Broker jobs in New York, NY - Page 6Create job alerts

Company Overview Pinnacle Private Credit is a leading private credit firm with over 20 years of experience and more than 800 successful business transactions. With a proven track record and an extensive network, Pinnacle delivers high-potential deal flow and provides clients with the most promisi...

Job Title: FINRA 3120 Testing Analyst Location: New York City/New Jersey /Hybrid (4/1) Firm Overview: BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the brokerage of a broad range of products, including fixed income (rates and credit), foreig...

Lime Trading Corp. ("LIME") prides itself on being primarily a technology company and challenging the status quo. We push boundaries to offer our clients of any trading skill set the best platforms with the most sophisticated execution features at the lowest cost. Execution excellence is the life...

Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international operat...

Cutting edge financial technology firm is looking for a Project Manager to oversee initiatives within the broker-dealer space. Candidates must have knowledge in Prime Brokerage, Execution, Futures, Options, and order management systems, ensuring regulatory compliance, and driving system enhanceme...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment products...

Communications Associate Domini Impact Investments LLC is currently seeking a Communications Associate to join our team in New York, New York. Who we are: We believe the investments we make today will shape the world we live in tomorrow. We manage the Domini family of mutual funds to help build...

Leading NFA IB and broker-dealer with a global presence is looking to add seasoned and experienced cash treasuries, fixed income, mortgage bonds, corporate bonds, fixed income RV and institutional futures sales to its teams in all zones. Persons looking to apply should have 5+ years' experience o...

Financial Advisor / Wealth Management Advisor Career Description: Financial Advisor Role at Northwestern Mutual, New York We are seeking an eager, strategic, and definitive candidates to fill an open Financial Advisor Role that offers room for growth and a promising job outlook. Our ideal candi...

Read Full Description: The position can be fully-remote, great for the stay-at-home career seeker or those who would like to add another stream of income to their resume. No prior experience is required as we have an incredible training program through the company. Ascent Capital, among other...

Job Title: Corporate Paralegal Lead/Manager Job Type: Contract and W2 Duration: 12+ months Location: New York, NY (Only candidates local to NY/NJ Allowed) Job Description: Required Skills & Experience College degree.7+ years of experience in maintenance of corporate records for a large finan...

Position: Trade Execution / Trading Operations Specialist Location: New York Our client is a leading proprietary trading firm that leverages a rigorous scientific and mathematical approach to generate superior trading strategies. With a proven track record in both long and medium-duration stra...

Job Description : We are seeking Financial brokers to join our team! You will be responsible for creating and expanding your book of business by selling various types of insurance policies, including retirement planning to new and existing clients. Benefits: - High Commissions plus residuals- Hav...

Northwestern Mutual | Wealth Management Advisor   We are seeking ambitious and driven sales professionals to help clients identify their financial needs and provide them with solutions to reach their financial goals. Northwestern Mutual's Financial Advisors, stemming from different backgrounds an...

Job Purpose & Objectives The Global Macro Flow team provides coverage to the bank’s institutional clients across the globe for all of their interest rate and foreign exchange hedging as well as security financing needs. The objective is to offer standard and tailored solutions ang grow our market...

The Guidelines and Restrictions team is tasked with ensuring compliance with investment guidelines across various accounts, including institutional separate accounts (both ERISA and non-ERISA), commingled trusts, mutual funds, and hedge funds. The team conducts daily, weekly, and monthly audits t...

About Oliver Wyman Oliver Wyman is a global leader in management consulting. With offices in more than 70 cities across 30 countries, Oliver Wyman combines deep industry knowledge with specialized expertise in strategy, operations, risk management, and organization transformation. The firm has mo...

MANAGING DIRECTOR BUSINESS AFFAIRS WHAT IS THE OPPORTUNITY? This position provides overall management of significant City National Rochdale (CNR) projects on a firm-wide scale crossing multiple business units Projects may cover a broad range of complexities and includes clients, prospects, territ...

VP, Financial Crimes Compliance Overview We are seeking a proactive VP candidate to join our Financial Crimes Compliance (FCC) team. The successful candidate will play a significant role in supporting the FCC function, with a focus on investigating potentially fraudulent market behavior. This pos...

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio management, Octagon's investment team identif...

Obtain application package from closing department and provide to Board for Approval * Notify Brokers once approved - Closing Agent typically contacts the broker * Update records accordingly Board

Monitor third-party platforms like prime broker portals and administrator systems for trade management * Identify process gaps, work with internal and external resources to create detailed ...

Our client, a top international financial services company, is seeking an NY barred Broker Dealer attorney for a 2-3 month (approx) duration. * Equities and fixed income trading, * Related SEC and ...

Some legal expertise in financial regulatory areas preferred, such as derivatives, clearing, fixed income, or broker-dealer regulation. * Strong writing skills, including for use in internal ...