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When you join the team at HUB International, you become part of the largest privately owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Hub International Northeast

Manage month-end close process as well as preparation of financial statements under both US GAAP and IFRS for broker dealer entities. Manage year-end audit process for broker dealers and serve as main point of contact for year-end audit. Finance for broker dealers, including managerial experience.

This coveted position has room for significant growth as the FINOP/Controller will be given the opportunity to grow into the role as the firms CFO within the first year of being hired. Qualified candidates must have experience working at a Self-Clearing Broker-Dealer as either a FINOP or Controller

The Director of Finance - Financial Reporting is responsible for overseeing the accounting and financial reporting activities primarily related to New York Branch operations, as well as supporting financial reporting for U. This role focuses on ensuring that financial records, reporting packages, an

The Broker-Dealer Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safeguards over $65B in assets for over one million customers. As Director of Broker-Dealer Operations you will lead the team and oversee all financial and operational aspects of our broker d

Unlike other insurance agencies in the Medicare Health Plan industry who get paid from the insurance carrier THEN the agency pays you, we have contracts with the insurance carriers that if a sale is made, the insurance carrier pays the broker DIRECTLY and YOU own your book of business. As a Licensed

RSM is looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. As the Director of Software Engineering at JPMorgan Chase within Commercial and Investment Bank Broker Dea

Job Description the primary job at this position is to create relationships with broker firms and establish deal flow as well as direct cold call sales to leads provided by our team you

SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elev

Masterpiece International was founded in 1989, in New York City, as a Customs Broker, Freight Forwarder, and Logistics Provider specializing in the transport of works of art and antiquities.Masterpiece was built on the principle that all clients deserve exceptional, personalized service - and the co

Futu stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Assist in the application process for crypto wallet-related business licenses. Deep und

Futu stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Assist in the application process for crypto wallet-related business licenses.

Experienced Associate/Vice President - Compliance. Guggenheim Securities "GS" is seeking a diligent, thorough and energetic individual with excellent attention to detail to join its Compliance Registration Team. This person will work closely with Compliance Officers, Human Resources, and Broker-Deal

If you're excited to rise with our team, come and join our `ohana! Working under direct supervision of the Senior Manager, Retail Execution, the Region Execution Lead is responsible for creating retail prominence in every store, every day in their region through superior retail broker management an

Owner-Operators Needed – Work With Our Freight Dispatch Service.Support with load assignments, broker communication, and route planning.Flexible schedules to fit your operations.Timely settlements and competitive pay.Dispatch service fee: 5%–10% based on your needs.Free truck drivers provided if

Genesis10 is seeking a Regulatory Reporting Analyst for our financial services client in Jersey City, NJ. The position also involves assisting with broker-dealer and bank regulatory reports, including 15c3-1 net capital, FOCUS, TIC, Basel III, FR-Y9C, and FR-2052a filings. Develop, maintain, enhance

Observations by Compliance officer or business staff member. SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.

We are seeking an experienced and highly driven Senior Broker - Real Estate Casualty to lead and expand casualty placements for a diverse portfolio of New York based real estate clients. Role: Senior Broker - Real Estate. Lead broking efforts for real estate casualty accounts, acting as the primary

Support the Chief Compliance Officer in managing the compliance programs for a FINRA broker dealer. We're seeking a future team member for the role of Senior Compliance Officer to join our BNY Pershing Wealth Services team. Experienced Senior Compliance Officer to act as a strategic partner to busin

Nikko US) is an SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a div

Primary Accountabilities Responsible for client and broker relationship management and delivery of reinsurance analytics across multiple accounts Main analytics point of contact and core member of the client team alongside brokers Centralizes responsibility of analytics solutions for clients across

SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elev

OTC Link ATS, OTC Link ECN, OTC Link NQB, and MOON ATS are each SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. Our data-driven disclosure standards form the foundation of our public markets: OTCQX Best Market, OTCQB Venture Market, OTCID Basic Mar

Manage regulatory reporting and disclosures, including CAT/CAIS, Blue Sheets, LOPR, and short-interest, with checks, evidence maintenance, and remediation. This role will provide hands-on oversight of the firm's regulatory calendar, controls, examinations, and filings, ensuring the broker-dealer mai

You will build and maintain long-term relationships with property owners, tenants, and brokers while managing a consistent pipeline of leasing opportunities.

Job Overview - Senior Compliance Analyst (Broker-Dealer).Compensation: $95,000 - $125,000/year + bonus.Schedule: Monday to Friday (Hybrid).Atlantic Group is hiring a Senior Compliance Analyst (Broker-Dealer) in New York, NY for our client, supporting broker-dealer registration, licensing, and onboar

Minimum 4 Years Experience with IBM WebSphere Message Broker flow development and Administration.

As a Logistics Broker, you will play a vital role in providing flexible and scalable transportation solutions through our network of trusted carrier partners. Adhere to DOT, FMCSA, and brokerage compliance standards, maintaining accurate load documentation.

Our client, an international broker-dealer located in Midtown, NY, is looking to add a regulatory Project Coordinator to their Technology Infrastructure team.This person will be responsible for the delivery of several firm-wide initiatives related to strategy and business process.Responsibilities in

Business Analyst - Equity Swaps Platform.We are seeking an experienced Business Analyst to help build out our Equity Swaps trading platform.The ideal candidate will bring strong knowledge of equity swaps products and proven experience implementing or enhancing swaps platforms at a bank, broker, or t

Signers National is a leading insurance platform that provides a range of brokerage and underwriting services to organizations of all sizes.Starting in 2008 as a small retail broker focused on nonprofit & human service organizations, Signers has since expanded its portfolio to include commercial rea

Corporate Access & Research Services Associate (Contract To Hire). Artisan Partners is seeking a motivated associate to join our Corporate Access & Research Services (CARS) team. This cross-functional role supports corporate access coordination, research services management, and centralized broker r

Request and review prior brokers Schedule of Insurance, recreate from CAC. Request and review Certificate copies and an Excel schedule, update as needed and import into CAC system. About Us: CAC Specialty is a leading specialty insurance broker and advisor that provides expertise and placement capab

Business Systems / Business Analyst experience in financial services. As a Senior Business Analyst within the Securities Finance team in our Capital Markets organization, you will play a hands-on role in implementing and delivering solutions for broker-dealers and investment banks. Train, mentor, an

We're on the lookout for a dynamic Senior Client Services Coordinator who thrives on providing top-notch support to brokers and clients alike!. As a Senior Client Services Coordinator, you're at the forefront of the action, delivering exceptional support to an assigned broker or team of brokers. Our

We are seeking an AVP settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. AVP Settlement System Support Specialist. Work with Technology teams to support system upgrades, patches, release testing

Jefferies Tax department is seeking a senior tax accounting leader to head the Tax Accounting and Reporting function for a large, publicly traded investment bank and broker-dealer. This role will lead the quarterly and annual income tax provision process under ASC 740, oversee income tax disclosures

Partner with executive leadership on capital planning and funding strategy. Executive presence with regulator-facing experience. In a self-clearing broker-dealer, finance operations is not a back-office function it is core infrastructure.

There are many reasons why EPIC Insurance Brokers & Consultants has become one of the fastest-growing firms in the insurance industry. Assist in all phases of client relationship management and retention strategies focusing on service and delivery of EPIC resources. Understand and proactively deploy

International Casualty Senior Broker. We are seeking a skilled and motivated International Casualty Senior Broker to support and advance casualty placements for U.

You will recruit, onboard, and manage relationships with new and existing insurance broker partners in order to sell our Cyber Insurance solution in collaboration with insurance brokers. You will serve as the primary point of contact for broker accounts, ensuring satisfaction and alignment with comp

Previous experience as a Jet Broker or Charter Jet Broker is essential. Jet Brokers / Charter Jet Brokers. Jet brokers are responsible for cultivating client relationships and assessing their needs to match them with suitable aircraft options.

RSM is looking for an Assurance Manager to join our Capital Markets practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

Build and enhance awareness of QBE's offerings and value propositions with brokers within assigned geography with a focus on office leaders and account executives. Serve as a primary point of contact for retail and wholesale brokers within the region, building trusted relationships that promote grow

Disseminate broker data that will help the Underwriting Teams understand the broker landscape in their region and target offices and producers efficiently. Strategic broker relationships. Support and oversee strategic agreement in place with wholesale broker (where appropriate).

SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to ele

SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elev