Financial compliance jobs in Newcastle Upon Tyne - Page 3Crear alertas

Financial Planning /Wealth Management. As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. You’ll design, implement and enhance the firm’s compliance framewor

In this critical role, you will oversee financial compliance audits for large clients and lead the Compliance team. A global marketing advisory firm in London is seeking a Sub Practice Lead for Financial Compliance. The ideal candidate will have a Chartered Accountant qualification and over 8 years

A leading fragrance company in Greater London is seeking a qualified Financial Accountant to manage UK VAT, corporation tax compliance, and statutory reporting. The role involves collaboration with external auditors and tax advisers, ensuring balance sheet integrity, and overseeing the French entity

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. FSO Financial Crime & Forensics – Investigati

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A medium-sized law firm based in London is seeking a Financial Compliance Manager on a part-time basis. This role involves overseeing reconciliations, maintaining compliance with SRA Accounts Rules, and conducting internal audits.

The role involves preparing financial reports, ensuring compliance with accounting standards, and managing financial processes. A reputable organisation in professional services is seeking a skilled Financial Accountant in Chesterfield.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Knowledge of anti-financial crime frameworks, such as AML/CTF and sanctions policies, and regulatory recommendations and risk management in a complex financial organisa

A leading financial consulting firm in Greater London is seeking a Group Financial Controller to take ownership of the Group's financial accounting, lead audits, and manage a multi-country finance team. This role will ensure robust regulatory compliance and oversee treasury functions, driving financ

A financial compliance startup in Greater London is seeking a Customer Success Manager to serve as a strategic advisor for enterprise clients.

Ideal candidates will possess extensive knowledge of regulatory measures related to financial crime and a minimum of 5 years compliance experience in the insurance industry. A prominent recruitment agency is seeking a candidate to provide effective support to the Senior Compliance Manager. This role

A leading global law firm in London is seeking a Senior Compliance Analyst to leverage financial crime expertise in compliance matters. You will be the key escalation point for financial crime issues, including AML and sanctions. The ideal candidate should have proven experience in compliance roles,

A leading financial institution is looking for a Compliance Sanctions Officer in London. The ideal candidate holds a relevant Bachelor's degree and has significant experience in compliance within investment banking. This permanent contract offers a chance to contribute to the bank's integrity and re

The main purpose of this role is to support the ‘Financial Accounting & Compliance Manager’, in maintaining the robust financial integrity and timely IFRS‑compliant external reporting of the Group’s legal entities. They implement strategies that help us innovate – like combining new techno

A global financial group is seeking a Systems Architect in Compliance Technology to enhance AML platforms. Candidates should have experience in compliance technology and possess strong analytical and problem-solving skills.

A leading financial services firm in the UK seeks a qualified Financial Controller. This key role reports to the CFO and oversees the finance function, ensuring regulatory compliance and financial control. The candidate should have a strong financial leadership background, with at least 5 years in a

Work closely with Compliance leaders, Policy Champions, and key stakeholders to integrate bribery and AML/CTF risks into Vodafone’s Compliance Management System. As a Compliance Manager Financial Crime (Anti-bribery & AML), you’ll provide expert advisory on anti-bribery and AML/CTF risks, drivin

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Candidates should possess a degree in Accountancy or Business Law, with at least 2 years of relevant experience in the financial industry. Responsibilities include conductin

The ideal candidate has substantial experience in financial services risk and compliance, holds a chartered accountancy qualification, and possesses strong leadership and communication skills. A leading financial services firm in the UK is seeking a Controls Senior Manager to lead internal controls

Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies. Advise the Board on compliance and deliver staff training.

The Financial Promotions Compliance Manager will provide support to the Client Group team by ensuring that financial promotions, regulatory customer communications, fund literature, customer journeys and other marketing collateral meet required regulatory standards. Maintain a process to verify comp

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Ability to work under pressure, deal with ambiguity and be agile across a range of projects in finan

A global investment firm in Greater London is looking for an Anti-Financial Crime Compliance Officer to support their compliance program. The ideal candidate will have proven experience in compliance programs and strong organizational skills, with a high client service orientation. This role require

Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. Strong regulatory and compliance monitoring experience within FX, payments, fintech, banking, or another regulated financial services environment. We’re looking for a Compliance Monitoring Lead to desig

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A leading financial institution is seeking a talented MLRO/MLCO Compliance Officer to develop and uphold anti-money laundering policies and ensure compliance with regulations. The ideal candidate should possess substantial experience in senior compliance roles, alongside expertise in regulatory fram

A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance team. This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulat

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. This role involves providing regulatory and technical advice on compliance issues related to client-facing activities. A leading Investment Management f

A leading recruitment agency is seeking a Senior Compliance Analyst to join a high-performing compliance team in the Lloyd’s/London market. The successful candidate will monitor financial crime risks, ensure adherence to regulatory requirements, and provide compliance advice. This role is integral

The ideal candidate will have a proactive interest in financial crime, a relevant degree, and previous regulatory experience. A leading professional services firm is seeking a Financial Crime Associate in Newcastle upon Tyne.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A global fintech firm is seeking a Manager for Financial Crime Compliance & Advisory in London. This role involves leading the design and evolution of financial crime frameworks, driving consistency in compliance policies, and providing strategic advice across geographies. Ideal candidates should ha

A leading international Telco is seeking a Compliance Manager for Financial Crime to manage compliance with anti-bribery and AML regulations. Ideal candidates will have over 6 years of experience, strong knowledge of financial crime compliance, and possess a relevant degree or certification. You wil

The role involves developing financial controls, ensuring compliance with statutory requirements, and providing timely financial information. A financial services organization is seeking a Financial Controller in Gateshead. Ideal candidates should possess a CIMA qualification or similar, with proven

The firm is looking for a strong Financial Compliance Manager to join their Finance team on a part‑time basis. Plan and execute periodic internal audits or sample file reviews to check compliance with Accounts Rules: verify source documents, client ledger accuracy, timely reconciliations, and adhe

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

We are partnering with a private/retail bank to appoint an experienced Compliance Manager and a Financial Crime Manager into senior second‑line roles within Legal & Compliance and the compliance and risk function. This role will support the MLRO and senior management in overseeing the financial cr

Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy or Business Law, with at least three years of experience in the financial industry. A leading financial advisory

Ideal candidates should possess over 5 years of compliance experience within the financial services industry with a strong understanding of financial crime regulations. A leading international insurance company seeks a Head of Compliance for Financial Crime and Advisory Services in London. The role

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. The successful candidate will be part of the Compliance and Financial Crime Portfolio Change function, reporting into the Portfolio Lead and its corresponding delegate on a regular ba