Risk compliance jobs in New York, New York - Page 11Create job alerts

The intern will assist with the AML Compliance Audit Team for some of the highest risk audit projects across BOC Branches and lines of business, as well as assist in completing 9 audit projects in 2024. Assist AIC in completing the compliance audit projects within the department, as needed, includin

We're currently looking for a Partner Internal Audit (Asset Management) to join our Internal Audit & Risk Advisory team in New York City. At DLA, our Internal Audit and Risk Advisory professionals partner with clients to strengthen their organizations through SOX compliance, enterprise risk managem

Lead other types of consulting engagements such as Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects as necessary. Focusing on Internal Audit, Internal Controls and Regulatory Compliance, we

Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value and optimizing outcomes. Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving

Minimum 2 years of experience in risk management, compliance, regulatory affairs, or related field. Experience supporting regulatory examinations or compliance engagements in financial services. Regulatory Strategy Senior Officer (Associate).

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

Bring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. JPMorgan Chase is looking for well-seasoned real estate review appraisers who want to bring their significant expertise and knowledge to a team tha

A high-growth consumer company is seeking a Head of Legal to oversee all legal matters and provide strategic guidance to the leadership team.This role involves managing corporate governance, compliance, and risk across the organization.Ideal candidates will have a JD, admission to practice law in Ne

Strong understanding of SOX, internal controls, and risk management principles. We are seeking a highly skilled and motivated SOX & Compliance Lead to work at the intersection of finance, internal audit, IT, and operations, to ensure the design and execution of effective internal controls. Manage th

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega

This intern will help with BAU work in areas of Regulatory Change Management and FLU Compliance Oversight, especially in FLU testing areas. Assist with control testing for compliance risk area to the FLUs. Assist with monthly and quarterly Compliance Metrics Heat Map tasks as needed.

The team regularly interacts with a wide range of teams across Goldman Sachs Asset Management including portfolio managers, embedded risk managers, and various Federation groups that cover Goldman Sachs Asset Management, including Legal, Compliance, Risk Division and Controllers in order to effectiv

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Years of related experience working with Equities/Exchange Traded Products in Comp

Minimum 4 years of work experience in compliance, legal, and financial industries. Banking regulations and compliance practice, compliance / fraud risk management with strong emphasis on all aspects of BSA, AML and OFAC. Ensure compliance with BSA/AML related laws and regulations, identify matters o

Senior Business Analyst with experience in audit/compliance risk and control review process/procedures. Business Analyst With Metric Stream. Additional experience building functional requirements tailored.

The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance and oversight of a robust supervision and control infrastructure relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as operational controls i

Diligent Market Intelligence (DMI) is a global provider of governance, shareholder, and market intelligence data delivered through SaaS platforms, data feeds, and analytics solutions. As part of Diligent, a leading Governance, Risk, and Compliance (GRC) technology company, DMI provides decision-grad

Diligent is the AI leader in governance, risk and compliance (GRC) SaaS solutions, helping more than 1 million users and 700,000 board members to clarify risk and elevate governance. At Diligent, we're building the future with people who think boldly and move fast. Headquartered in New York, Diligen

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega

A successful Senior Compliance Specialist should have:. Monitor and ensure compliance with all relevant regulatory requirements within the retail sector. Conduct risk assessments and audits to identify and address potential compliance issues.

We are currently seeking a Portfolio Manager who will be responsible for underwriting, credit monitoring, and portfolio management for the team. Ensure the portfolio administration and risk management of each client relationship is in compliance with established EWB credit policy, procedure and busi

Ability to interact effectively with various internal product partners, banking teams, risk and compliance, marketing, etc. Morgan Private Bank that specializes in opportunistic, absolute return focused investment ideas across asset classes and markets. The desk covers some of the largest, most soph

We are seeking a Regulatory Compliance Senior Consultant with a strong internal audit and compliance background to contribute to and lead client engagements across compliance monitoring, internal audit, risk assessment, and regulatory advisory projects. This role emphasizes both execution of interna

Enterprise Risk Strategy & Insights Lead - Chief Risk Office.Business Area: Legal, Compliance, and Risk.The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for.It's what

This position will ensure the Operations, Safety, IT, Risk and Data teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations and Contract Requirements established for the NYC Commercial Wate Zone Program. Partners with and ensures IWS stake holders understand required b

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

This includes assisting in the risk assessment process, ongoing monitoring and auditing of licensee compliance, identification of internal and external process improvements, quality audit reporting, coordination with third party auditors, and ensuring the timely resolution of audit matters identifie

Conduct market risk analysis and assessments to identify potential risks. Support the Risk & Compliance department with data analysis and risk modeling. A successful Temp Market Risk Role should have:.

SPG, Broker-Dealer Private Side Compliance Advisory.The Compliance group within SMBC Nikko Securities Inc.President, is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various commit

Business Analyst With Metric Stream. Job Description: Senior Business Analyst with experience in audit/compliance risk and control review process/procedures.

We are seeking a client-focused and tech-savvy Manager, Insurance Compliance to take ownership of insurance compliance for GSE and/or HUD lender accounts.This individual contributor role is designed for someone who thrives at the intersection of risk expertise and service delivery, managing large lo

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega

Manages and coordinates system enhancements for Regulatory Reporting Systems. Coordinates with MUFG compliance, GMDA Risk & Control, and reporting vendors to identify potential regulatory reporting gaps and lead system support to close confirmed reporting gaps. Ability to understand business and reg

The team regularly interacts with a wide range of teams across Goldman Sachs Asset Management including portfolio managers, embedded risk managers, and various Federation groups that cover Goldman Sachs Asset Management, including the Legal, Compliance, the Risk Division and Controllers in order to

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

Interface with Legal, Finance, Compliance, Risk Management, and Infection Control as needed to support real estate transactions. Experience with real estate tracking software, lease administration platforms, or basic CAD/GIS tools (a plus but not required). Support ongoing process improvements aroun

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. JPMorgan Chase is looking for well-seasoned real estate review appraisers who want to bring their significant expertise and knowledge to a team tha

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega

The Financial Crime Technology Implementation Senior Consultant will support the execution and management of the technical and data-driven components involved in implementing financial crime risk and broader regulatory compliance systems. Financial Crime Technology Implementation Senior Consultant.

We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. This role is for the Global Corporate and Investment Banking audit team. Internal Audit or Front Office Business Control or Compliance or Risk Management,

Hands-on experience with credit card and/or banking compliance standards. Own and operationalize compliance for Launch Potato's credit card and banking products by interpreting regulatory and partner requirements, guiding cross-functional teams, and proactively mitigating risk while enabling busines

Senior Credit Officer For Business Banking.Bring your expertise to JPMorgan Chase.As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient.You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega

Stout's Portfolio Valuation and Complex Securities team provides analysis and valuation related to complex securities and other financial instruments for financial reporting, tax and regulatory compliance, risk management and hedging assessments, transaction support and corporate strategy. Leverage

Diligent Market Intelligence (DMI) is a global provider of governance, shareholder, and market intelligence data delivered through SaaS platforms, data feeds, and analytics solutions. As part of Diligent, a leading Governance, Risk, and Compliance (GRC) technology company, DMI provides decision-grad