Broker jobs in New York, NY - Page 3Create job alerts

Collaborate with sales & marketing across pitchbooks, digital marketing , social media. Maintain policies & proceedures regtarding marketing material content & review. Marketing Compliance for Investment Advisor or Broker Dealer.

The successful candidate will be a recognized leader in the field of cyber insurance, with a strong reputation, and a substantial broker following. Candidates for the Managing Director position must have a proven track record in the cyber insurance sector, with a focus on either SME or corporate ...

Lime Trading Corp is currently hiring a senior operations professional to oversee the self-clearing operations of a US based broker-dealer. Today, Lime Trading Corp is expanding competitive access to everyone who values quality execution. The brand is comprised of Lime Trading Corp.

Cutting edge financial technology firm is looking for a Project Manager to oversee initiatives within the broker-dealer space.Candidates must have knowledge in Prime Brokerage, Execution, Futures, Options, and order management systems, ensuring regulatory compliance, and driving system enhancemen...

Ability to develop relationships with private wealth platforms (private banks, wirehouses, RIAs or independent broker/dealers).

We are seeking a visionary and experienced Chief Operating Officer (COO) to join our leadership team at Long Bridge Securities, a FINRA-licensed retail broker-dealer firm.

Built by Active Traders, For Active Traders”.TradeZero was founded in 2015 by a team that leveraged decades of collective operating and trading experience to build a next-generation trading platform tailored to the needs of the ever-growing community of sophisticated traders.With broker dealers i...

Manage relationship with insurance broker to stay abreast of market trends and implement risk management strategies across all insurance programs. Provide annual insurance budget and business plan, along with tracking project insurance costs. Minimum10-15+ years of experience in Risk Management a...

Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real-estate, credit managers, banks and broker-dealers. Optima Partners is committed to provid...

Tired of commuting to NYC! Excellent opportunity with an established property and casualty insurance company looking for a qualified commercial underwriter with solid broker relationships throughout NY, NJ, PA and CT. Minimum 7 years experience in Commercial Property, General Liability, and Busin...

Corporate Access Administrative Assistant.My client is seeking a highly organized and detail-oriented Corporate Access Administrative Assistant to support portfolio managers and manage all Corporate Access activities.This role involves coordinating travel logistics, facilitating broker communicat...

Provide support for IBM Message Broker - message flows, Queues, and Web Services. Minimum 4 Years of experience with IBM WebSphere Message Broker flow development and Administration. Minimum 4 Years of experience with IBM WebSphere Message Queues.

As the broker-dealer CCO, the successful candidate will maintain and establish standards and implement procedures to ensure that the broker-dealer compliance program remains effective and efficient in identifying, preventing, detecting and remediating regulatory issues. A minimum of ten years of ...

Work experience: Ideal candidate will possess 1-4 years of work experience that is applicable to equity research including (1) healthcare investment banking or venture capital experience, (2) prior equity research experience with a broker dealer/investment bank, or (3) corporate role in a relevan...

Position Title: Business Analyst (Wealth Management). Minimum of 5 years’ experience at a US Broker Dealer as a business analyst. Technical and Business knowledge of some of the following systems or software provides:.

FCC domains - primary focus on AML and Fraud - Data. The primary focus will be on anti-fraud and anti-money laundering initiatives for clients in banking, broker/dealer, fintech, life insurance, and money service businesses. In-depth understanding of industry and regulatory expectations, particul...

We are seeking a qualified P&C Private Equity Senior Account Executive/SVP for a private national broker supporting a NY office that can be housed 100% remote. Develops and maintains dependable working relationships with carriers, broker servicing networks, and other provid.

A top Hedge Fund is looking to hire an Administrative Assistant.Coordinate high volume of internal and external meetings.Develop relationships with broker sales teams to effectively plan meetings.Calendar planning: screen for conflicts and make sure teams are prepared for meetings (travel accommo...

Assist Brokers and Senior Broker in the production, design, analysis and administration of reinsurance programs on behalf of client partners. Be accountable to Brokers and Senior Broker(s) to provide excellent and timely service to clients. Lockton Re will offer Broker internships during this upc...

Opportunity is with our client, a leading asset management firm.Develop and implement diverse marketing initiatives across sales engagement, events, digital media, and public relations, specifically targeting Independent Broker Dealers (IBDs).Work closely with Sales to create high-impact content ...

Broker oversees day-to-day placement and broking responsibilities for North American Construction accounts including new business development; develops business relationships with retail producers and markets; negotiates with underwriters regarding coverage terms, conditions and pricing on new an...

Key Skills: Business Analysis, Mutual Funds, Fixed Income, Broker Dealer, Security Finance. Role: Senior Business Analyst with Financial Broker Dealer industry experience. Assists with the interpretation of customer requirements into feasible options and communicating these back to the business s...

Direct the process for the selection of ESD's insurance broker and manages overall broker performance requirements for the life of the contract. Direct the RFP process for the selection of any ESD insurance consultants. Assist the Department Head in standardizing contract insurance requirements w...

You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners. The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. Review and prepare financial statements, footnotes, ...