Broker jobs in New York, NY - Page 5Create job alerts

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry. The following steps are what will be required for you to become a licensed insurance agent Take a pre-licensing course. Our Company Offers -TYPICAL COMMISS...

We are executing a rapid and efficient angel/seed-stage capital raise and seeking an experienced Investment Banker with active broker-dealer licenses to lead this initiative. Lead the full-cycle capital raise process, including outreach, negotiation, and closing, directly coordinating with the CE...

The Placement Specialist - Financial Lines Broker is the person recognized as the main contact in the marketplace to represent Willis Towers Watson and coordinate parties on all sides to meet and understand each other’s agendas, appetites, and goals. ...

Careers-Commercial Real Estate Agents Wanted. As a commercial real estate tenant/owner rep broker/salesperson you will be required to help tenants and landlords find new property, space locations, sublease excess space and negotiate leases and sales. New York State Real Estate License. COMMERCIAL...

We are actively seeking to speak with experienced Producers with a background in either US Energy, Power or Construction Market. ...

Be equipped with 2-5 years of hands-on Part 135 sales and sales operations experience, with proven expertise in developing and closing new retail sales opportunities to grow a successful book of business. Beyond your sales leader, you’ll work cross-functionally with our Charter Sales, Flight Supp...

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry. The following steps are what will be required for you to become a licensed insurance agent Take a pre-licensing course. Our Company Offers -TYPICAL COMMISS...

Have at least one year experience as a licensed real estate agent. Licensed Real Estate Agents with at least one. The position is specifically geared for an agent who has at least one year experience in rentals as agent will immediately be jumping into showing many directs and exclusives. Working...

Global X ETFs, the New York-based provider of Exchange Traded Funds and Great Place to Work® Certified company is seeking a highly motivated professional to join the Compliance team. Primary Responsibilities Preparation and coordination on establishing and maintaining relationships with externa...

Job Title: Tech-Savvy Financial Planner (Remote in Colorado) Job Description: Are you looking for a forward-thinking, technology-driven firm that offers a collaborative and growth-oriented environment? Join our dynamic financial planning team, where we serve high-net-worth clients nationwide. I...

Project Description: Luxoft has one of the world's leading Calypso practices. We are a top-tier Calypso Partner and a market leader in implementation, integration, upgrade, and migration. We provide end-to-end project services and have delivered Calypso projects across all major asset classes and...

A W2 Contract Business Analyst for a Middle Office/Opts role in Fixed Income along with Repos experience is available with our client, a global investment bank, located in NYC. PLEASE NOTE: Candidates MUST BE Aegistech's W2 and must be able to commute to the the NYC office on a Hybrid basis. ...

Wealth Management Advisor Track | The Tri-Harbor Financial Group - NYC Through a distinctive and holistic planning approach, Northwestern Mutual Financial Advisors/ Wealth Management Advisors empower clients to make the most of every single day and plan for important moments in their future. Th...

Lead the infrastructure team for the US branch and broker/dealer of a financial services firm. Define infrastructure strategy working closely with the US Application lead and global partners and execute on that strategy transforming and modernising our infrastructure platform. Client Details Lead...

Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial services companies in NA. Client Details One of the top 10 largest financial services firms in the world. Description The Monitoring and Testing Team sits in Core Co...

Job Title: Post-Trade Software Developer - Equity Solutions Department: Global Markets Post Trade IT Location: Natixis Americas Overview: The Global Markets Post Trade IT team at Natixis Americas is dedicated to supporting our four core business lines: Macro/Commodities, GSF, Equity Solutions, an...

Operations Manager – Clearing Lime Trading Corp is currently hiring a senior operations professional to oversee the self-clearing operations of a US based broker-dealer. The operations professional will oversee the clearing brokerage operations, manage the brokerage operations team, and ensure c...

A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in office). Responsibilities: • Responsible for providing regulatory and compliance advice to business un...

Job Title: FINRA 3120 Testing Analyst Location: New York City/New Jersey /Hybrid (4/1) Firm Overview: BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the brokerage of a broad range of products, including fixed income (rates and credit), foreig...

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manag...

Company Overview Pinnacle Private Credit is a leading private credit firm with over 20 years of experience and more than 800 successful business transactions. With a proven track record and an extensive network, Pinnacle delivers high-potential deal flow and provides clients with the most promisi...

WHO WE ARE: Crossmedia is the global media independent. We’re committed to doing media and business the right way, guided by the principles of TRUST, REASON and the pursuit of HAPPINESS. Crossmedia US was founded in NY in 2000 and is one of the largest minority-owned full-service media planning ...

Corporate Services / Employee Incentive Share Trading Manager New York, NY (on-site) Overview: Join a dynamic team at a leading US app-based broker-dealer, building and managing the development and expansion of a Corporate Services/Employee Stock Plan trading product. This role involves interna...

Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited activity, the performance of tests, analysis and controls and the issuance of recom...