Financial compliance jobs in Bath - Page 5Create job alerts

A Financial Services company based in Bristol is seeking a widely experienced Compliance and Governance Exec, with a mix of broad Business and FCA Regulated Compliance and Governance experience, to join and develop their Compliance function. The Head of Compliance and Governance will lead the develo

Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedures, manuals and governance documentation. Own and manage the Compliance Monitoring Programme including file reviews

Job Description Your new companyA Financial Services company based in Bristol is seeking a widely experienced Compliance and Governance Exec, with a mix of broad Business and FCA Regulated Compliance and Governance experience, to join and develop their Compliance function. What you'll need to succe

A global construction consultancy is hiring a Group Financial Controller in Bristol. This permanent, full-time position involves leading the finance function, managing a finance team, and ensuring compliance in accounting operations.

A leading financial services firm in the UK is seeking a Senior Accountant to enhance its financial management team. The role involves preparing and reviewing financial statements, managing month-end processes, and mentoring junior staff.

Compliance Manager - Leading Financial Services Firm. Financial Services, Investment Management, and Pension Funds. Simmons and Hanbury have been instructed by one of the largest pension funds in the UK on a brilliant Compliance Manager opportunity to support the second line on oversight of regulato

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London. The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Design and implementation of 1st and 2nd line functions in the Finance, Risk and Compliance space co

A leading international law firm in the United Kingdom is seeking an experienced AML Specialist to join their Risk and Compliance function in London. You will act as a senior advisor, supervising and mentoring junior analysts while providing expertise on UK money‑laundering regulations and complia

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. UK Co

This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). You will work as a trusted ad

Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-registrations and updates to client entities. Position at The Maples Group (Financial Services). AML Services Business Compliance Officer.

SRP systems,Financial Statement Preparation,Accounting Software,Hyperion,Financial Report Writing,GAAP,General Ledger Accounting,Accounting,Regulatory Reporting,Account Reconciliation,SOX,Financial Analysis. Staff responsibility for one direct report an Assistant Financial & Compliance Accountant. R

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Broad ranging transformation initiatives within the Finance, Risk and Compliance func

The role sits between the Financial Crime Analyst and Deputy Head of Financial Crime Compliance roles, offering autonomy to lead defined workstreams and project deliverables, while escalating strategic decisions where appropriate. This temporary role has been created to support the Financial Crime C

Ensure compliance with AML/KYC related laws and regulations and identify matters of non-compliance and elevate them as necessary. Keep abreast of regulatory changes/developments and financial crime news. Strong background in AML/KYC, CDD/EDD, financial crime investigations and transaction monitoring

A growing SME in the United Kingdom is seeking a Financial Controller to take full ownership of financial operations. The ideal candidate must be a qualified accountant (ACCA, CIMA, or ACA) with experience in financial control and a hands-on approach.

Draft and review detailed financial crime risk assessments, incorporating transaction behaviour, adverse media, and other risk indicators. Identify and assess financial crime risk triggers, conducting in-depth investigations using open-source intelligence and specialist databases. Provide expert ana

This role involves preparing tax returns for the firm and subsidiaries, ensuring compliance with tax regulations, and collaborating closely with financial controllers.

A leading law practice in the United Kingdom is seeking a Mid-Senior level Accounting professional to manage financial records and compliance. Join a dynamic team committed to delivering excellent financial support.

Join to apply for the Manager Financial Crime Compliance & Advisory role at Ebury. Manager Financial Crime Compliance & Advisory. Experience: 3-5+ years of progressive experience in AML/CTF Compliance, Regulatory Risk, or an advisory/consulting role within the financial services sector, ideally with

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

A leading fintech company is looking for a Financial Reporting Manager to oversee external financial reporting and compliance for UK and Cyprus entities. This role involves preparing statutory financial statements, leading audits, and coordinating tax reporting. Ideal candidates are qualified accoun

The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. You will manage regulatory oblig

A global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives.

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Compliance monitoring and policy management. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their M

A leading financial services firm in the United Kingdom is seeking a qualified accountant to join their Group Finance team. In this role, you will manage financial consolidation and external reporting.

A leading financial services firm in the UK is seeking a Head of Compliance for their Financial Crime and Advisory Services team. This pivotal role involves managing a team specialized in regulatory compliance, financial crime, and advice while ensuring adherence to complex regulations. The candidat

A financial services firm in Greater London is seeking an experienced compliance professional to lead enhanced due diligence (EDD) and KYC reviews for high-risk clients. The ideal candidate will have 3-5 years of experience in financial crime compliance, with a strong background in investigations an

This role involves acting as the main point of escalation for financial crime matters, including AML and sanctions, ensuring compliance with regulations. A top international law firm is seeking a Senior Financial Crime Analyst to enhance its Risk Management team in Liverpool or London. Ideal candida

This role requires a strong advisory background in non-financial risk and governance, coupled with consulting experience with Financial Services clients. A leading global consultancy in London is seeking Managers and Senior Managers for their Risk and Compliance practice.

In this critical role, you will oversee day-to-day financial operations, prepare management accounts, and ensure compliance with regulations. A community-led organisation in the regulated sporting environment seeks a qualified Management Accountant / Financial Controller to manage the finance functi

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. SALT experience, ideally within financial servic

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Financial Crime Compliance Senior Analyst. MLRO’s principal operational support, helping to design, maintain, and continuously improve InvestEngine’s financial crime control framework. Project or change delivery experience within compliance or risk.

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

A leading FMCG company in the UK is looking for a Financial Reporting Manager to oversee statutory and regulatory reporting. This pivotal role requires strong expertise in IFRS and UK GAAP compliance, as well as the ability to drive improvements in reporting processes. The ideal candidate will be a

A leading spirits company in Greater London is seeking a finance professional to manage financial reporting, oversee month-end close processes, and provide insight on costs and budgeting. You will contribute to cash management and compliance, working within a diverse team that values performance and

A leading professional services firm in Greater London is seeking a professional to address non-financial risk and compliance challenges.

A global financial services firm is seeking a Financial Intelligence Analyst to safeguard against financial crime risks. Ideal candidates have strong analytical skills, relevant knowledge in financial crime risk, and a degree in Finance or similar. This role offers hybrid working arrangements with v

Candidates should have 5-7 years of experience in financial crime compliance and excellent communication skills. A leading insurance firm in Greater London is seeking a Senior Compliance Manager focused on financial crime to lead strategy and oversight. This role involves conducting risk assessments

The successful candidate will manage compliance policies, provide technical advice, and oversee financial frameworks, ensuring compliance with regulatory requirements. With at least 5 years of experience in compliance advisory within financial services, strong knowledge of the FCA Handbook, and exce

A Wealth Management firm is seeking a Financial Planner in the West Midlands area. This role involves conducting client meetings, creating suitability reports, and ensuring compliance with industry standards.

A well-known accountancy and business advisory firm is seeking a Financial Reporting and Compliance Accountant to support financial integrity and ensure timely IFRS-compliant reporting.

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

In Vodafone's fast‑paced environment, you'll manage multiple projects while ensuring compliance is both robust and business‑enabling, working closely with Compliance leaders, Policy Champions, and key stakeholders. As a Compliance Manager Financial Crime (Anti‑bribery & AML), you'll provide ex