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Wholesale insurance experience preferred.

RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

Brookfield Place New York - 225 Liberty Street, Suite 3501.Business - Brookfield Oaktree Wealth Solutions.Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acqu...

Citis Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, capital and liquidity management and oversight requirements within the Treasury organization. The Global Broker-Dealer Legal Entity Treasury team reports to the Glob...

As a Broker Dealer Operations Associate on the Flourish team, you will report to the Broker Dealer Operations Lead and partner closely with Flourish's cash, client support and strategic partnership teams on the daily treasury operations. You will work closely with our banking partners on our brok...

Zurich is currently looking for an experienced Loss Sensitive Casualty Underwriter to join our Middle Market Complex Casualty Underwriting team in NYC. Our Underwriters are market-facing with objectives focused on profitable growth and superior service to our broker partners and customers and are...

With Rippling investing significantly in the broker channel, your role has an incredible impact on the future of the company. Create and build relationships with Insurance Brokers. Become a Rippling Broker expert to deliver tailored technical demos and custom solutions.

This role will be responsible for the development and management of the overall compliance program for Strategas and serve as the firm's Chief Compliance Officer (CCO) for Strategas Securities, LLC (a broker-dealer and FINRA member firm and SEC-registered investment adviser). Manage compliance pr...

Junior Broker or Inside Broker. Junior Broker or Inside Broker. Wholesale Insurance Broker - New York, NY.

Turn on quoting and web access for brokers. Broker Sales Representative in New York! This position is remote for current New York residents only. Set up new brokers and contacts.

Partners with retail agencies and brokerage, acting as a key liaison between insurance markets and retail brokers and addressing their needs. The Inside Broker is responsible for assisting the Broker in developing, managing, and sustaining profitable business by providing high level technical exp...

We are looking for a professional with US equity funding expertise to support and develop Jane Street's financing footprint and capabilities.The ideal candidate has previously analyzed and developed funding solutions at a bank or broker-dealer, and has grown meaningful external relationships with...

Manage Credit Solutions and Crisis Management Leaders, providing guidance and assistance to assure all Leader and Broker responsibilities are performed to appropriately corporate standards. Effectively communicate and execute strategies put forth by Leaders of National Broking Leadership. Respons...

Lead, mentor, and grow a team of SRE professionals, fostering a culture of collaboration and continuous improvement. Director of Site Reliability Engineering (SRE). FactSet's Portware is an advanced, broker-neutral, multi-asset execution management system (EMS) that equips trading teams at leadin...

E&S wholesale underwriter needed for long established "ethnic" broker specializing in hard to place Asian markets / P&C business. NY Brokers license with proven business relationships with retail agencies and wholesale underwriters.

Assist in managing the pipeline of distribution partners, monitoring key KPIs to track broker performance for assigned territory. As Territory Manager of Distribution you would be responsible for managing the overall brokerage network within your assigned territory.

Our Cross Channel sales team sits within US Third Party Wealth and is responsible for marketing Goldman Sachs Asset Management (GSAM) Products to financial advisors at Wire houses, Independent Broker Dealers, Regional Broker Dealers & RIAs. Bringing together traditional and alternative investment...

Prepare daily 15c3-1 net capital computation for two US broker-dealers (BD) and a securities-based swap dealer (SBSD). Clear Street is modernizing the brokerage ecosystem. Clear Street's proprietary prime brokerage platform adds significant efficiency to the market, while focusing on minimizing r...

Prominent, international bank seeks an accountant for their broker dealer. Candidates should have 2-5 years of accounting experience at a broker dealer with knowledge of 15c3-1 and 15c3-3 calculations.

We are looking for a Chief Compliance Officer (CCO) who will assume primary responsibility for ensuring broker-dealer compliance with SEC, FINRA and applicable state rules/ regulations. The primary responsibility would be to design, implement and maintain the broker-dealer compliance program, dev...

We are seeking a Senior Vice President to lead our Broker Dealer Home Office Services team. Oversee the transaction lifecycle of key broker dealer clients, ensuring critical deadlines are met (e.

Broker dealer services in connection with an investment are offered through Crowd Street Capital LLC ("Crowd Street Capital"), a broker dealer registered with FINRA and a member of SIPC. Associate General Counsel, Broker-Dealer & Securities. The Associate General Counsel role is instrumental in t...

Do you want to join an industry-leading team and deliver innovative and real-world solutions to get results for our private and nonprofit clients? It will require having a passion for client service and a high level of performance and management liability insurance expertise. You can play a key r...

Global reinsurance broker and risk, capital, & strategic advisor focused on relentless innovation & superior analytics for top client service.An Associate will play an integral role on our teams, providing analytical support on mergers and acquisitions, public and private capital offerings, insur...

We are looking for financial consultants who have experience of product and functional knowledge of front office, operations, technology, risk and compliance. Consultants have 10 years experience of working in the Wealth & Asset Management (FINRE/ SEC Broker dealers, investor advisors and/or asse...

Do you have a passion for doing the right thing for customers and making their experience the best they could possibly imagine? Are you adept at exhibiting an executive presence that projects confidence in the ability to steward sophisticated clients and consultant/broker partners? Are you a team...

The Compliance Analyst will support overall enterprise and specific projects working in the Compliance Department of a Broker-Dealer. Assist the Chief Compliance Officer and the compliance senior leadership team with analysis, documentation, tasks and execution of projects. Support US compliance ...

Serve as regulatory coordinators and providing regulatory compliance support on Regulatory Reporting activities and projects - including but not limited to completeness and accuracy of regulatory filings for the broker dealer, FCM and Swap Dealer; assessment of internal controls designed to confi...

Marsh, a business of Marsh McLennan (NYSE: MMC), is the world's top insurance broker and risk advisor. Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman. For more information, vis...

Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman. Guy Carpenter, a business of Marsh McLennan (NYSE: MMC), is a leading global risk advisory and reinsurance specialist and broker...

Account Executive/Broker II - New York (hybrid). New York State Brokers License (or willingness to obtain such license within a reasonable timeframe).

As a Tax Insurance Broker you will specialize in brokering tax credit insurance and transactional tax insurance solutions for our diverse client base. Brown & Brown's Risk Solutions team, formerly known as Beecher Carlson, is looking for a Tax Insurance Broker to join the team in New York, NY. Pr...

The Broker is responsible for the management of a complex portfolio of middle market accounts, including the placement and service, as well as ensuring client deliverables are maintained. As a Broker III you will report directly to the Regional Broking Leader. The Broker is responsible for the ma...

Your daily work will include preparing various accounting reconciliations and financial schedules that support the preparation of our financial statements. CPA certification and previous experience in the broker-dealer/financial services industry are preferred.

Fund Accounting Manager, Hedge Funds/Private Markets. Accounting or Back Office Operations working for a Prime Broker, Administrator, Hedge Fund, Investment Advisor or Audit firm. Keywords: hedge funds accounting NAV allocations #.

Evaluate & supervise the broker services team. Develop training guides for broker services team. Manage day to day operation of Broker & Account Services.

Kinsa is recruiting for a: Regional Sales Manager - Foodservice. You will manage the sales and profits in the NYC region, managing info within the Salesforce pipeline. You will manage the sales, new product distribution, distributor and broker relationships in the New York City region, developing...

Front office to Back office including finance and Risk.Experience working with Client systems - Finpro/ BPS/ Impact (Preferred).Experience working with various Broker/Dealer products securities processing including Equities, Bonds, Treasuries, ABS, MBS, Securitized Products, Repos/Reverse Repo, S...

Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman. Marsh, a business of Marsh McLennan (NYSE: MMC), is the world's top insurance broker and risk advisor. With annual revenue of $2...

Brokerage Specialist role in its New York office. This position provides business development, client service, transaction execution, marketing and team coordination support to a leading office leasing brokerage team. Prepare site search / space survey tour book presentations in PowerPoint and ma...

Aon is looking for a Broker II Financial Services Group. As a Broker II, you will report directly to the Team Leaders of the Financial Services Group. Must maintain appropriate brokers license.

Our Construction Services Group is seeking an Account Executive/Broker II to join their New York team. Aon offers a comprehensive package of benefits for full-time and regular part-time colleagues, including, but not limited to: a 401(k) savings plan with employer contributions; an employee stock...

The senior broker role is responsible for developing and implementing strategic risk management solutions for large, global clients. The senior broker will be instrumental in the analysis of clients exposures to identify and mitigate risk as well as responsible for the coordination of the placeme...

At Betterment, our Operations team thrives on efficiency and iteration. Drive daily financial operations for Betterment Securities, Betterment's broker-dealer entity. Collaborate closely with the broader Operations Team, Engineering, & external partners to identify & resolve discrepancies.

Develop and implement client strategies for banks, broker dealers and non-bank financial institution clients. We are looking for a Director, Banks and Broker Dealer Coverage, Americas to join our FI Coverage team. This role is responsible for the Banks and Broker-Dealer (BBD) client coverage incl...

Lead the planning, execution, and closing of wealth management or broker-dealer projects, from inception to completion. Experience with digital transformation initiatives in wealth management or broker-dealer operations. We are seeking an experienced Project Manager with a strong background in We...

Take the next step in your career in the financial services industry in New York and apply now for the Audit Associate Broker Dealer role. A successful Audit Associate Broker Dealer should have:. Audit experience related to broker dealer and sales and trading activities.

We are seeking a personable, highly driven, and organized professional to join our Home Office Coverage team, supporting and driving engagement with our largest enterprise clients, including RIA Aggregators, Independent Broker Dealers, and Bank & Trusts. Actual compensation is influenced by a wid...