Regulatory compliance jobs in Southampton - Page 4Create job alerts

We are seeking a proactive and detail-oriented Compliance Analyst to support the organisation in meeting its legal, regulatory and internal governance obligations. Plan, organise and conduct compliance monitoring reviews and thematic assessments, including documenting findings, tracking actions and

HEAD OF GOVERNANCE AND REGULATORY COMPLIANCE. Experience of working with the RSH Regulatory framework and standards.

A global payments firm in the UK is seeking a full-time Compliance Support professional to oversee regulatory compliance and provide advisory services. The candidate must have strong experience in regulatory compliance within financial services. Responsibilities include policy management, regulatory

A global financial service provider is seeking a Senior Regulatory Compliance Manager to oversee compliance for crypto and stablecoin initiatives. The role involves developing compliance programs, interpreting regulatory obligations, and collaborating with cross-functional teams to integrate complia

A consumer finance company based in Greater London seeks a Regulatory Counsel to manage submissions to the FCA, provide risk advice, and maintain legal documentation.

A financial services provider in the United Kingdom is seeking a Senior Administrator to provide and implement comprehensive Tax Compliance and Regulatory Reporting services. This position offers a dynamic work environment focused on compliance excellence.

Managing the RCO team’s UK WSB CPLE horizon scanning and regulatory implementation oversight activities and serving as the primary contact for enquiries, delivering team-specific regulatory developments reviews, impact analyses, communications and implementation responsibilities in accordance with

A leading charity recruitment agency is seeking an experienced Housing professional to lead and implement governance frameworks at IMPAKT Housing & Support in Bedford.Candidates should have substantial senior-level experience, a relevant degree or professional qualifications, and an understanding of

A health-tech startup in Greater London seeks a Head of Regulatory to lead their regulatory and compliance systems. This senior role involves ensuring quality and safety standards in product development and operational management of compliance frameworks. The ideal candidate will possess substantial

Were looking for a UK Regulatory Assurance Lead to cover maternity absence for a period of up to 24 months who will focus on developing and maintaining our regulatory compliance monitoring and testing plan for the UK and leading the team in executing this plan. You will work with colleagues from a w

A global payment technology company is seeking a Senior Regulatory Compliance Manager in London. This role involves managing regulatory compliance for products and collaborating with various teams to ensure adherence to financial regulations. Candidates should have 5+ years of experience in the paym

The role involves establishing and maintaining compliance frameworks, overseeing compliance risk and regulatory reporting, and acting as the primary contact with regulators. A leading financial institution in Greater London is seeking a Compliance Manager with significant experience in UK banking co

A global financial services group in London seeks a MiFID Regulatory Reporting Associate to provide oversight and manage regulatory reporting processes. Responsibilities include ensuring compliance, leading process improvements, and maintaining communication with business stakeholders.

Strong communication and coordination skills in order to achieve a consistent approach to engaging with the regulators in the UK and as necessary across the EMEA Division including the preparation and/or review of regulatory communications, briefing of senior management, including Board and Manageme

This role entails managing client relationships, drafting compliance documentation, and providing regulatory advice to clients. A global professional services firm in Greater London is looking for a Compliance Manager. Candidates should have proven experience in a compliance role and a deep understa

A leading healthcare compliance firm is seeking a Regulatory / Compliance Manager to build and oversee compliance operations. Key responsibilities include establishing compliance workflows and serving as the primary point of contact for regulatory audits. The position offers the chance to have a dir

A leading embedded financing platform is seeking a Regulatory Compliance Manager to ensure adherence to regulatory standards and enhance compliance processes. This role is pivotal in shaping the regulatory compliance framework as the company pursues expansion. Ideal candidates will have over 5 years

Support the delivery and as necessary lead in Regulatory Compliance responsibilities across both Central Compliance and Compliance Advisory disciplines, ensuring the firm meets its regulatory obligations and maintains robust governance standards. The individual in question will be a business partner

Drive the production of high‑quality management information (MI) for senior management, compliance, and regulatory needs. Compliance Manager (Regulatory Reporting). Governance of Reporting Attributes: Take ownership for ensuring the completeness, accuracy, and regulatory compliance of transaction

Swift and comprehensive responses to regulatory observations in the UK are essential to maintain compliance and avoid legal consequences. Addressing Regulatory Observations in the UK (Worthing, Westminster, London). Addressing regulatory observations in UK ».

Reporting to APUK’s Senior Compliance Manager, the Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and ap

We eliminate compliance risks for healthcare providers through robust, technology-driven regulatory safeguards. Send your CV and a brief overview of your regulatory/compliance experience to:. Minimum of 4 years experience in regulatory affairs, compliance, or quality assurance.

A leading satellite communications firm based in Greater London is seeking a professional to ensure compliance with maritime safety regulations. Responsibilities include compiling regulatory reports and representing the firm in external forums.

Work at the forefront of AI in regulatory compliance. Get notified about new Regulatory Compliance Specialist jobs in. Regulatory Compliance SME – AI & Financial Services.

This role requires strong skills in commercial contract negotiation and an understanding of regulatory landscapes.

A leading financial institution is seeking a Financial & Regulatory Accountant to manage comprehensive regulatory reporting and ensure compliance with established guidelines. The ideal candidate will possess ACCA or CIMA qualifications, have a strong background in regulatory reporting, and at least

A major global speciality chemical manufacturer is seeking an EMEA REACH expert to ensure compliance with EU REACH, Turkey REACH (KKDIK), and UK REACH regulations. Excellent interpersonal skills and a blend of business acumen and regulatory expertise are essential.

A major financial services firm is seeking a Regulatory Oversight Manager to lead UK regulatory scanning and implementation oversight activities. This role requires strong expertise in UK financial services regulation, a proactive approach to stakeholder management, and the ability to effectively an

Compliance Manager (Regulatory Reporting). Reporting to the Head of European Compliance, you will play a senior leadership role in delivering accurate, timely, and compliant regulatory reporting across regimes such as MiFID II / MiFIR (typically via Approved Reporting Mechanisms), EMIR, CAT, short/

Maintain an understanding of the latest developments in economic crime legislation and wider regulatory law and to regularly seek to update skills in addition to and outside of the CPD process, sharing learning across the team;. We are looking for an individual who can provide excellent, technically

Responsibilities include preparing reports for financial services commissions, managing compliance projects, and overseeing compliance analytics. A financial services company is seeking a Compliance Policy and Regulatory Engagement Lead based in Guernsey. This full-time role involves leading a compl

The successful candidate will lead compliance efforts, manage regulatory engagements, and oversee financial crime compliance. A growing international investment firm based in London is seeking an experienced compliance professional to enhance its regulatory and financial crime framework. This role a

Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II. Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance. We’re looking for a Compliance Director who can take

A rapid-growth AI regulatory technology company in London seeks a Regulatory Compliance SME. The role involves translating complex regulatory requirements into compliance frameworks and conducting regulatory analysis. You will engage with senior stakeholders, influence product development, and work

A local authority organization in the United Kingdom is seeking a Renters' Rights Act Projects Officer.This on-site, fixed-term role will lead the preparation for new statutory duties under the Renters' Rights Act 2025.Responsibilities include designing governance arrangements for the private rented

The role involves producing management information to support governance and regulatory reporting, collaborating with Compliance, Operations, and Legal teams to design metrics that meet FCA standards. This is a full-time position offering the opportunity to develop data insights and drive improvemen

The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program. Key responsibilities include compliance monitoring, EU regulatory developments tracking, Global ESG oversight support, policy and procedure maintenance, UK regulatory reporting support, train

A digital payment platform is looking for a Compliance Officer to manage compliance activities and ensure adherence to regulations. The ideal candidate will have over 4 years of experience in compliance within the fintech space, a strong understanding of regulatory frameworks, and excellent analytic

A specialist legal consultancy in the United Kingdom is seeking a Compliance Officer to support law firm clients in compliance, risk management, and regulatory best practices. Ideal candidates should have proven experience in legal compliance, excellent communication skills, and a proactive approach

A well established regional law firm in North Yorkshire seeks a Compliance Lawyer with 2+ PQE to join its Client Service and Compliance team. You'll advise on compliance matters, support regulatory queries, and collaborate within a growing team. The ideal candidate will have proven compliance experi

This role involves leading committee meetings, ensuring compliance with regulatory standards, and providing assurance to the Board. A recognized awarding organization is looking for a Chair for its Access and Compliance Committee.

Our client is seeking a Senior Administrator to join their Tax Compliance and Regulatory Reporting team on a permanent basis. This role operates in a hybrid work environment and is pivotal in delivering a comprehensive set of Tax Compliance and Regulatory Reporting services. The individual will also

A leading aerospace recruitment firm is seeking a Principal Quality Engineer to oversee quality processes and ensure compliance with standards such as AS9100 and ITAR.

A leading asset management firm in London is seeking a Compliance Analyst/Senior Analyst to support compliance with regulatory obligations. Responsibilities include implementing and monitoring compliance policies, conducting KYC activities, and ensuring adherence to financial regulations. The ideal

A leading housing support organization in England is seeking a Head of Governance and Regulatory Compliance. Candidates should possess significant leadership experience, a relevant degree, and expertise in regulatory compliance and governance. The successful candidate will lead the implementation of

A financial services firm is seeking a Compliance Officer to manage regulatory compliance activities. The ideal candidate should have relevant regulatory compliance experience and a strong understanding of FCA handbooks. Responsibilities include conducting assessments, managing compliance monitoring

Were looking for a Regulatory Lead to build a scalable, high-quality EMEA regulatory compliance program that ensures strong regulatory engagement, timely and accurate reporting, and effective delivery of key Compliance programs. This role will lead and shape regulatory engagements at TikTok Shop a

This role focuses on regulatory compliance and ESG reporting, requiring expertise in sustainability regulations. Strong analytical skills, project management experience, and the ability to navigate a dynamic regulatory environment are essential.