Broker jobs in New York, New York - Page 4Create job alerts

Senior Associate - Accountant, Broker Dealer. We are seeking an experienced Broker-Dealer Accountant with knowledge of SEC Rules 15c3-1 and 15c3-3.

The Sales Consultant is responsible for building foundational broker relationships, creating sales opportunities and achieving sales goals. The Sales Consultant also contributes to strategic development by assisting in the development and refinement of strategies to meet annual sales targets, utiliz

We're on the lookout for a dynamic Senior Client Services Coordinator who thrives on providing top-notch support to brokers and clients alike!. As a Senior Client Services Coordinator, you're at the forefront of the action, delivering exceptional support to an assigned broker or team of brokers. No

Builds relationships with brokers and demonstrates understanding of brokerage operations to proactively support business needs. Prepares accounts for new business and the renewal process as directed by the broker, initiates renewal reviews to deliver optimal client coverage and suggests steps for cl

Luxaviation USA is actively seeking an experienced Senior Charter Broker, ideally based in or with a strong network in New York, Los Angeles, Miami, or Houston. As a Senior Charter Broker, you will be responsible for developing and managing a portfolio of high-net-worth and corporate clients. Minimu

Our Financial Institutions (FI) Bankers are responsible for the strategic coverage of large banks, broker dealers and non-bank financial institution clients.They use their deep industry expertise to develop and execute the client account plans, across the entire client lifecycle.We're looking for pe

As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families. This will be done with a consistent focus on relationship management, not portfolio management. Morgan Securities LLC (JPMS), a registered broker-dealer and

Investment Banking Associate Or Vice President. Houlihan Lokey's Financial Services Group is seeking to support its quickly-growing Broker-Dealer and Capital Markets practice with an experienced Investment Banking Associate or Vice President. Experienced Investment Banking Associate or Vice Presiden

Collaborate with the Head of Broker Relations, Wholesale & Programs and Broker Relationship Leaders to nurture key broker relationships. New York, NY| Chicago, IL| Dallas, TX| Los Angeles and San Francisco, CA Join AXA XL as a Broker Relationship Leader, where you will drive the growth and profitabi

Senior Broker - Private Capital. The Senior Broker is responsible for managing a sophisticated portfolio of middle-market and private equity-backed clients, leading the placement and servicing of complex property and casualty insurance programs while ensuring all client deliverables are executed to

Our New York office is looking for talented investment bankers at the Senior Associate and Vice President level to join our leading wealth and asset management investment banking coverage team. We work closely with clients (including broker-dealers, registered investment advisors, private banks, tru

Prepare daily general ledger entries, prime broker and bank cash reconciliations, advisor and portfolio management processing, corporate action applications, expense accruals and payments, timely distribution of internal and external information, and portfolio reconciliations. Bank is an equal oppor

Signers National is a leading insurance platform that provides a range of brokerage and underwriting services to organizations of all sizes.Starting in 2008 as a small retail broker focused on nonprofit & human service organizations, Signers has since expanded its portfolio to include commercial rea

Corporate Access & Research Services Associate (Contract To Hire). Artisan Partners is seeking a motivated associate to join our Corporate Access & Research Services (CARS) team. This cross-functional role supports corporate access coordination, research services management, and centralized broker r

Request and review prior brokers Schedule of Insurance, recreate from CAC. Request and review Certificate copies and an Excel schedule, update as needed and import into CAC system. About Us: CAC Specialty is a leading specialty insurance broker and advisor that provides expertise and placement capab

Business Systems / Business Analyst experience in financial services. As a Senior Business Analyst within the Securities Finance team in our Capital Markets organization, you will play a hands-on role in implementing and delivering solutions for broker-dealers and investment banks. Train, mentor, an

Build and enhance awareness of QBE's offerings and value propositions with brokers within assigned geography with a focus on office leaders and account executives. Serve as a primary point of contact for retail and wholesale brokers within the region, building trusted relationships that promote grow

International Casualty Senior Broker. We are seeking a skilled and motivated International Casualty Senior Broker to support and advance casualty placements for U.

There are many reasons why EPIC Insurance Brokers & Consultants has become one of the fastest-growing firms in the insurance industry. Assist in all phases of client relationship management and retention strategies focusing on service and delivery of EPIC resources. Understand and proactively deploy

Disseminate broker data that will help the Underwriting Teams understand the broker landscape in their region and target offices and producers efficiently. Strategic broker relationships. Support and oversee strategic agreement in place with wholesale broker (where appropriate).

You will recruit, onboard, and manage relationships with new and existing insurance broker partners in order to sell our Cyber Insurance solution in collaboration with insurance brokers. You will serve as the primary point of contact for broker accounts, ensuring satisfaction and alignment with comp

RSM is looking for an Assurance Manager to join our Capital Markets practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

We are seeking an AVP settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. AVP Settlement System Support Specialist. Work with Technology teams to support system upgrades, patches, release testing

Partner with executive leadership on capital planning and funding strategy. Executive presence with regulator-facing experience. In a self-clearing broker-dealer, finance operations is not a back-office function it is core infrastructure.

Previous experience as a Jet Broker or Charter Jet Broker is essential. Jet Brokers / Charter Jet Brokers. Jet brokers are responsible for cultivating client relationships and assessing their needs to match them with suitable aircraft options.

SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to ele

SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elev

Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Morgan Securities LLC (JPMS), a registered broker-dealer and investment a

A growing broker dealer is seeking a highly skilled Operations Regulatory Reporting Analyst to support regulatory reporting and control processes across Futures, Options, Swaps, Equities, and Fixed Income. Operations Regulatory Reporting Analyst. Monitor and resolve daily regulatory reporting across

Jefferies Tax department is seeking a senior tax accounting leader to head the Tax Accounting and Reporting function for a large, publicly traded investment bank and broker-dealer. This role will lead the quarterly and annual income tax provision process under ASC 740, oversee income tax disclosures

The actual compensation will be influenced by a wide range of factors including, but not limited to previous experience, education, pay market/geography, complexity or scope, specialized skill set, lines of business/practice area, supply/demand, and scheduled hours. Gallagher believes that all perso

The Senior Audit Manager provides specialized in-depth subject matter expertise and may act as a specialized resource on audits. TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Our Total Rewards package reflects the in

The individual will be responsible for issuing client-related documentation including but not limited to policies, endorsements, quote comparisons, compliance forms and other client service documents, and assisting with the new business pipeline development and contributing to new business opportuni

Provide oversight and guidance, organize, and prioritize critica Executive, Business Operations, Administrator, Broker, Public Relations, Property Management, Business Services, Support.

The Corporate Compliance Officer is responsible for the day-to-day administration of the Corporate Compliance Program, which include both bank and broker-dealer compliance and regulatory responsibilities. Contribute to review, revise, and update Corporate Compliance policies, programs, and procedure

This position is focused on generating opportunities, client relationships and brokerage placements of their area of coverage specialty. Creates relationships with existing and new brokerage carriers, to negotiate terms and pricing with a high sense of urgency. Interacts with Companies and Brokers v

Bachelor's Degree Finance, Business Management, or equivalent degree and minimum 10 years prior relevant experience insurance experience as an insurance manager, underwriter, broker, or claims manager. The Senior Insurance and Surety Manager has proven ability to work in a highly stressful environm

Provides outstanding customer service and works well with the insured, broker and TPA in the handling and adjudication of claims. Responsible for the oversight, managing and adjusting of primary and TPA claims to include; commercial auto, general casualty, errors & omission, accident & health, homeo

The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions in the Americas Division. Proactively engage with Compliance, Legal and other control func

Broker Dealer Advisory Manager. The Compliance Risk Manager will support Capital One's broker dealers compliance program. They have a high level of exposure across all aspects of Capital One's Commercial broker dealer (CBDs) activities, including, but not limited to mergers and acquisitions, investm

Senior Broker Placement Specialist. Gallagher, we are seeking a Senior Broker Placement Specialist to join our team of industry experts. As a Senior Broker Placement Specialist, you will play a critical role in receiving and managing requests for quotations from account personnel, delivering tailore

Associate Director / Senior Broker The Broker serves as the primary liaison between insurers and clients. Insurance broker's P&C license required.

A leading insurance brokerage firm is seeking an Account Executive/Broker II for their Specialty Lines team based in New York.The successful candidate will manage client servicing and handle complex insurance placements, ensuring all client needs are met efficiently.With a focus on Professional Liab

A Senior Broker in the Shipowners Practice serves as the primary liaison between insurers and clients. Insurance broker's P&C license required.

The Builder's Risk Broker is recognized by the client, client advocate team and the insurance marketplace as the day-to-day broker for coverage needs, negotiating terms and conditions of various Construction coverage's on behalf of clients. Manages brokerage responsibilities for a book of new and re

A leading financial institution is seeking a Director of Software Engineering to oversee technical areas and manage departmental activities at their Jersey City location.This role requires extensive experience in consumer banking and software engineering, along with proven leadership in architecting

Broker dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting.

A specialized broker-dealer is seeking a talented professional to lead end-to-end brokerage operations, reporting directly to the CEO.This high-visibility role requires a strong background in finance and extensive experience in regulatory compliance, financial reporting, and operational management.T