Broker jobs in New York, NY - Page 5Create job alerts

Commercial Insurance Account Executive (heavy Casualty experience needed). Our client, a National Property & Casualty Insurance Broker is a seeking an experience. Manage 20 to 30 large, complex Commercial Lines insurance accounts as the day-to-day client contact.

The ideal candidate will have significant experience with contracts in the consumer goods and/or consumer products industry, including Manufacturing Agreements, Distribution Agreements, Sales Broker Agreements, Raw Material Supply Agreements, Packaging Supply Agreements, Equipment Leases, Equipme...

At least 3 years of professional experience in a compliance or control function experience administering the Reg SHO compliance program at a prime broker and/or clearing firm. We are seeking an experienced Reg SHO Compliance Officer who will specialize in overseeing the company's adherence to the...

Pzena Investment Management, LLC is a registered investment adviser and broker-dealer managing approximately $70 billion in global equity assets. We provide equity investment management services for institutional investors, leading corporate, public, and individual clients on a world-wide basis b...

Job Description Client Services Associate Job Description We are seeking a proven and seasoned Client Service Associate to provide support and assistance to financial advisors of Dominari Securities LLC, a dual-registered Broker-Dealer and Registered Investment Advisor. This role is a combina...

Deloitte's Wealth Management Advisory Practice: Our Wealth Management Advisory Practice combines a cross-functional group of practitioners to provide a suite of operational, technology, and regulatory offerings and expertise to serve the spectrum of wealth management clients, including retail bro...

Senior Investment Banker- Capital Markets & Advisory. Established in 1982, The Buckingham Research Group is a New York based registered broker-dealer dedicated to providing high quality value-add equity research. Extensive experience with mergers and acquisitions, capital raising, relationship ma...

We are seeking an experienced Insurance Broker to expand our client base. Minimum 2 years of experience as an insurance broker.

As a Tax Insurance Broker, you will specialize in brokering tax credit insurance and transactional tax insurance solutions for our diverse client base. Valid insurance broker license or ability to obtain one within specified timeframe. Sign in to set job alerts for “Insurance Broker” roles.

The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firms GAAP books, records and regulatory filings for the U. Knowledge of broker-dealer regulatory environment required.

Get notified about new Business Analyst jobs in. Our client, a well-known international broker dealer, is looking to add a Regulatory Business Analyst to their team. Meeting with stakeholders to understand process gaps and develop business requirements.

Onboarded the middle office client's data (from IBOR, Eagle, Derivatives D360, Swifts counts by client) into Data Lake/Billing Applications. Setting up the client specific reference data (custodians, broker/dealers, accounting data, etc. Worked with Cross Functional teams to onboard the Asset ser...

Communicate internally with brokers, coverage / exposure experts, originators, client service team and M&A team members, externally with private equity firms, target companies or their representatives, insurers. Brokers license or willingness to obtain.

Note: This employer is open to candidates who want to work remote.Put your Insurance Experience to work - FROM HOME!.Our unique platform provides you with.We created a welcoming place to work with friendly and professional leadership.We are known for the great care we take with our staff and our ...

Provides leadership, mentoring and direction to brokers, associate brokers and other colleagues in the development of their broking knowledge and transaction expertise. The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing b...

AVP Cyber and E&O Insurance Broker.

The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing buyers of primary and umbrella/excess liability. We are looking to add a Broker III to our Primary Casualty team!. Perform the services of an Insurance Broker for Workers...

The key responsibilities of the position will be supporting the Goldman Sachs’ custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services business (Broker-Dealer Clearing Services business). The Broker-Dealer Clearing Services business provi...

Associate General Counsel, Broker-Dealer & Securities. Crowd Street, a leading online investment platform, is seeking an Associate General Counsel to join our in-house legal and compliance team. The Associate General Counsel role is instrumental in the success of the Legal & Compliance team at Cr...

Insurance products, securities, and investment advisory services are provided by appropriately appointed and licensed financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. FINRAs Broker Check for more informatio...

Customs Brokerage Manager(must be a licensed Customs Broker). Ability to mentor and lead the New York Customs Brokerageteam. We remain competitive by offering a wide range of logistics services, including: ocean and air freight, rail, trucking, warehousing and distribution, customs brokerage, car...

Manage compliance program and serve as Chief Compliance Officer for Strategas. This role will be responsible for the development and management of the overall compliance program for Strategas and serve as the firm's Chief Compliance Officer (CCO) for Strategas Securities, LLC (a broker-dealer and...

Controller is responsible for ensuring the accuracy of financial reports, books, and records from a legal entity and management reporting perspective. Broker Dealer or Asset Management Firm.

Manage day to day operation of Broker & Account Services. Evaluate & supervise the broker services team. Monitor GA & broker email boxes weekly.

Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.This range is provided by Madison-Davis, LLC.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Operational Risk Business Partner.This individual will i...

Realtor, Licensed Associate Broker or Salesperson.

Get AI-powered advice on this job and more exclusive features.This is a project-based role with an investment bank and broker dealer.The project involves looking at a backlog of equity trades to determine if they were booked properly.Experience with trade surveillance, equity trading, trade recon...

Environmental Executive Underwriter. The ideal candidate will be able to leverage their expertise to drive profitability, develop broker relationships, and mentor junior underwriters. Provide mentorship and guidance to junior underwriters, fostering skill development in environmental underwriting...

Our client, one of Americas largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Broker Dealer business. The Compliance Testing Manager will be responsible for…. The Compliance Testing ...

Commercial Insurance Account Executive (heavy Casualty experience needed). Commercial Insurance Account Executive (heavy Casualty experience needed). Our client, a National Property & Casualty Insurance Broker, is seeking an experienced.

The ideal candidate will adopt a client-centric, sales-driven approach, collaborating with Registered Investment Advisors (RIA) and Broker/Dealers (BD) to promote mutual fund and other investment sales within the marketplace. The primary responsibility is to drive sales and build relationships wi...

Introduce new Futures client relationships to Loop Capital Management, manage those relationships, and produce revenue through Futures execution brokerage.

Insurance, Employee Benefit Funds, Insurance Agencies and Brokerages. Seeking a Life and Health Licensed EB Account Manager for a private, national, employee-owned top 10 retail broker in the country.

JCW is currently partnered with a leading investment bank as theyre looking to hire a Head of Broker-Dealer Compliance. This will continue to enhance the firms BD compliance program and lead the current broker-dealer compliance team.

SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance. Senior Vice President, Associate General Counsel – Broker-Dealer Regulatory Compliance. SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance.

Significant experience with contracts in the consumer goods and/or consumer products industry, including Manufacturing, Distribution, Sales Broker, Raw Material Supply, Packaging Supply, Equipment Leases, and Product Purchase Agreements.

Job Description About Us: Founded more than 15 years ago and headquartered in Chicago, the DV Group of financial services firms has grown to more than 450 people operating throughout North America and in Europe. Since spinning out of a large brokerage firm in 2016, DV Trading has rapidly scaled ...

Job Description iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clie...

Job Description Job description MNY Capital, a growing alternative financing company in Brooklyn, NYC, specializes in merchant cash advances nationwide. As a direct funder, we customize financial solutions with agility. We're hiring an ISO Relations Manager to expand our network independently an...

Job Description PRIMARY FUNCTION/PURPOSE: The Senior Human Resources Generalist performs duties at the professional level, supporting a wide range of Human Resources functions in areas such as employee relations, labor relations, compliance, workers’ compensation, new hire orientation, and s...

Job Description About Us: Founded more than 15 years ago and headquartered in Chicago, the DV Group of financial services firms has grown to more than 350 people operating throughout North America and in Europe. Since spinning out of a large brokerage firm in 2016, DV Trading has rapidly scaled ...

Job DescriptionDescription: Paylocity is an award-winning provider of cloud-based HR and payroll software solutions, offering the most complete platform for the modern workforce. The company has become one of the fastest-growing HCM software providers worldwide by offering an intuitive, easy-to-u...

Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candida...

Job Description About Us: Acacia Network, the leading Latino integration care nonprofit in the nation, offers the community, from children to seniors, a pathway to behavioral and primary healthcare, housing, and empowerment. We are visionary leaders transforming the triple aim of high quality, an...

Job Description Pontera is a fintech company on a mission to help people retire better. Our software platform enables retirement savers to get the help they need managing their 401(k) and other retirement plan accounts as part of a personalized strategy by their trusted financial advisor. Ponte...

Job DescriptionBenefits: - Bonus based on performance - Opportunity for advancement - Paid time off About Us Berik Management is a well-regarded HOA and property management company that specializes in providing comprehensive property management services to condominium, coop associations, an...

Job Description Summary: Streetwork Project is the oldest street outreach program for homeless and street-involved youth in New York City. The program has grown from its beginnings in 1984 as a storefront project to encompass both outreach and comprehensive harm reduction services. The core serv...

Job Description WHO WE ARE Domiciled in Bermuda, with offices in London, Miami, New York and Dubai, Relm Insurance Ltd. (“Relm”) is the first IIGB (Innovative Insurer General Business) insurer regulated by the Bermuda Monetary Authority (“BMA”). Since inception, Relm has remained focused on its ...