disrepair, fire safety, and contractor governance. They will have a strong understanding of statutory requirements, risk management, and audit processes, with the ability to oversee complex casework and ensure robust compliance with Awaab’s Law and FRA actions. Commercially astute and confident in procurement and contract management, they will combine strategic thinking with hands-on oversight of specialist workstreams. Excellent stakeholder management skills are essential, including the ability to influence contractors, liaise with legal teams, and report to SLT and Boards. The successful candidate will be analytical, detail-oriented, and committed to driving service improvements, innovation, and a high-performance, resident-focused culture. Role Purpose: The post-holder is responsible for providing strategic oversight and hands on management of; • Compliance, • Asset integrity and specialist workstreams,, • Awaab’s Law (damp & mould),, • Disrepair, • Fire Risk Assessment (FRA) and M&E actions, • Contractor governance, • Latent Defects & Party Wall, • Budget Holder Management Ensure robust audit trails, risk management, commercial control, and performance reporting to SLT/Board. The role provides senior leadership on service performance, contractor management, financial oversight, data insight, and resident experience across all Property Services workstreams. The post-holder ensures that the HA delivers a consistent, high-quality service while driving continuous improvement and supporting SNG through accurate operational reporting and risk escalation. Key Responsibilities: Specialist Governance • Oversee SW9’s Awaab’s Law compliance, ensuring triage, severity scoring, investigation, and repairs meet statutory timeframes., • Inspect and follow through on D&M cases from start to resolution, • Lead audit trails and evidence logs; produce D&M performance reporting; drive learning to reduce recurrence., • Manage the Disrepair service: inspections, legal liaison, disclosure processes, risk and cost management; ensure adherence to statutory/legal requirements and pre-action protocols., • Ensure operatives, surveyors and contractors identify and report HHSRS hazards and building fabric risks during inspections, with accurate recording and escalation. Fire Risk, Building Safety & Compliance • Oversee repair actions arising from SNG-issued FRAs; ensure works are correctly scoped, prioritised, allocated and delivered within risk-rated timeframes; maintain auditable records of completion., • Oversee EICR and LGSR service to ensure full compliance, • Coordinate with SNG’s M&E team for statutory testing, servicing and remedial works; assure compliance. Contractor Management & Procurement • Full contractor management responsibilities for all allocated contractors., • Lead procurement and commercial management of specific Property Services contracts in partnership with SNG Procurement., • Oversee tenders, mobilisation, onboarding, variations and commercial negotiations., • Set and monitor contractor KPIs (quality, compliance, productivity, cost variance); drive corrective action., • Chairing monthly meetings and recording performance, • Ensure all post inspections are carried out in a timely manner. Asset Data & Performance Reporting • Maintain regular oversight of repair records, inspection outputs and asset data for full auditability., • Produce performance reports for SLT, Board, Committees, insurers and SNG, highlighting trends, risks and improvements., • Align operational processes, workflows and policies with corporate and regulatory requirements; lead process redesign. Strategic & Organisational Leadership • Drive a high-performance, resident-focused culture; identify opportunities for innovation, efficiency and service transformation., • Work collaboratively with SLT, SNG, contractors and partners to improve services; lead change management during restructures., • Drive learning and improvements to reduce recurrence and improve outcomes People & Performance Management • Lead a multi-disciplinary team; set clear objectives; run 1:1s, appraisals, supervision and development plans., • Recruit, onboard and train staff; deliver on-the-job coaching and shared knowledge practices., • Manage sickness absence, capability, conduct and performance in line with SW9 HR procedures., • Build a positive, accountable, collaborative team culture. Complaints, Ombudsman & External Enquiries • Draft and oversee Stage 2 complaint responses, Ombudsman investigations and MP/Councillor enquiries., • Ensure investigations are thorough, balanced and compliant; report systemic issues and learning to SLT/Board., • Attend meetings for residents or MP enquires as and when required Key KPIs: • Awaab’s Law: investigations and repairs delivered within statutory timeframes (internal targets aligned to current guidance)., • Damp & mould recurrence rate: ≤ target (e.g., ≤ 10% within 12 months)., • FRA actions closed: ≥ 95% within risk-rated deadlines; High-risk actions: 100% within agreed timeframe., • Disrepair exposure: reduction year-on-year in case volume and average settlement cost; zero missed legal deadlines., • Contractor compliance: ≥ 98% statutory servicing/testing; Quality audit pass rate: ≥ 95%., • Performance reporting: on time for SLT/Board/insurers with actionable insights., • Procurement outcomes: tenders compliant, value-for-money achieved, ≤ 5% cost variance vs. contract. Person Specification: • Degree-level education or equivalent through relevant training/experience commensurate to the role., • Holds a relevant professional qualification (highly desirable)., • Holds a management qualification (desirable)., • Evidence of continuous, challenging, and relevant professional development.

Compliance Monitoring Manager Nest Invest London (Hybrid working) Nest Invest is on an ambitious journey to become one of the world’s largest asset owners. With c.£60 billion AUM today, we’re on track to manage more than £100bn by 2030. This rapid growth brings exciting opportunities and increasing operational complexity. As our portfolio expands, we shall internally manage more of the investment decision making and process, whilst concurrently engaging with a broader range of external partners. This rapid and sustainable growth and the transitioning of investment decision making ‘in-house’ will clearly have significant implications on the approach to compliance that Nest Invest takes. It is imperative that Nest Invest has a culture that prioritises compliance and has strong processes in place to ensure it meets the highest standards of conduct. Nest Invest is regulated as an Occupational Pension Scheme (OPS) firm by the FCA. The compliance function supports Nest Invest to comply with regulation arising from its status as an OPS firm. Nest Invest currently falls under the FCA’s ‘core’ Senior Managers and Certification Regime (SMCR) due to the size of assets under management and investment implementation approach. The Role Reporting into the Head of Compliance, the Compliance Monitoring Manager will be responsible for supporting on the design, delivery and oversight of an end to end compliance monitoring programme for Nest Invest aligned with FCA regulations and industry best practice. This is an exciting opportunity to help support the elevation of our compliance function to the next level, ensuring that Nest Invest continues to adhere to FCA requirements, and navigates the increasing regulatory expectations that accompany the organisation’s growth trajectory. We are seeking a Compliance Monitoring Manager to lead on the delivery of a Nest Invest Compliance Monitoring Plan, be able to adapt that plan to respond to new or emerging regulatory risks identified through horizon scanning, FCA priorities or internal situations, and deliver compliance monitoring reports which ensure the business is kept up to date with regulatory risks and actions taken which mitigate those risks. The Person This is an incredibly exciting time in Nest Invest’s future growth agenda and evolution. The successful Compliance Monitoring Manager will play a key role in helping to shape our approach to demonstrating FCA compliance as we become more sophisticated and specialised as an Asset Manager. We are looking for: • An established Compliance Monitoring professional with experience of developing, delivering and running compliance monitoring programmes within Institutional Asset Management, Investment Management or Asset Owner environments., • Demonstrable experience of owning or implementing a compliance monitoring plan within an FCA regulated entity, preferably Investment Firms and/or OPS firms., • Strong knowledge and experience of regulatory rules and requirements, including FCA rules and working practices., • Excellent stakeholder engagement, partnering and influencing skills and the ability to face off to a range of senior stakeholders across an investment business, challenging proactively and constructively where necessary., • Strong judgement and pragmatism in navigating regulatory risk, with ability to communicate clearly and confidently., • Very well organised with excellent attention to detail and the ability to be both strategic but also hands on., • A genuine desire to contribute to a purpose led environment and a collaborative, collegiate and dynamic culture. Organisational Overview Nest is an award-winning workplace pension scheme, the largest in the country in terms of members. Set up by the government to give every worker in the UK somewhere to save, our first-class responsible investment practice and governance are the backbone of what we do, supported by all the functions you’d expect to find in a thriving business. We’re committed to creating a workplace where you can be your authentic self and offer an inclusive and flexible working environment. To apply or for an informal discussion, please contact Braidie Cole: Directorate/Department Overview The Investment directorate (Nest Invest) is responsible for investing members’ contributions in order to grow their retirement pots over the long-term. The responsibilities of the team include: • Asset allocation and portfolio risk management, • Manager selection and monitoring, • Responsible investment, • Investment communications, • Fund administration, • Investment technology and financial modelling, • Contributing to the development of the investment proposition From December 2019, the Nest Investment team was seconded into Nest Invest Ltd (Nest Invest), the investment subsidiary of Nest Corporation. Nest Invest is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in a regulated entity, and being required to adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual Conduct Rules defined by the FCA. Flexible and agile working Everyone's personal situation is different. To make the most out of hybrid working, we've introduced different ways of working, which include (subject to role requirements): • hybrid of office (Canary Wharf, London) and home working (there will be an expectation to attend the office, once - twice a week, or more, as required), • reduce or vary working hours, • reduce or vary the days worked, • work compressed hours, • job share Diversity, Equity and Inclusion Everyone is welcome to apply for our roles and we particularly encourage applications from Black, Asian and minority ethnicity, LGBTQ+, and disabled candidates. Everyone is welcome to apply for our roles, and we are determined to ensure that no applicant or employee receives less favourable treatment because of their age, belief, disability, gender identity, marital status, national origin, pregnancy or caring responsibilities, socio economic background, sex, sexual orientation, religion or race or any other legally protected status. We also recognise the importance of diversity of thought and other forms of neurocognitive variation. As a Level 2 Disability Confident organisation, we’re part of the guaranteed interview scheme. This means should you meet the minimum criteria for this role, you will automatically be put forward for an interview. Please note that this advert may close early if we receive a sufficient number of satisfactory applications.

📄 2-year Fixed‑Term Contract | Start ASAP 🕓 4-5 days per week (flexible) ✈️ Quarterly travel to East Africa (Kenya & Tanzania) We’re supporting Gatsby Africa in the appointment of an experienced Lawyer on a two-year fixed‑term contract, to support a critical period of work across contracting, grants, and risk. This is a senior, hands‑on in‑house role within a purpose‑driven organisation, offering exposure to complex commercial and grant arrangements, social investment activity, and international stakeholder engagement. The role Reporting to the Operations & Finance Director, you’ll take ownership of Gatsby Africa’s contracting framework and act as a trusted legal adviser across the organisation. You’ll sit within the Finance & Operations management team, playing a key role in legal risk mitigation, charity law compliance, and cross‑functional coordination. You’ll also manage a Contracts Manager and work closely with external legal advisers in the UK and East Africa, with travel to Kenya and Tanzania approximately once per quarter. Key responsibilities • Lead and oversee all standard and non‑standard contracts, including consultancy and supplier agreements, grants, MoUs with government entities, and social investment instruments, • Develop, implement, and continuously improve contract templates, tools, and processes, • Advise internal stakeholders on contractual obligations, legal risk, and best practice, • Support grants management as both donor and recipient, including engagement with international donors, • Identify, assess, and mitigate contractual, legal, and operational risks across projects and teams, • Lead on data protection and privacy matters, maintaining and evolving the organisation’s framework, • Manage and develop the contracting function, providing coaching and mentoring, • Maintain robust monitoring, reporting, and escalation processes, • Horizon‑scan for legal and regulatory developments relevant to an English‑registered charity About you • Qualified solicitor or barrister (England & Wales), • Substantial experience drafting and negotiating commercial contracts, • Confident operating as a senior legal business partner, • Experience developing or improving contract management systems and processes, • Strong stakeholder management skills and comfort managing external advisers, • Working knowledge of data protection principles Desirable experience • Charity, not‑for‑profit, or social impact organisations, • Grants experience (as donor and/or recipient), • Exposure to social investment or complex collaboration agreements, • Experience working with organisations operating in Africa Why apply? This is a rare opportunity to take on a senior in‑house lawyer role on a fixed‑term basis, offering genuine autonomy, international exposure, flexible working (4-5 days per week), and meaningful social impact. Marsden is exclusively instructed on this role by Gatsby Africa, and all candidate applications should be directed to

Role Title: Immigration Manager Location: London hybrid - travel to London office 3 days a week Contract Duration: 12 months (with potential to extend) Day Rate: Competitive (Inside IR35) Deloitte Working with the Deloitte Associate (Contractor) Programme means we can offer you the opportunity to work on a variation of industry and client related projects. Our aim is to retain the best talent and so when your project end date nears our team of Talent Community Advisors will be working with you to look at alternative projects within the firm that suit your experience should you wish to continue with Deloitte. Background Deloitte is a market-leader for business immigration services and is the largest single provider of immigration advice to corporate clients and their globally mobile employees in 140 countries. Deloitte’s Global Employer Services (GES) practice put the client experience centre stage. We deliver immigration services with mobility tax services and to regulatory standards set by the Deloitte Legal practice. The Role We are seeking ambitious candidates from diverse backgrounds who want to support client’s and individuals with their life changing decisions to move to new countries. You must have a background in UK immigration law including immigration technology, project management and core legal work. You will have a passion for customer service and work with our team of Consultants and Managers, as a key part of our service delivery model. You will also receive on the job training on all aspects of our work. Essential Skills & Experience: • Delivering technically accurate and commercially sound advice with great customer service to our clients., • Provide day to day support to Analysts and Consultants which includes delegation and review., • Leading and establishing the case strategy on a full range of UK visa applications to enable international moves., • Knowledge of UK immigration rules, laws and systems and keeping up to date with changes in immigration policies and wider global immigration trends., • Preparing detailed strategic and compliance advice to provide clients looking to manage a range of factors in their international business/lifestyle., • Participating in our knowledge management culture including assisting, preparing news, training, thought leadership pieces, business development and client projects as required., • Proper use of firm systems for data analysis, reporting, filing, billing and other administrative duties to ensure effective account management., • Manage effectively in diverse teams within an inclusive team culture where people are recognised for their contribution., • Prior UK Immigration experience is required, • Knowledge of the different working visas (i.e. skilled worker, ILR and Global business mobility)., • Experienced in overseeing a team delivering large volumes of individual cases., • Experienced with delivering a great client/customer service and building client relationships., • Be pro-active, process driven and have attention to detail., • Data analysis - experience of using a case management system and running reports for cases. IR35 As a means of managing tax, commercial and reputational risks, Deloitte prohibits the use of Associates through Personal Service Companies (‘PSCs’). All Associates must contract under PAYE arrangements through a Deloitte approved ‘Employment Company’ (aka ‘umbrella company.’)

Attribution Search are currently supporting a mid-sized private debt manager in their search for a Junior Loan Operations Specialist to join their London office on a permanent basis. The company has experienced consistent growth since inception and is now looking to add to its Operations team in London. This is an excellent opportunity for a junior professional to build on early experience in syndicated loans within a dynamic and fast-paced investment environment. As a Junior Loan Operations Specialist, you will support the operational execution of syndicated loan transactions, helping to ensure that all aspects of loan administration run smoothly. You will work closely with both internal teams and external stakeholders, providing key support to the investment desk. Key Responsibilities: • Process and review syndicated loan documentation, ensuring accuracy and compliance with agreements, • Assist with the day-to-day administration of syndicated loans, including monitoring drawdowns, repayments, and interest payments, • Liaise with relationship managers, legal teams, agents, and lenders to resolve issues and maintain efficient loan operations, • Ensure all transactions are accurately recorded and maintained within the loan servicing system, • Support the preparation of regular reporting on loan activity, financial positions, and compliance, • Assist with covenant monitoring, compliance checks, and regulatory reporting Required experience: • 1–3 years of relevant experience or exposure to syndicated loans or loan operations, • Strong organisational skills and attention to detail, with the ability to manage multiple priorities, • Excellent communication skills, with the ability to engage with internal and external stakeholders, • Basic understanding of syndicated loan structures, terms, and processes, • Proficiency in MS Office (particularly Excel); experience with loan servicing systems such as WSO is advantageous, • Degree in Finance, Economics, Business, or a related discipline

A prestigious international law firm is seeking a Financial Crime Lawyer to join its growing London office. This newly created position offers the chance to work at the heart of a dynamic Risk & Compliance function, advising on complex financial crime issues and contributing to firmwide compliance initiatives. Why Apply? • Competitive salary plus generous benefits and perks package, • Supportive and collaborative team culture, • Opportunity to shape compliance policies and mentor colleagues This is a broad AML and financial crime role, reporting directly to senior leadership within the compliance team. You’ll advise on anti-money laundering, sanctions, and wider financial crime risks, oversee high-risk assessments, and ensure smooth client onboarding. Alongside day-to-day AML responsibilities, the position also provides involvement in broader compliance projects and the opportunity to support in training and policy development. Key Responsibilities • Provide advice on AML, sanctions, and financial crime matters, • Review and oversee client onboarding and risk assessments, including high-risk clients and PEPs, • Ensure compliance with AML legislation, firm policies, and procedures, • Contribute to the development and implementation of AML policies and controls, • Support and mentor other compliance team members, • Monitor regulatory changes and assist with training initiatives This role would suit a qualified lawyer with at least three years’ AML/financial crime experience in an international law firm. A strong grasp of UK AML and sanctions regulations is essential, alongside excellent communication, analytical, and organisational skills. Experience with workflow systems and client due diligence tools would be advantageous. This is a standout opportunity for an AML specialist seeking to progress their career in a high-performing international firm. Combining technical advisory work, policy development, and mentoring responsibilities, the role offers variety, responsibility, and clear scope for professional growth within a supportive and collaborative team.

I am hiring for a Senior Capital Actuary to join the Capital & Investment team, reporting to the Head of Capital Modelling. This is a high-impact role supporting the capital assessment and internal model development across syndicates. The Role - • Support and enhance the internal capital model, including development, parameterisation, and validation, • Deliver regulatory capital reporting (e.g. LCR, Standard Formula, LSM), • Contribute to capital planning, business strategy, and reinsurance decisions, • Engage with stakeholders across underwriting, finance, risk, and regulators, • Support IMAP submissions and model governance processes, • Help embed capital modelling into business decision-making The Candidate - • Qualified actuary (FIA or equivalent, or near qualified), • Strong capital modelling experience, ideally within the Lloyd’s market, • Technically strong with a proactive, problem-solving mindset, • Excellent communication skills and ability to influence stakeholders, • Commercially aware and adaptable in a dynamic environment Location: London (Hybrid) Salary: Up to £130,000 If you have strong capital experience then please get in touch via email -

Job Title: Junior Operations Analyst Location: London Role Purpose The Junior BAU Operations Analyst supports day‑to‑day operational processes related to regulatory reporting. This includes exception management, MI production, documentation, and UAT support. The role offers broad exposure and a strong foundation for a long‑term career in regulatory operations. Key Responsibilities • Support daily exception management across MiFID II, EMIR Refit, SFTR, REMIT., • Assist with investigating breaks and documenting root causes., • Maintain and update BAU procedures, workflows, and training materials., • Produce MI, KPIs, and trend analysis for management., • Support UAT execution and documentation., • Work with Technology, Compliance, and internal stakeholders to resolve issues., • Monitor regulatory updates relevant to BAU workflows. Skills & Experience • Basic understanding of regulatory reporting is desirable., • Strong analytical, organisational, and communication skills., • High attention to detail, accuracy, and reliability., • Strong problem‑solving mindset. Technical Skills • Excel, Word, PowerPoint., • Exposure to front‑to‑back data flows and operational controls is a plus. Personal Attributes • Proactive, enthusiastic, willing to learn., • Able to work independently in a fast‑moving environment., • Strong ownership and commitment to high‑quality outputs.

Senior Legal Counsel – Regulatory London based Hybrid working SSQ is partnering with a fast-growing, award-winning UK fintech to appoint a Senior Legal Counsel to support its Regulatory and Commercial Legal team. This role provides strategic, non-contentious financial services regulatory advice to a scaling, technology-driven business operating in a highly regulated environment. The position plays a key role in enabling the development and launch of new products and services, ensuring regulatory compliance while supporting ambitious commercial growth. Reporting to the Head of Legal, this is a high-visibility role offering broad regulatory exposure and genuine opportunity to shape legal processes as the business continues to scale. You will be the Senior Counsel leading on Regulatory and Product advisory work across the business. Key Responsibilities: • Provide proactive, strategic legal advice on financial services regulatory matters, supporting the rollout of new products, features, promotions and services from initial concept through to launch., • Advise on UK financial services regulation including FCA Handbook requirements (BCOBS, Consumer Duty, CASS), FSMA, financial promotions and wider consumer protection and data protection matters., • Identify and mitigate product, regulatory and privacy risks, developing pragmatic and commercially aligned solutions within a complex regulatory framework., • Draft and update customer-facing terms and conditions and advise on product documentation., • Support wider commercial matters, including drafting, negotiating and advising on supplier, banking partner, marketing and IT procurement agreements., • Partner closely with Compliance in responding to FCA queries and regulatory engagement., • Monitor legal and regulatory developments, assessing business impact and advising senior stakeholders proactively., • Deliver training and guidance to business teams on regulatory and legal matters., • Manage relationships with external legal advisers and contribute to the development of scalable legal processes as the function grows. Candidate Requirements: • Qualified lawyer in England & Wales with 7+ years’ post-qualification experience, • Strong financial services regulatory background, ideally gained at a leading law firm, with in-house experience in a fast-paced or high-growth environment viewed favourably., • Excellent knowledge of FCA regulatory frameworks, including Consumer Duty, CASS, BCOBS, financial promotions and broader UK consumer protection and data protection requirements., • Excellent stakeholder management skills with the ability to explain complex regulatory concepts clearly to non-legal audiences. For more information about how to apply, please contact me for more information at / 07506222628

Conduct Analyst We are searching for a Conduct Analyst to support delivery of the Conduct Plan in line with the Financial Conduct Authority requirements and Lloyd's of London standards. You will provide pragmatic advice on conduct, Consumer Duty and complaints, while helping embed a strong conduct culture and maintain the conduct framework. Key Responsibilities • Support the execution and ongoing development of the Conduct Risk Framework., • Assist in embedding conduct policies, procedures, and controls across the business., • Contribute to product governance processes, including pre-bind reviews and fair value assessments., • Support product testing activities (e.g. stress testing and customer communications)., • Monitor regulatory developments and help implement relevant updates., • Maintain conduct dashboards and support regular reporting for governance forums., • Provide guidance and respond to internal conduct-related queries, • Assist in monitoring and evidencing Consumer Duty outcomes, • Support the production of regular Consumer Duty reporting, • Contribute to the annual Consumer Duty report and governance process, • Help deliver training and awareness across the business, • Support the complaints handling framework and processes, • Assist with monitoring and responding to complaints-related queries, • Collaborate with relevant teams to ensure timely and fair resolution, • Work closely with underwriting, claims, compliance, and other internal teams, • Support cross-functional projects with conduct and regulatory considerations, • Contribute to fostering a strong customer-centric and conduct-focused culture, • Deliver training to new joiners and existing employees Qualifications & Desired Skills • Minimum 2 years’ experience in a conduct role within Insurance or the Lloyd’s of London market, • Understanding of conduct risk, Consumer Duty and FCA regulatory expectations, • Familiarity with product governance and fair value assessment processes, • Knowledge of delegated authority or underwriting environments (desirable)

Prestigious asset manager with significant AUM seeks an experienced Compliance professional for a twelve month fixed term contract to join its highly regarded compliance function. This role will encompass being a trusted adviser to the business, providing practical, proportionate guidance on regulatory obligations, internal policies, and conduct matters across the firm. You will work closely with senior stakeholders and project teams, advising on new initiatives, regulatory change, and day‑to‑day compliance queries, while overseeing the delivery of a risk‑based Compliance Monitoring Programme. The role also includes maintaining and enhancing compliance policies and procedures, supporting financial promotions approval, funds‑related compliance work, regulatory reporting, and contributing to compliance training. This opportunity is well suited to a confident and collaborative compliance professional with strong FCA regulatory knowledge, asset management/wealth management experience, and a genuine interest in partnering with the business to enable compliant, well‑judged decision‑making within a values‑driven investment firm. Hybrid working too.

Interim Head of Compliance (SMF16) | Insurance | London 3–6 month contract | Hybrid working Coopman Search is supporting a UK-regulated insurance business in London with the appointment of an Interim Head of Compliance (SMF16) on a 3-6 month basis. This role will provide senior leadership to the Compliance function during a transitional period, ensuring the business continues to maintain strong regulatory oversight and governance. The successful candidate will work closely with the executive team and play a key role in maintaining the compliance framework and regulatory engagement. Key responsibilities • Act as SMF16, leading the Compliance function and overseeing the firm’s compliance risk profile, • Maintain and oversee the Compliance Framework, ensuring it continues to operate effectively, • Deliver the Compliance Monitoring Plan, including ongoing monitoring and assurance activities, • Provide compliance oversight across third-party and delegated arrangements, • Support senior leadership with regulatory engagement and reporting obligations, • Prepare and present Compliance MI and Board/Committee reporting, • Provide pragmatic regulatory guidance to stakeholders across the business, • Support ongoing SMCR and Fit & Proper oversight, helping maintain a strong compliance culture Key requirements • Extensive experience in a senior Compliance leadership role within the insurance industry, preferably insurance, MGA or carrier experience, • SMF16 approval or previous experience performing the SMF16 function, • Strong understanding of the UK regulatory environment (FCA / PRA), • Experience overseeing delegated authority or third-party distribution arrangements, • Track record of producing and presenting Board and Committee reporting, • Comfortable stepping into a role quickly and providing leadership in an interim capacity, • Strong stakeholder management skills and a pragmatic, solutions-focused approach This is an excellent opportunity for an experienced compliance leader to step into an interim Head of Compliance role, supporting a regulated insurance business while ensuring continuity across the compliance function. If you’re open to a confidential discussion, please message me directly or email . Equally, if you know someone suitable for an interim mandate, I would welcome an introduction. As a Certified B Corporation™, Coopman Search takes a different approach to how we do business. Recognised internationally as a company that operates for good, we value and incorporate the interests of all stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we foster an environment that promotes collaboration and professional development.

We’re looking for a Senior Data Engineer to help build and scale a modern, configuration-led data platform leveraging Databricks and Snowflake. The platform is designed to enable non-technical users to define and manage complex regulatory logic, while ensuring data remains scalable, traceable, and fit for client-facing use. This role sits within a key phase of infrastructure transformation, as the business transitions from legacy Python-based processes and MySQL databases to a more scalable cloud-native architecture. The systems underpin critical reporting workflows for financial institutions, where accuracy, transparency, and reliability are essential. You’ll be expected to produce high-quality, maintainable, and well-tested code, while also contributing to the technical direction of the team and supporting more junior engineers. Key Responsibilities • Develop and enhance a configuration-driven data platform using Databricks and Snowflake, • Build, maintain, and optimise data pipelines using Python, PySpark, and streaming technologies, • Ensure data pipelines are robust, traceable, and compliant, with strong lineage and fault tolerance, • Implement and maintain data quality frameworks, including validation, monitoring, and alerting, • Optimise performance across distributed data processing and warehouse environments, • Work closely with product, engineering, DevOps, and regulatory stakeholders to translate requirements into scalable solutions, • Support and guide junior team members, contributing to overall team capability and delivery, • Continuously improve development standards, tooling, and engineering practices Required Experience • Proven experience building scalable and auditable data pipelines in regulated or high-integrity environments, • Strong proficiency in Python and PySpark, • Advanced SQL skills, including working with large and complex datasets, • Solid understanding of data modelling and warehouse design principles, • Strong grounding in software engineering best practices (clean code, testing, CI/CD, observability), • Experience working with modern cloud-based data platforms and orchestration tools, • Ability to interpret and translate complex regulatory or business requirements into technical solutions, • Comfortable working independently with ownership of key systems and deliverables Desirable Experience • Exposure to event-driven architectures (e.g. Kafka or similar tools), • Experience with AWS cloud environments, • Track record of building new data platforms or transforming legacy systems, • Background in financial services or FinTech

Senior Developer (AWS/Serverless) Canary Wharf, London (Hybrid – 3 days onsite) £500/Day (Inside IR35) 6 Month Contract 🌍 About the Role We’re hiring a Senior AWS Serverless Developer to join a greenfield project building a modern, event-driven data platform for regulatory and compliance reporting. You’ll design and develop a decoupled middleware layer that ingests data from multiple sources, transforms it, and routes it to 25+ downstream systems. This is a backend-heavy role where event-driven workflows power everything—from API triggers to S3-driven pipelines. 🛠️ What You’ll Be Doing • Build and orchestrate serverless, event-driven architectures on AWS, • Develop scalable solutions using Lambda, Step Functions, Glue, and S3, • Design data pipelines to ingest, enrich, and transform data, • Integrate systems via EventBridge, SNS, SQS, and API Gateway, • Implement Infrastructure as Code (CDK or SAM) and CI/CD via Azure DevOps, • Collaborate with technical and delivery teams to ensure data integrity and reliability ✅ What We’re Looking For • Strong experience with AWS Serverless (Lambda, Step Functions, S3, Glue), • Expertise in Python for cloud-native development, • Proven experience building event-driven architectures, • Hands-on with CI/CD pipelines and Infrastructure as Code, • Experience integrating data from APIs, files, and messaging systems ⭐ Nice to Have • Greenfield project experience, • Exposure to regulatory, compliance, or trading data 💡 Who You Are • A self-starter who thrives in fast-moving environments, • Strong communicator who can bridge technical and business teams, • Passionate about clean, maintainable code, • Enjoy mentoring and supporting other developers 🎯 Interview Process • Intro + technical discussion, • Practical coding session (real-world problem solving)

Purpose of Role Global E-Commerce's Governance and Experience (GNE) is a global team responsible for ensuring a safe and trustworthy marketplace for not only our buyers, but also our sellers and creators . The Moderation Team is part of the GNE organization. Our mission is to create the most trustworthy E-commerce platform with a delightful service experience . We are looking for Moderation Quality Assurance Specialist role to analyse moderation quality performance, evaluating the delivery quality of BPO sites, provide indepth RCA for critical issues as well as the implementation of effective action plans . Roles & Responsibilities Content Review & Analysis • Conduct comprehensive review and analysis of sellers, products, content and Intellectual Property Rights (IPR) to ensure compliance with platform policies, • Perform daily quality assessments of moderation decisions across multiple content categories, • Identify patterns and trends in content violations through systematic data analysis, • Review and evaluate the accuracy of content moderation decisions made by BPO teams or machine moderation Quality Assurance & Process Improvement • Help build quality assessment processes and conduct quality assessment work by ensuring and evaluating the delivery quality of the sellers, products, IPR, and contents reviewed, • Participate in the development of quality inspection standards and continuously optimize the processes and platform, • Conduct root cause data analysis and provide insights and key actions to improve processes, • Develop and implement quality metrics and KPIs to measure moderation effectiveness Policy Enhancement & Compliance • Enhance moderation policy and work closely with local operations and policy teams, • Provide recommendations for policy updates based on content review findings, • Ensure adherence to regional regulatory requirements and platform standards Stakeholder Management & Reporting • Prepare detailed quality reports and analysis for management review, • Collaborate with cross-functional teams, • Conduct calibration sessions with BPO teams to ensure consistent application of moderation policies Root Cause Analysis & Action Planning • Perform in-depth RCA (Root Cause Analysis) for critical moderation issues and provide detailed insights on quality gaps, • Develop and implement effective action plans to address identified quality issues, • Track and monitor the effectiveness of implemented corrective actions, • Create case studies and learning materials based on quality analysis findings Qualifications Education & Experience • Bachelor's degree or above, • Minimum 3 years of hands on and in-depth experience in e-commerce safety and quality analysis is a must, • Proven experience in content moderation, quality assurance, or trust and safety operations, • Experience working with BPO teams preferred Language & Communication Skills • Fluency in English is a must. Knowledge in another Europan languages is a plus., • Excellent coordination skills and communication skills across multiple cross-functional teams to build plans and projects, • Strong written and verbal communication skills for reporting and stakeholder management Technical & Analytical Skills • Ability to digest large data sets/policies in a cohesive and actionable manner, • Familiarity with office software such as Excel, Word, Powerpoint, etc., • Strong analytical skills with experience in data analysis and reporting, • Basic understanding of SQL or data visualization tools is a plus Important Note: Please be advised that this job posting is on behalf of a third-party agency. This is a 6-12 months temporary assignment managed by a third-party agency, who will be your employer. While you may be assigned to work at TikTok, you will not be a TikTok employee. All contractual terms, including payroll and benefits, will be handled by a third-party agency. By applying, you agree that the information provided in your application may be processed and retained by TikTok for recruitment purposes and shared with a third-party agency in accordance with TikTok's Applicant Privacy Notice

The Role: Head of Fraud Location: London Salary: From 100k A key client of ours are seeking an experienced leader to oversee fraud prevention activities and transaction monitoring across a regulated payments environment. This role is responsible for managing the framework used to identify, assess, and respond to suspicious activity, fraud risks, and other financial crime concerns. The successful candidate will lead the ongoing development of monitoring processes and controls, helping to ensure the business operates in a compliant, effective, and commercially sustainable way. Key responsibilities • Lead the transaction monitoring and fraud function, ensuring effective oversight of alerts, investigations, case handling, and outcomes., • Maintain and improve monitoring processes, controls, and governance arrangements across the business., • Set clear escalation routes and decision-making responsibilities for higher-risk matters., • Oversee the review and ongoing enhancement of monitoring rules, scenarios, and workflows to ensure they remain effective and proportionate., • Support the identification and assessment of fraud and financial crime risks relevant to payments and merchant activity., • Work with internal teams to improve monitoring capability, reporting, automation, and data quality., • Provide input on fraud and monitoring considerations for new products, business changes, and higher-risk activity., • Ensure reporting obligations relating to suspicious activity, fraud trends, or other monitoring matters are met accurately and on time., • Produce and review management information to monitor team performance, control effectiveness, and emerging risks., • Support audit and review activity by maintaining clear documentation, evidence, and action tracking., • Lead remediation work arising from internal reviews, incidents, external feedback, or control gaps., • Act as an escalation point for complex fraud or financial crime matters., • Build and develop a strong team culture, with a focus on quality, accountability, and continuous improvement., • Contribute to wider risk and resilience activity where transaction monitoring forms part of the control environment. Skills and knowledge • Strong understanding of fraud prevention and financial crime controls within payments or financial services., • Good knowledge of transaction monitoring processes, alert management, and investigation practices., • Understanding of relevant regulatory expectations and industry standards., • Ability to assess risk, make balanced decisions, and communicate clearly with a range of stakeholders., • Experience producing reporting and management information to support oversight and decision-making., • Strong organisational skills and attention to detail. Experience • Significant experience in fraud, financial crime, transaction monitoring, or a related control function within a regulated business., • Experience leading teams and managing people in a fast-paced environment., • Proven ability to improve processes, strengthen controls, and support operational change., • Experience working across multiple business functions, including compliance, operations, and technology., • Exposure to external review, audit, or regulatory engagement would be beneficial. For more information around company benefits please get in touch directly

Job Title: Senior Quality Assurance Analyst Location: London We are hiring a Senior Quality Assurance Analyst to join our Trade & Transaction Reporting (TTR) Data Quality function. This is a key role focused on ensuring the accuracy, completeness, and integrity of regulatory reporting across MiFID II, EMIR Refit, SFTR, and REMIT. Working closely with Technology, Operations, Compliance, and Change, you will play a central role in strengthening the firm’s reporting control framework and supporting ongoing regulatory initiatives. Key responsibilities: • Lead data quality control reviews across all reporting regimes, • Perform in-depth root cause analysis and drive remediation activities, • Analyse large datasets to identify trends, anomalies, and data issues, • Validate reporting accuracy using vendor platforms such as Kaizen, UnaVista, DTCC, and TradeEcho, • Design and enhance MI, dashboards, and reporting metrics, • Support regulatory change initiatives and UAT participation, • Mentor junior analysts and contribute to team capability development, • Maintain high-quality documentation and improve QA frameworks We are looking for candidates with: • Strong experience in regulatory reporting data quality (MiFID II, EMIR, SFTR, REMIT), • A solid understanding of trade and transaction lifecycles and system flows, • Hands-on experience with QA vendor platforms, ideally Kaizen, • Excellent analytical, problem-solving, and stakeholder management skills, • A strong control mindset with exceptional attention to detail Technical skills: • Advanced Excel, with strong PowerPoint and Word skills, • SQL or Python is advantageous, • Familiarity with UnaVista, DTCC, and TradeEcho You will be detail-driven, proactive, and structured in your approach, with the ability to communicate effectively across teams and maintain accuracy under pressure.

Senior Legal Counsel (Pensions) – Hybrid, Central London An innovative, high-growth fintech and award-winning pensions provider is seeking a Senior Legal Counsel to join its expanding in-house legal team, reporting directly to the General Counsel. This is a high-impact UK-focused role, offering genuine influence as the company continues to scale and invest in its legal function. The Role • Act as the primary pensions expert, advising on complex legal issues related to death benefits, transfers, customer matters, compliance, and policy development., • Draft and update policies, proactively manage regulatory developments, and ensure positive engagement with the Financial Ombudsman and other regulators., • Provide commercially minded legal advice across teams, supporting clear communication and collaboration., • Play a key part in shaping a legal team expected to grow further in the coming years. The Team & Structure • Reporting into the General Counsel as part of an international team of four., • Anticipated future investment, with an additional Senior Counsel to join in 2026-27, and further reports expected to this role by 2028. About You • Qualified solicitor with at least 8 years’ PQE and strong pensions legal expertise., • In-house and/or private practice backgrounds welcomed., • Passionate about pensions law, proactive, and able to operate independently and collaboratively., • Excellent communication skills, with a clear, positive approach to stakeholder engagement., • Interest from candidates based outside London is encouraged. Offer, Culture, Progression • Hybrid working (Central London HQ). No set office requirement but c.2 days per month expected., • Significant role progression

We are working with a prestigious international law firm to hire a Financial Crime Lawyer in London. In this role, you will be embedded within the General Counsel team, providing expert legal advice and escalation support on complex matters relating to money laundering, sanctions, and financial crime. The firm is looking for a qualified solicitor with substantial experience in a financial crime-focused role within a legal risk function and a proven track record of supervising colleagues. The responsibilities will include: • Providing high-level legal advice on financial crime risk issues and leading internal investigations into complex AML and sanctions matters., • Supporting the MLCO and COLP in the delivery of financial crime strategy, including the drafting of robust policies and procedures., • Leading on external audits, annual reporting requirements, and information requests involving financial crime issues., • Managing audit and assurance processes while collaborating closely with the wider business acceptance team., • Taking the lead on practice-wide risk assessments and proactively updating compliance processes to reflect regulatory changes., • Designing and delivering firm-wide training on financial crime to ensure legal and operational teams maintain the highest standards of rigour., • Engaging with Financial Crime Managers and business intake teams to provide expert support on the inception of high-risk business., • Acting as a trusted advisor to senior stakeholders, offering commercial and pragmatic solutions to complex regulatory challenges. They are looking for candidates with the highest standards of legal rigour and the confidence to influence senior partners in a fast-paced environment. You should be a highly collaborative leader with excellent drafting skills and a proactive approach to managing a diverse, high-stakes workload. If you are a commercially minded lawyer ready to join an elite risk team, we invite you to apply. Please submit your application to start a confidential conversation. Ref: 1473

CPL Life Sciences are actively hiring in collaboration with a market-leading global pharmaceutical company, seeking a Clinical Project Associate to provide operational and program-level support for clinical trials. • Contract position until April 2027 initially, • £200-250 per day This role plays an important part in ensuring clinical studies are conducted in compliance with internal policies, regulatory standards, and approved research protocols. The successful candidate will work closely with the clinical research team to support documentation, reporting, and coordination activities that contribute to the successful execution of clinical trials. Key Responsibilities • Provide operational and administrative support for ongoing clinical trials and research programs., • Assist the clinical research team with preparing, reviewing, and maintaining safety reports and related documentation for investigators and relevant stakeholders., • Ensure accurate documentation and reporting in line with clinical trial protocols, regulatory requirements, and internal policies., • Record and escalate technical complaints, adverse events, and special case scenarios related to pharmaceutical products in accordance with established procedures., • Apply company policies and standard operating procedures to resolve routine operational issues., • Collaborate with supervisors and cross-functional teams to support clinical research activities and project delivery., • Maintain well-organized records, databases, and documentation related to clinical trials., • Support the distribution and tracking of marketing samples where applicable., • Follow established processes and detailed instructions to ensure tasks are completed accurately and on time. About You • Strong organisational and documentation skills, • Ability to follow structured processes and regulatory requirements, • Excellent attention to detail and accuracy, • Strong communication and collaboration skills

We are managing the search for a new Board-level Operations Director for a leading family owned business delivering a range of equipment and solutions including in-house engineering and manufacturing capabilities to the construction, civil engineering, infrastructure, utilities and industrial sectors. The role is responsible for the strategic and operational activities across multiple depots uk wide. You will be responsible driving efficiency, profitability, compliance and sustainable growth, leading an experienced operations team to ensure continuous improvement , new site setup, and strategic initiatives that ensure a safe and high quality service to their customers. Key responsibilities: Strategic Leadership • Define and execute the Group operational strategy aligned to long-term growth, asset utilisation and profitability objectives., • Collaborate with executive leadership to ensure operational capacity and depot infrastructure supports commercial expansion., • Drive operational transformation initiatives focused on process optimisation, cost efficiency and service excellence. Operational Management • Provide executive oversight of operational functions including depots, logistics, workshops, yard operations, supply chain, engineering, and customer service delivery., • Governance of stock control nationwide, ensuring accurate inventory, consistent standards, effective auditing, and robust control measures., • Establish and govern KPIs covering utilisation, turnaround time, logistics efficiency, service levels and Group profitability., • Lead continuous improvement initiatives. Financial Oversight • Hold accountability for operational performance, cost control and margin protection., • Analyse financial and operational reporting to identify inefficiencies and implement corrective action., • Approve expenditures and resource allocation., • Drive operational efficiency to maximise return on investment and increase margins. Team Leadership & Development • Lead and develop Regional Managers, Depot Managers and operational leadership teams across all sites., • Build and develop a culture of accountability, collaboration, and high performance., • Implement workforce planning and leadership development programmes., • Drive accountability frameworks aligned to operational KPIs and company objectives. Risk & Compliance Management • Working collaboratively with the QHSE Director Key Skills & Experience: • Experienced operations leadership experience at a senior level., • Expert knowledge and understanding of multi-site operations, engineering, design, production, logistics and fiscal control., • Proven record of scaling operations across multi-site networks and operational excellence., • Exceptional leadership and strategic planning capabilities., • Excellent organisational, problem-solving and communication skills., • Demonstrative experience of cost and operational efficiencies on a national level., • Commercial and financial acumen and budget management experience. The opportunity has an attractive base salary, car allowance, bonus and benefits including 25 days holiday.

Cutting edge and expanding Ultra High Net Worth Wealth Manager are keen to hire into their small but friendly Compliance Team of 4. Working hybrid (2 days a week in the office) and reporting into the SMF16/17 this person would be responsible for the Monitoring and Financial Crime activities day to day but would have no SMF responsibilities and duties will include: • Planning, execution and delivery of the Annual Monitoring Program, • Conducting deep dive thematic reviews, • Oversight of Financial Crime queries and escalations, • Management of Compliance Risk Frameworks, • Overflow and back up Compliance Advisory to the Front Office, • Horizon scanning of new regulations and assessing their impact, • Delivery of large Compliance projects We are keen to hear from Compliance professionals with strong Regulatory Compliance knowledge across a broad range of Wealth Compliance topics including Monitoring, Testing and Fin Crime.

Fidarsi is supporting the search for a Compensation & Benefits Analyst on behalf of a leading UK wealth management organisation. The firm operates across multiple regulated entities and continues to grow its investment and advisory capabilities. This role sits within the HR function and will support the delivery and administration of compensation and benefits programmes across the group. The successful candidate will play a key role in ensuring reward structures are competitive, compliant, and aligned with business strategy within a regulated financial services environment. Key Responsibilities • Support the management and administration of compensation and benefits programmes across multiple legal entities within the group., • Assist with the annual compensation cycle including salary reviews, bonus planning, and incentive scheme administration., • Conduct market benchmarking and reward analysis using external compensation data and internal analytics., • Prepare compensation reports, analysis, and insights for HR leadership and senior stakeholders., • Maintain salary structures, job grading frameworks, and internal reward documentation., • Ensure reward practices remain aligned with regulatory and governance requirements within financial services., • Partner with HR, Finance, and payroll teams to ensure accuracy of compensation data and reporting., • Support the administration and review of employee benefits programmes including pension schemes, insurance, and wellbeing initiatives., • Assist with budgeting, forecasting, and cost analysis related to employee rewards., • Maintain accurate records and documentation relating to compensation policies and reward governance. Ideal Profile • Bachelor’s degree in Human Resources, Finance, Business Administration, or a related discipline., • Approximately 3–5 years’ experience in compensation & benefits, reward analysis, or HR analytics., • Experience within financial services, asset management, or wealth management is strongly preferred., • Strong analytical skills with advanced Excel capability., • Experience working within organisations with multiple entities or complex organisational structures., • Familiarity with HRIS systems and compensation benchmarking tools., • Strong attention to detail and ability to manage confidential data., • Excellent communication and stakeholder management skills.

Job Title: Managing Director – Greenfield Opportunity Job Type: Permanent Location: London As the Managing Director for a newly established innovative, tech-enabled global law firm, you will serve as the operational and commercial leader responsible for building, scaling, and managing this market from the ground up. Working in close partnership with the UK Immigration Partner and US Headquarters, you will own strategy and execution across operations, financial performance, local partnerships, and relationships with corporate clients. You will ensure the country office operates as a seamless extension to the firms’ global platform - delivering a premium client experience, maintaining rigorous quality standards, and driving sustainable growth. This is a highly visible builder role requiring strong operational leadership, financial fluency, regulatory awareness, and the ability to scale high-performing teams in a fast-moving, tech-enabled environment. The Role Country Leadership & Market Build-Out • Launch and Scale the Country Office: Lead the establishment and growth of the firms UK presence, building operational infrastructure, local processes, and foundational partnerships., • Own Local P&L: Drive financial performance for the country office, including revenue growth, margin management, cost controls, forecasting, and reporting to HQ., • Strategic Market Development: Identify and execute local growth opportunities, including partnerships, and enterprise client expansion. Operational Excellence & Infrastructure • Operational Systems & Process Execution: Design and own all operational workflows within the hub., • SLA & Performance Oversight: In partnership with legal leadership, monitor and enforce Service Level Agreements (SLAs), operational KPIs, and quality benchmarks across all in-country operations., • Drive Client and Communications: In partnership with legal leadership, engage in a regular cadence of meetings and strategic communications with other Hub locations and US HQ. Client Experience & Commercial Growth • Client Experience Ownership: Oversee client onboarding, service delivery, and ongoing account management to ensure a consistent, premium experience., • Escalation Management: Act as the senior operational escalation point for client service concerns, coordinating closely with legal leadership to resolve issues swiftly., • Revenue Expansion: Partner with legal leadership and HQ growth teams to expand enterprise relationships, retain key accounts, and identify upsell opportunities., • Billing & Financial Controls: Oversee local billing operations, collections, and financial reporting. Manage and approve the client billing process for the hub ensuring accuracy, transparency, and adherence to billing guidelines. Technology & Data-Driven Management • Technology Development: Act as a thought partner to continue building proprietary AI technology tools., • Data-Driven Performance Management: Leverage reporting tools to monitor performance, identify operational bottlenecks, and proactively address service or compliance risks. Qualifications • Significant years of operational leadership experience, ideally within hyper growth start-ups. legal services, tech, consulting, or a regulated environment., • Experience managing cross-functional teams and distributed stakeholders., • Proven experience launching or scaling operations in a new market or country., • Demonstrated P&L ownership and financial management experience., • Highly comfortable with operational dashboards, CRM/case management systems, and driving technology adoption across teams., • Builder mindset with strong ownership mentality., • High judgment, structured thinker, and exceptional communicator., • Comfortable operating in ambiguity while building scalable infrastructure. To Apply To apply for the position, please send your CV to Andy Shaw via the ‘apply now’ button.

Statutory Reporting & Data Analyst Full Time; Permanent London Based Salary: Up to £55k Hybrid Working You will be responsible for ensuring the accuracy, integrity, and compliance of institutional data used for regulatory reporting. Key responsibilities: • Managing and delivering statutory data returns (e.g. Data Futures, HESES, Graduate Outcomes), • Ensuring data quality, validation, and compliance with regulatory requirements, • Producing performance reports and insights on key student metrics, • Collaborating with cross-functional teams to resolve data issues and improve processes Essentials: • Experience in statutory or regulatory reporting within Higher Education, • Strong analytical skills and confidence working with complex datasets, • Experience producing reports for senior stakeholders, • Knowledge of data governance and compliance, • Experience with SQL, Power BI, or similar tools Please submit a copy of your CV to arrange a confidential conversation.

An exceptional opportunity has arisen for an AML professional ready to step into a supervisory position within an elite global law firm. This role offers exposure to complex, cross-border work and the chance to play a key role in shaping AML operations within a highly respected international environment. Why Apply? • Global Exposure – Work across European and Asia-Pacific offices on multi-jurisdictional matters, • Career Progression – Step into a supervisory role with clear development within Risk & Compliance, • High-Impact Work – Be central to AML operations, systems, and process improvements, • Prestige & Culture – Join a collaborative, high-performing team within a leading international firm Supporting the AML Manager, this position sits at the heart of the firm’s financial crime function. The AML Supervisor will oversee day-to-day AML operations, ensuring efficient onboarding processes, consistent application of controls, and effective handling of queries across global teams. The role also offers involvement in system enhancements and wider compliance initiatives, providing both operational and strategic exposure. Key Responsibilities • Oversee AML workflows, ensuring timely and accurate client and matter onboarding, • Manage team inbox activity and act as a central point for AML-related queries, • Monitor ongoing AML tasks, including due diligence, alerts, and reporting outputs, • Maintain accurate tracking of client and matter records, • Support enhancements to AML systems and contribute to process improvements, • Act as an escalation point for analysts and liaise with finance and internal stakeholders, • Conduct AML/KYC reviews and support ongoing monitoring activities, • Assist with policy updates, regulatory interpretation, and broader compliance projects About You This role would suit an AML professional with a minimum of two years’ experience operating at Senior Analyst level, ideally within an international law firm. The successful candidate will demonstrate a strong understanding of AML/CTF regulations, experience with due diligence and monitoring tools, and the confidence to manage workflows and support junior team members. Strong analytical skills, attention to detail, and the ability to communicate effectively with stakeholders are essential. A degree is required, with legal or compliance qualifications considered advantageous. This is a varied, hands-on role combining operational oversight, stakeholder engagement, and continuous improvement initiatives, supported by a competitive salary and benefits package. The successful candidate will play a key role in ensuring robust AML processes, supporting the development of systems and controls, and contributing to a high-performing, globally connected compliance function.

Senior Legal Counsel Permanent Staff South West London – 8 days per month working from home Renewables/ Oil & Gas sector Are you an experienced Senior Legal Counsel with a strong background/ interest within the Oil & Gas or Renewables sector? Are you seeking your next role? This is a fantastic opportunity for a candidate with a background working for companies within the Energy sector or for candidates from a private practice background who have experience supporting Energy clients A Senior Legal Counsel is required to work for a large Energy company based in South West London. The suitable candidate will report into the Head of Legal and Corporate Affairs and will provide legal support across a broad range of matters in support of the company. The legal function supports the Company and its affiliates in all business areas for both day-to-day operations (e.g., corporate, contractual, regulatory, litigation matters) and extraordinary transactions (such as M&A and project financing). Main responsibilities: Provide high-quality, proactive and commercially focused legal advice across all aspects of Company and its affiliates with regards to all aspects of the CCS business, including: • As the Senior Legal Counsel, you will be reviewing, drafting, negotiating and generally advising on (where appropriate, with external advice and/or support from relevant group functions) transportation and storage agreements, compression and storage agreements, shareholders’ agreements, other joint venture/collaboration/cooperation/development agreements, transportation and processing agreements, construction and tie-in agreements, project construction and engineering agreements, security agreements, procurement contracts, proximity agreements, real estate and planning agreements, service agreements, preliminary agreements, confidentiality agreements and transfer/novation agreements (including execution deeds);, • Advising on legal and regulatory frameworks relevant to the CCS business, including appraisal and storage permits as well as licences and agreements with regulators and any relevant public authority;, • Advising on connection the CCS projects and the relevant entities including in relation to asset transfers, intra-group services and associated regulatory matters, • As the Senior Legal Counsel, you will be advising and assisting on any acquisition and divestiture/M&A activities undertaken or supported by the Company and/or its affiliates including work on due diligence activities, pre-emption analysis, drafting and negotiating sale and purchase agreements, regulatory approvals and supporting general transaction management of these and all related activities;, • Advising on contentious matters and dispute resolution in respect of CCS business, including litigation, arbitration, mediation and expert determination, which may involve preparation/analysis of relevant documentation and correspondence, reporting to the business, engaging and managing external counsel;, • As the Senior Legal Counsel, you will be supporting the Company’s group finance and company secretarial functions on corporate reorganisation, restructuring and liquidations projects, providing legal advice as required;, • Supporting on other UK and international CCS projects and transactions as they may arise from time to time;, • Monitoring changes and updates to relevant legislation and regulation that may affect CCS Business and providing advice and legal analysis of the same., • Internal liaison with the Company and its affiliates’ client departments and other business units/departments and external liaison with joint venture partners, other counterparties including contractors and subcontractors, landowners, government/regulatory authorities, industry groups and external legal and other advisers, in each case attending meetings in person (including travel where required) or remotely, as necessary., • As the Senior Legal Counsel, you will be ensuring full compliance with the Company’s Code of Ethics and Compliance Model, the Company’s group health, safety and environmental policies, procedures and standards and undertaking any other compliance activities that may be required (e.g. claims reporting, Sarbanes-Oxley). Skills and experience required: • As the Senior Legal Counsel, you will have a degree in Law with strong academic results., • Qualified solicitor/barrister or equivalent., • As the Senior Legal Counsel, you will have a strong working knowledge of and relevant experience in some of the following: the UKCS upstream oil and gas industry, CCS, renewable energy development projects, and/or big procurement projects., • Significant prior experience working at a senior level., • Strong communication skills, able to liaise effectively with all stakeholders across the business., • Strong negotiation skills., • Ability to work independently and collaboratively, and to manage high levels of responsibility., • Good computer skills (e.g., Microsoft Office Suite)., • Astute, commercially aware and highly motivated., • Effective communication and negotiation skills., • Fluent level of English.

This is an exciting time to join a leading hedge fund as they build out a product management function. You will support the full lifecycle of the firm’s investment products, including fund launches, governance, documentation, and ongoing regulatory requirements. Working cross-functionally with Legal, Investment, Operations, Compliance, Treasury, Tax, and Investor Relations, you will help coordinate new product launches, streamline workflows, and ensure product structures remain fit for purpose. Key responsibilities • Coordinate new fund and product launches across internal teams and external providers, • Maintain fund structures, documentation, and governance processes, • Support product governance and regulatory requirements, • Drive process improvements across the product lifecycle (formation, fundraising, financing, and reporting), • Partner with stakeholders to manage product changes and ongoing initiatives Key requirements • Experience with private credit, hedge funds or private equity related products, • Previous product development or product management experience, legal related experience will also be considered, • Strong project management and stakeholder coordination skills, • Good understanding of fund structures and regulatory frameworks

Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact. Job Overview Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures Responsibilities: • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM., • Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies., • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties., • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product., • Supporting the function/business/product in performing timely compliance reviews of new products., • Assisting in the development and administration of Compliance training for the supported function/business/product., • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules. Qualifications:, • Knowledge of Compliance laws, rules, regulations, risks and typologies, • Must be a self-starter, flexible, innovative and adaptive, • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization, • Strong written and verbal communication and interpersonal skills, • Ability to both work collaboratively and independently; ability to navigate a complex organization, • Advanced analytical skills, • Ability to both work independently and collaborate with team members, • Excellent project management and organizational skills and capability to handle multiple projects at one time, • Proficient in MS Office applications (Excel, Word, PowerPoint) Education: If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi . View Citi's EEO Policy Statement and the Know Your Rights poster.

Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact. Job Overview Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures Responsibilities: • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM., • Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies., • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties., • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product., • Supporting the function/business/product in performing timely compliance reviews of new products., • Assisting in the development and administration of Compliance training for the supported function/business/product., • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules. Qualifications:, • Knowledge of Compliance laws, rules, regulations, risks and typologies, • Trading floor compliance experience is preferred, • Must be a self-starter, flexible, innovative and adaptive, • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization, • Strong written and verbal communication and interpersonal skills, • Ability to both work collaboratively and independently; ability to navigate a complex organization, • Advanced analytical skills, • Ability to both work independently and collaborate with team members, • Excellent project management and organizational skills and capability to handle multiple projects at one time, • Proficient in MS Office applications (Excel, Word, PowerPoint) Education: If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi . View Citi's EEO Policy Statement and the Know Your Rights poster.