Financial compliance jobs in Bath - Page 5Create job alerts

What will I be doing?Overseeing the end-to-end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standardsProviding clear, pragmatic guidance on consumer financial promotions, social media campaigns and wider marketing collateralPartnerin

Financial Accountant - Tax / Payroll / ComplianceChirk, WrexhamPart-timeAbout UsKronospan are seeking an experienced Financial Accountant to manage UK payroll, tax compliance and finance governance across our UK entities.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on key risk and regulatory programmes. Support design and implementation of risk and compliance processes and controls. Experience in financial services risk o

This role will entail assisting the Financial Crime Department in its role as the second line of defence on financial crime activities. Routine Financial Crime Compliance Activities:. Regulatory Change Implementation & Compliance Policy Updates:.

Provide risk and compliance assurance: maintain the Regulatory Horizon tracking spreadsheet, review websites and publications of regulatory bodies, prepare high‑quality summary papers on key regulatory developments, coordinate and review responses to regulatory consultation papers, represent the c

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

A dynamic international company in the UK is seeking a Financial Controller to manage financial operations and ensure compliance with local GAAP. Key responsibilities include ensuring financial accuracy, preparing reports, and leading audits.

This role requires working on-site five days a week with a focus on mitigating financial crime risks and supporting compliance processes. A multinational banking firm in Greater London is seeking a candidate for a crucial Financial Crime Monitoring role. This position involves managing payment scree

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide ongoing compliance support. This role involves advising on financial crime issues, conducting compliance monitoring, and guiding clients through regulatory changes. The ideal candidat

A global manufacturing business is seeking an experienced Financial Controller to oversee site-level financial reporting, controls, and compliance. This hands-on role involves ownership of P&L, balance sheet, and cashflow, as well as leading financial close processes.

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. The role requi

This role offers hands-on experience in financial crime compliance and is perfect for early-career professionals looking to build a foundation in the industry. A financial services firm in Greater London is seeking a Junior KYC / Onboarding Analyst. The ideal candidate will have 0-2 years' experienc

This role will entail assisting the Financial Crime Department in its role as the second line of defence on financial crime activities. Maintain Financial Crime Procedures and assist with the review anti-financial crime standards and frameworks. Assist the MLRO with financial crime review audits.

A venture capital firm in Greater London seeks a Fund Administrator/Operations Associate for an initial 12-month contract that may lead to a permanent role.This position involves maintaining accurate records, supporting investment processes, and communicating with investors.Candidates should have ex

This role supports vital financial crime compliance efforts within a dynamic team environment. A prominent banking institution in Greater London seeks a candidate to assist its Financial Crime Department. Ideal candidates will have a university degree and experience in financial crime, display ethic

Experience in AML, CTF, CPF, sanctions, fraud, market abuse or broader financial crime compliance. Background from the FCA, another regulator, or a financial services compliance/monitoring function is highly advantageous. FCA), consultants, or industry experience in compliance, monitoring, advisory,

We are seeking a individual with a proven track record in a senior AML/Compliance role, preferably within a regulated entity in Jersey, to join our client as a Compliance Manager - Financial Security. Lead the Financial Security framework, ensuring compliance with AML, CFT, CPF, sanctions, and marke

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

A leading technology company in Greater London is seeking a Senior Business Analyst in the financial services sector. Candidates should have strong analytical skills, proven experience in financial services projects, and the ability to communicate effectively across teams.

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

A leading financial services firm in Greater London is seeking a Financial Crime Compliance Apprentice to support its Global Financial Crimes Compliance team. The role includes responsibilities in risk management, data analysis, and contributing to a culture of compliance.

Financial services experience (banking, brokerage, private equity) is advantageous but not essential. An exciting opportunity has arisen for an experienced Tax Compliance & Reporting senior Manager to join a complex, fast-paced international group within a high-performing EMEA & APAC tax team. This

The ideal candidate will have significant experience in financial services, a strong understanding of financial crime risk management, and excellent communication skills. This role involves leading assessments, reviewing financial crime control frameworks, and mentoring EDD analysts.

An international consultancy in the UK seeks an experienced Head of Client Financial Compliance to own service delivery and lead financial audits. This role includes building a compliance team, driving quality outcomes, and maintaining client relationships while ensuring adherence to international a

A leading real estate firm is seeking a Head of Anti-Financial Crime (AFC) to oversee its global AFC program. This senior leadership role requires extensive knowledge of anti-financial crime regulations, strategic oversight of operations, and collaboration with senior stakeholders. This position off

This crucial role involves supporting the Financial Control team by ensuring accurate month-end reporting and compliance with financial standards. A respected financial institution in London is seeking an Assistant Vice President in Financial Reporting and Control. Ideal candidates will hold relevan

A leading software company in Greater London seeks a dynamic Account Executive for its Financial Markets Compliance sales team. Candidates must have over 6 years of sales experience in the financial sector, strong relationship management skills, and familiarity with regulatory requirements in EMEA.

Minimum 5 years' experience in a quality assurance, financial planning and reporting writing. Background within an FCA regulated financial services firm. Strong understanding of the financial planning process and investment/pension products.

A global payments firm is seeking a financially savvy individual to manage monthly and regulatory financial reporting, as well as year-end statutory accounts. Join a dynamic team in the United Kingdom to contribute to improving financial processes and quality standards.

MLRO role within a fast-growing, innovative financial services business? We’re partnering with a leading organisation at the forefront of digital finance, and we want to speak with compliance leaders who can take ownership of financial crime strategy and safeguard the business as it scales. Abilit

A leading fintech company in the UK is seeking a Compliance Lead to shape the compliance framework for innovative financial products. In this role, you'll own the compliance policies, ensuring alignment with regulatory standards while supporting commercial growth. Ideal candidates will have over 5 y

A leading bank in Greater London seeks a Financial Crime Compliance Specialist. Candidates should have a university degree and 1-2 years of experience in a financial crime-related role, showcasing attention to detail and adaptability in a multicultural environment.

Experience and skills:*** 5+ years of customer advocacy and engagement experience in an Enterprise SaaS customer success team working with Fortune 100 companies and their executives* Owning a book of business of 4-6 Strategic customer accounts* Increase customer satisfaction, adoption, and retention

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Technical and practical experience related to non-financial risk management and controls (such as re

A financial services company in the United Kingdom is seeking a Financial Crimes Compliance Apprentice. This role includes supporting a global compliance team in safeguarding against financial crime, developing policies, and conducting risk assessments.

Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private equity funds in a US tax capacity.

Engage with other colleagues across Financial Crime Compliance, Audit etc to ensure awareness of how financial crime effectiveness is being assessed through these other channels and ensure the work of the Assurance team is informed by (and does not duplicate) this. As such, we look for new hires who

A leading law firm in the UK is seeking a qualified lawyer with over 5 years PQE and international experience to provide legal advisory on financial crime compliance. Responsibilities include advising on compliance matters, monitoring regulations, and delivering training.

A leading creative consultancy is seeking an Audit & Financial Compliance Manager to join their team in London. This role involves conducting reviews of financial and contractual compliance, preparing detailed reports, and supporting junior team members. Candidates should be ACA/ACCA qualified or ne

About the role: Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on risk and regulatory programmes. Our client is looking for a Non-Financial Risk & Compliance Manager & Senior Manager to join teams in London

Key responsibilities include overseeing financial statements, ensuring adherence to regulatory requirements, and partnering with operations management to offer financial insights. This role is pivotal in driving financial excellence and compliance within the organization. A global logistics company

With operations across key financial hubs worldwide, we support customers wherever theyoperate, navigating complex regulatory environments with confidence. If you’reready to make a real impact at a fast-growing, mission-driven company working with the world’s leading banks to redefine communicat

Head of Financial Control & Compliance. We have an exciting opportunity for a Head of Financial Control & Compliance to join us on a fixed term basis!. The Head of FCC leads the financial statutory reporting, internal controls, and compliance function, overseeing critical third-party relationships i

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

A leading global consultancy is seeking a Managing Consultant to support financial crime risk management across various sectors including banking and insurance. The ideal candidate should have approximately 3 years of experience in financial crime risk management, strong analytical skills, and excel