Broker jobs in New York, NY - Page 5Create job alerts

The Associate Director - Broker Dealer Compliance will:. Assist broker-dealer clients through regulatory examinations and respond to regulatory inquiries. Serve as registered Chief Compliance Officer for the firm's broker-dealer (BD) clients in limited circumstances. Broker Dealer Regulatory Comp...

Lead business development for a new platform business, Alts Bridge, developed by BNY and focusing on delivering the platform into RIAs and independent broker dealers. Growth Ventures – Alts Bridge RIA/Broker Dealer Business Development Lead (Senior Director). We’re seeking a software and platform...

Please Note: We have flexibility to hire at the Broker Assistant, Broker or Senior Broker career levels depending upon the selected candidate's experience. The Broker interacts with WTW clients and carriers in meeting and exceeding the ongoing insurance and risk management needs of our customers....

We are seeking a  highly motivated individual  that is ready to become licensed or who is currently licensed to join our team working as a Licensed Life and Health Insurance Broker with a path to agency ownership. We are a family-owned independent life insurance agency. Our agency values w...

We are actively seeking to speak with experienced Producers with a background in either US Energy, Power or Construction Market. ...

In addition, the Compliance Officer will deliver day-to-day coverage for the Global Securities Finance desk in New York, which encompasses synthetic prime brokerage activities (including repos and securities lending/collateral upgrade trades) and the Delta One desk for Total Return Swap (TRS) tra...

Careers-Commercial Real Estate Agents Wanted. As a commercial real estate tenant/owner rep broker/salesperson you will be required to help tenants and landlords find new property, space locations, sublease excess space and negotiate leases and sales. New York State Real Estate License. COMMERCIAL...

S&P Global Client Management/Sales Roles – NBMBAA Career Expo. Acts as a broker of capabilities or services for client, advocates internally and facilitates the involvement of sales and other functions to achieve common goals for the client and for Commodity Insights. ...

The Head of SMA Client Service will lead and develop a team of Client Service Managers and Associates responsible for delivering exceptional client service to our fast-growing Invesco Separately Managed Account clients including RIAs and Broker Dealer Firms.The Manager will continuously improve t...

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry. The following steps are what will be required for you to become a licensed insurance agent Take a pre-licensing course. Our Company Offers -TYPICAL COMMISS...

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry. The following steps are what will be required for you to become a licensed insurance agent Take a pre-licensing course. Our Company Offers -TYPICAL COMMISS...

How you'll make an impact Senior Construction Broker in the New York area for expansion of the Risk Placement Services (RPS) Construction team. At present, we are building a team to partner with our retail brokers including Gallagher’s large, complex Construction accounts. ...

Have at least one year experience as a licensed real estate agent. Licensed Real Estate Agents with at least one. The position is specifically geared for an agent who has at least one year experience in rentals as agent will immediately be jumping into showing many directs and exclusives. Working...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

NEW YORK CITY based INSTITUTIONAL BROKER-DEALER seeks ASSOCIATE GENERAL COUNSEL (hybrid): advise and support sales and trading teams for Treasury, Fixed Income and Equities.Lead trading documentation and agreement negotiations (Master Repurchase, Master Securities Lending, sponsored repos, collat...

Dominate the San Francisco Aviation Market with Silver Air.Are you a top-tier sales professional in San Francisco, ready to seize the next big opportunity in private aviation? Silver Air Private Jets is expanding aggressively, and we’re on the hunt for sales powerhouses who can thrive in this hig...

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry. The following steps are what will be required for you to become a licensed insurance agent Take a pre-licensing course. Our Company Offers -TYPICAL COMMISS...

The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across Societe Generale's operations, reporting on the compliance ...

A financial services firm in Midtown, NY, is seeking a Regulatory Compliance Manager for their Broker-Dealer team. This role will focus on overseeing and managing compliance initiatives, particularly ...

Lime is filling a vacuum between the bulge bracket banks and retail brokerage firms. As an agency broker, Lime is committed to a client-first approach to performance. The brand is comprised of Lime ...

Prior experience covering issuers in the banking, broker and specialty finance sectors preferred, ideally with knowledge of statutory accounting and/or financial regulation * Strong understanding of ...

Valid driver's license * Please upload your resume. Completing the online assessment will grant you priority consideration! * Applicants must pass pre-employment screening We are an Equal Opportunity ...

Highly confidential conversations to ensure your strategies and operations remain secure. Requirements: * Proven track record as a Freight Broker with the ability to generate sustainable profit ...

Previous experience in insurance, customer service, or other related fields * Ability to build rapport with clients * Strong negotiation skills * Excellent written and verbal communication skills