Compliance jobs in Richmond - Page 3Create job alerts

Senior Compliance Assistant (1-2 years experience) * Permanent * City of London (5 days in the office per week) * Paying up to £35k We are currently working with an international bank based in the ...

This position requires a tech-savvy compliance professional who will drive the development, management, and oversight of our electronic trading compliance processes. The successful candidate will ...

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80k Role and responsibilities To provide compliance advice and guidance to business stakeholders to facilitate ...

The Role We are looking for an experienced Compliance Officer to join on a 12-month fixed-term contract. In this role, you will support the Chief Compliance Officer in overseeing the firm ...

The role will report in directly into the COO. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will ...

Head of Compliance Location: Remote within the UK (London HQ) Employment Type: Full-Time As the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money ...

Senior Compliance Monitoring Specialist Each Monitoring Specialist will have clients ranging from investment managers to appointed representatives. They provide compliance advice and complete the ...

This Compliance role will report into the Director of Risk & Compliance and will be fundamental in supporting April to grow responsibly, ensuring adherence to regulatory requirements and making sure ...

Senior Compliance Analyst Location: London, United Kingdom Contract: Permanent Salary: £45,000 - £50,000, with a comprehensive benefits package and hybrid working Why This Role? Looking to apply ...

Head of Compliance (UK, Europe, USA) Location : London, 2 days a week in the office Employment Type : Permanent, Full-time Salary: £competitive An international law firm based in the City are ...

Working closely with the compliance team, the main purpose of this role is to assist the team in the efficient and effective discharge of its regulatory duties. Further responsibilities include

Senior Compliance Officer Location: London with Hybrid work 2 days from home Salary: Up to £95,000 plus discretionary bonus Working Hours: Monday - Friday 9 am - 6 pm Benefits: * 25 Days Holiday ...

A London law firm have a great opportunity for a Compliance Assistant to join their team. The role is within a busy small team and involves supporting the firm's lawyers (and non-lawyers) with all ...

Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London

Compliance Manager Location: London Hybrid/Remote UK Salary: Up to £70,000 Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid ...

Previous experience of Compliance gained in Capital Markets and Banking, including implementation of MiFID, MAR, EMIR and SFTR. * Good understanding of 1st Line of Defense (1LOD) risks and controls

Liaise on compliance matters, with overseas offices as necessary. * Advise and assist investment teams on compliance matters, acting as a trusted advisor and challenging partner * Support the ...

Advisory Compliance Officer Financial Services London - Up to £80,000 plus package Gresham Hunt is partnered with a global asset management firm to find a new Advisory Compliance Officer. Areas of ...

Are you looking to expand your compliance career and take on a more generalist role with broader responsibilities? Do you want to turn your passion for regulatory work into a dynamic, multi-faceted ...

Compliance Associate Global Fintech City of London Office Up to £80K plus bonus and benefits Fidarsi are currently representing a rapidly expanding Fintech trading firm that are revolutionizing the ...

Head of Compliance (SMF16) Location: London, UK Reports to: CEO and the Board Salary - Circa £150k Short notice period required Company Overview Our client is a leading player in the global ...

Miryco Consultants is working with one of the top Lloyd's of London insurers to add a Senior Compliance Manager to the team. This is a fantastic opportunity to join one of the most commercial and ...

Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team! * 7+yrs experience * Financial services, PE, FCA compliance. SEC knowledge is a ...

We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. Join a world-leading, international financial services provider with a ...