Financial services compliance jobs in Dagenham - Page 9Create job alerts

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ability to manage la

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advising senior management on compliance matters. Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a complia

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

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Jark Stevenage are urgently recruiting for FULL TIME - ONLINE CUSTOMER SERVCIE ADVISOR An exciting career opportunity has arisen for a Full Time, Online Customer Service Advisor to join our clients team and be part of our online operation based in Biggleswade to help assist in the day to day running

As one of the fastest-growing retailers of musical instruments and equipment, Gear4music is proud to be at the forefront of the music industry.We are more than just a retailer.We are a community of music enthusiasts who are committed to providing the best possible online shopping experience for our

Synthesia is seeking a full-time GRC Analyst to enhance our governance, risk, and compliance program. You will manage compliance programs such as ISO 27001, drive audit readiness, and contribute to risk management and reporting.

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

This role sits between Front Office and Compliance, giving you real visibility across the business. Partners with Front Office, Compliance, Operations. Strong career progression in KYC / Compliance.

The team closely works with Policy & Quality Analytics, Legal, Financial Crime & Compliance teams for successful implementation of policy and control oversight to meet regulatory obligations. Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients

Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles. Technical knowledge of Financial Institutions [ESSENTIAL]. Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles [ESSENTIAL].

Experience working with corporate clients in financial services. The role also involves client outreach coordination to gather documentation and resolve KYC gaps, along with close collaboration with various internal stakeholders such as Relationship Managers, Compliance, and Operations to ensure tim

Responsibilities include verifying documentation, managing large datasets, and executing compliance workflows.

Candidates should have a relevant degree and experience in financial crime or compliance operations. Visa is seeking an FIU Investigations Analyst to provide investigative support within the Financial Intelligence Unit. The role includes conducting investigations into suspicious activity, maintainin

Interest in financial crime, compliance or regulatory risk within financial services. As a Financial Crime Analyst, you will support the Financial Crime function in the day‑to‑day operation of financial crime controls and contribute to the development and enhancement of Asta wider financial crim

Have experience in the financial services sector. Proactively identify financial crime trends through data analysis. Liaise with other financial institutions and law enforcement authorities.

A leading (re)insurance broking firm in Greater London seeks a professional to support their Financial Crime framework, focusing on sanctions compliance. The ideal candidate will undertake sanctions screening, provide guidance on compliance, and maintain knowledge of related regulations.

The individual will work within LSM’s Compliance function and will support the Head of Financial Crime and Senior Financial Crime team members of the Compliance team on Financial Crime related matters. Assisting the Senior Financial Crime Analysts Specialists in the delivery of an effective and ap

Good understanding of financial crime regulatory frameworks applicable to financial services firms, including the Sanctions and Anti‑Money Laundering Act 2018, FCA requirements, the Money Laundering Regulations, Proceeds of Crime Act, Criminal Finances Act, Bribery Act and relevant Lloyd’s requi

Compliance monitoring support – Assist with the execution of the Compliance Monitoring Plan, including gathering evidence, conducting sample checks, and documenting findings under the guidance of the Compliance Manager. Zego Insurance Limited (ZIL) is a Gibraltar-based motor insurer, authorised an

Javelin Global Commodities is seeking a Tax Compliance Analyst to assist in managing global tax compliance activities. The ideal candidate will have experience in tax compliance across multiple jurisdictions and be working towards an accounting qualification.

Candidates should have at least one year of experience in risk and compliance within financial services, strong analytical skills, and relevant certifications. Auricoe is seeking a Risk Analyst to support its Group Risk & Compliance function. Based in London, the role offers fully remote work, contr

A leading recruitment agency is seeking a Compliance Analyst in Canary Wharf, Greater London. The role involves collecting and analyzing data, communicating compliance issues to stakeholders, and managing multiple responsibilities effectively.

Ideal candidates are either qualified or part-qualified accountants, or those pursuing CTA/ATT, with desirable experience in the insurance sector or financial services. The role involves preparing tax returns and supporting compliance with various tax regulations.