Broker jobs in New York, NY - Page 2Create job alerts

Team Profile: Corporate Treasury provides corporate finance advisory service to senior management and internal business units. It also optimizes the Firm's liquidity and capital base, manages the Firm's foreign exchange and interest rate exposure, and coordinates relationships with regulators, ra...

You will collaborate with the entire team with the goal of providing recommendations for improving trading algorithm performance, developing methods to compare broker algo trading performance, and evaluating new technology for research and trading.Further responsibilities and requirements below:....

Job Description: J ob Title Client Advisor, Investment Manager Corporate Title Vice President Location New York, NY Overview As the Client Advisor, Investment Manager you will partner up with relationship managers to provide a single point of contact for clients to access the entire suite of inve...

Job Description: Job Title Investment Banking Counsel- Capital Markets Corporate Title Assistant Vice President- Vice President Location New York, New York All Roles to be considered Overview We are seeking a Capital Markets attorney to join the Legal Department in our New York City office. You w...

Job Description: J ob Title Equity Derivatives Counsel - Vice President - Direct Corporate Title Director Location New York, NY Overview Your core responsibility will be to advise Deutsche Bank's US equity derivatives trading and structuring teams and other businesses in connection with a broad r...

Bloomberg runs on data. Our products are fueled by powerful information. We combine data and context to paint the whole picture for our clients, around the clock - from around the world. In Data, we are responsible for delivering this data, news and analytics through innovative technology - quick...

This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team. Broker Dealer and Advisory compliance experience. Develop and maintain compliance policies and procedures. Conduct compliance audits and risk assessments....

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX. Relevant experience providing compliance or legal coverage to a sales or trading Rates or FX desk at a broker/dealer working on or providing trade/sales support to such a desk. Strong written and verbal...

11 West 19th Street (22008), United States of America, New York, New York Principal Associate, Data Loss Prevention Engineer (CASB) As a member of the Data Loss Prevention (DLP) engineering team, you will play a key role on a team of cyber technicians and engineers to create, implement, and mai...

AVP - Underwriting - Construction Risks - New York, NY Apply below after reading through all the details and supporting information regarding this job opportunity. Insurance Underwriter Large Construction Risks Contractor Controlled Insurance Programs CCIPs Owner Controlled Insurance Programs O...

Insurance Underwriter - Law Enforcement & Security - New York City, NY Do you have the right skills and experience for this role Read on to find out, and make your application. Insurance Underwriter Specialty Program Excess Surplus Commercial Lines Program Underwriter Law Enforcement & Security...

Call Smith Today at (844) 240-2361 Class A CDL Drivers - Home Weekends Northeast Regional - .65 CPM and Home Weekends (48 hours) - Dry van carrier with no touch freight - More than 60% of freight is drop and hook - No BROKER freight / Direct customer only - No driver-facing cameras - 2.5-d...

Strong business acumen; deep familiarity with the reinsurance industry and ability to advise internal and external parties on all matters related to reinsurance contracts. In this role, you will be responsible for drafting, reviewing, and negotiating reinsurance contracts, corresponding with brok...

Global Markets Regulatory Compliance (GMRC) Advisory Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U. Coordinate compliance regulatory examinations and participate in the coordination of response to the...

Collaborate with sales & marketing across pitchbooks, digital marketing , social media. Marketing Compliance for Investment Advisor or Broker Dealer. Maintain policies & proceedures regtarding marketing material content & review.

Lead and/or manage due diligence of new investments, including but not limited to market research, broker calls, third party reports, financial statement audits, lease reviews. Lead and/or manage closing execution of new investments, including but not limited to coordinating with internal and ext...

This individual will lead the infrastructure advisory team and partner with the overall compliance team and management in communicating the company's culture of compliance. Coordinate bank, broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division for all suppo...

Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing training and conducting monitoring of relevant business units. Provides advice on regulatory and compliance requirements to business unit staff so that they may conduct their business in con...

Brokers license or willingness to obtain. Communicate internally with brokers, coverage / exposure experts, originators, client service team and M&A team members, externally with private equity firms, target companies or their representatives, insurers.

Harrington Starr is currently working with a leading broker based in New York to help them secure an application support analyst. You will be responsible for supporting business users by offering first, second, and third-line support. This is a very exciting opportunity that will allow the succes...

The Company is seeking a VP, Enterprise Product Sales & Solutions professional to lead business development efforts in the broker-dealer investor communications vertical. Vice President, Enterprise Product Sales & Solutions. This role demands a dynamic individual with a deep understanding of the ...

You will gain exposure to an expansive suite of global trading infrastructure technologies, covering market and broker connectivity, proprietary and third-party trading applications, as well as advanced research systems. As part of the quantitative trading team, you will play a pivotal role in pr...

Applicants must have a solid foundation in US securities laws and regulations, as well as broker dealer operations, with 7-10 years' of regulatory and/or advisory compliance experience in a broker dealer setting. Vice President, Broker-Dealer Private Side Compliance Advisory. The Company is seeki...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!.Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment products.Provide technical gui...