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This is an excellent opportunity for a Head of Compliance, and our client requires candidates to currently hold or have recently held both SMF 16 & SMF 17 FCA Control functions, with the intention of reapplying for these roles. Our client seeks candidates with experience as a Senior Compliance Manag

Corporate consulting team at Mercer Marsh Benefits. Provide a service compliant with all procedures and Mercer Code of Professional Conduct and the FCA. Work with your assigned support team to ensure the delivery of services to each client in line with Mercer standards.

Act as a Compliance Manager and Deputy MLRO for ZEN UK as an FCA licensed EMI, reporting to ZEN UK’s Head of Risk, Compliance and MLRO. Compliance Manager/ Deputy MLRO. Report regularly to senior management and the Board on emerging compliance and AML issues, including an annual MLRO report.

Appointed as MLRO, lead all AML/CTF and Sanctions program responsibilities. We are seeking an experienced Senior Compliance Officer & MLRO to lead their regulatory compliance and financial crime risk management for their FCA-regulated Electronic Money Institution (EMI).

Deputy Money Laundering Reporting Officer. Deputy Money Laundering Reporting Officer. Reporting Obligations: Support engagement with regulators and authorities, including the FCA and NCA; submit Suspicious Activity Reports (SARs) to the National Crime Agency (NCA) when there is suspicion of money la

Chief Compliance Officer - MLRO Fidelity Digital Assets, Ltd.The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd.Fidelity organisation and its clients.The individual will oversee, develop, and implement programmes to support FDA Ltd’s compliance with the FCA rule

A fast-growing fintech is looking for an experienced Head of Compliance to lead its second-line function and oversee a range of FCA-regulated products. Role: Head of Compliance — London (Hybrid). Reporting to the Risk & Compliance Director (SMF16), you’ll work closely with cross-functional teams

Prepare regular reports that accurately reflect the status of compliance of the Company and to advise management on relevant issues. Monitoring the effectiveness of the Company’s anti-money laundering systems and controls against the requirements of the Money Laundering Regulations, FCA rules, reg

FS Regulatory Senior Associate/Director - Top 50 firm. Join a highly recognised FS Regulatory team specialising in asset management, retail investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.

The Opportunity We're seeking an experienced and values-driven Head of Retail Operations to lead the national field sales and capability strategy for a regulated UK retailer. Job Description Zachary Daniels is proud to be retained by a purpose-led, FCA-regulated retailer in the search for a senior

The Opportunity We're seeking an experienced and values-driven Head of Retail Operations to lead the national field sales and capability strategy for a regulated UK retailer. Job Description Zachary Daniels is proud to be retained by a purpose-led, FCA-regulated retailer in the search for a senior

As the Customer Experience Analyst, you will be responsible for the following key areas:. A key focus of the role is to ensure compliance with both Lloyd’s and FCA conduct requirements, safeguard the customer journey and ensure Arch’s products offer value to our customers at all times. Collabora

Hiring #Insurance #Broker #Compliance #Leadership #FCA #KeyInsure. At Key Insure, we’re not just another brokerage. We specialise in providing tailored insurance solutions for businesses and individuals across sport, hospitality, construction, and high-value markets.

Head of Regulatory Reporting and Safeguarding is a global role and is primarily responsible for the implementation of control systems, designing and owning management information reporting, and rollout of strategic projects for the Reconciliations team. Understanding of FCA safeguarding requirements

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We will use data more effectively to drive better regulatory decisions and build greater cohesion across our broad financial services remit. You will be exposed to strategic issu

Chief Compliance Officer and MLRO/Partner. FCA compliance expertise in wealth and investment management space.

Maintain accurate records of complaints and outcomes in the complaints management system. Job Description: Complaints Officer. Investigate and resolve complaints in accordance with FCA regulations and Lloyd’s guidelines.

Define, prioritize, and manage the product backlog for insurance brokerage platforms (e. FCA requirements, GDPR, data security) on insurance brokerage processes and systems. Proven experience as a Product Owner or Business Analyst within the insurance brokerage or financial services industry.

Prior experience mitigating money laundering, financial crime and conduct risks in the cryptoasset and/or payments sector and/or working knowledge of FSMA. The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. The time and access to

Lead a growing team of credit risk professionals. Lead the future of sustainable home finance at one of Europe’s top home services companies. Knowledge of FCA, GDPR, IFRS 9, and industry risk frameworks.

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive.

Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, offering regulated end-to-end payment solutions based on proprietary in-house technology.

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive.

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. In the Communications directorate at the FCA we change opinions and behaviours to enable a fair and thriving financial services market for the good of consumers and the economy.

Deep understanding of global AML/KYC regulations, including UK and EU regulations, and key industry guidelines (FATF, FCA, FinCEN, etc. Proven ability to perform KYC reviews across a wide range of institutional clients, including complex structures such as corporate entities, funds, trusts. Junior K

Contributing to the supervision of the STOR regime, including communicating with and visiting firms, trading venues and other market participants to discuss and assess their market abuse surveillance arrangements and STOR policies and procedures. Working with other FCA teams on the assessment of new

In this role, you will provide support for firms regulated by the FCA under payment services regulations: Develop and draft compliance policies and procedures, regulations and best practices to create a Payment Services offering for external clients. Must have a working knowledge of Payment Service

Work closely and maintain a strong network with the CEO’s and SPC Executive Director’s Office, and other Executive Assistants to share best practice and ensure consistency across the Division and the FCA. Reporting to the Director, the EA will support the directorate to ensure the directorate op

Endeavour Automotive Limited is authorised and regulated by the FCA for consumer credit activity (Limited Permissions) (Firm Reference Number 841360) and is an Appointed Representative of South Quays Limited, authorised and regulated by the FCA for insurance distribution activity (Firm Reference Num

As Operational Resilience Lead, you'll spearhead the development, execution, and enhancement of Wakam UK's Operational Resilience framework. Maintain up-to-date filings and board-ready reports on Operational Resilience posture. Strong command of PRA/FCA regulations relating to operational resilience

Understands the regulatory knowledge associated to pricing as asset by the FCA for our lines of business. Lead the companies end-to-end tactical pricing function for both Net and Retail rates. Responsible for the accuracy of all ERGO TIS pricing and the appropriate analysis to achieve our strategic

The Senior Conduct Risk Analyst is responsible for assisting in the management and oversight of the Conduct Risk framework across all in-scope entities.Key Duties (Including but not limited to):.Be a subject matter expert on all conduct related matters including the Consumer Duty, FCA General Pricin

You'll be the primary compliance resource for a number of retained client relationships. Establishing or revising compliance infrastructure as needed. Our experienced consultants are experts in their respective fields.

The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Harnessing intelligence to combat economic crime and secure regulatory outcomes is at the core of the department’s function – the department contributes the intelligence pict

Work on policy implementation in a fast-growing space within financial services. Experience of policy development within financial services, government, or crypto-assets sector. The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive.

To understand how the FCA collects and processes personal data please refer to the FCA privacy notice.It does not apply to content on website is run by the Financial Conduct Authority.We are committed to inclusive design and ensuring that our web content is accessible to all.For exa

A UK based, FCA regulated brokerage is looking for a General Counsel who will be responsible for general corporate and commercial matters, as well as the implementation of FCA regulatory driven policies alongside the Company's UK CEO and the Compliance team. Offer counsel on wide-ranging legal issue

Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end-to-end payment solutions based on proprietary in-house technology. Clear Junction is ranked number one in the FEBE Growth 100 list as the fastest-growing, founder-led, privately owned

Are you an Internal Auditor with experience working in FCA regulated environment? Do you have firsthand experience conducting audits within insurance, Wealth Management, Pensions, Health Solutions/ Employee Benefits, or any similar related fields/ or industry? If so, we have an exciting opportunity

Adherence to Senior Manager and Certification Regime, Insurance Distribution Directive, FCA reporting, and Munich Re's Code of Conduct. Ensure complaints are managed according to regulatory standards and respond to high-level complaints. Our business model is designed to seize opportunities related

Vehicle, car, motor, showroom, dealership, automotive, sales, executive, FCA, car sales. Porsche Retail Group is a wholly owned subsidiary of Porsche Cars Great Britain and are one of the largest Porsche Dealer Groups in the UK, representing five Porsche Centres located in Guildford, Hatfield, Mayfa

You will be the lead for a variety of projects, with a specific focus on regulatory projects including Operational Resilience and regulatory compliance, across PEXA, Optima and Smoove, dealing with internal and external people, all of which being treated as our ‘customer’. Compliance: Ensuring t

The PRA/FCA and CBI Conduct Rules are as follows: to act with integrity; to act with due skill, care and diligence; to be open and co-operative with the dedicated regulators; to pay due regard to the interests of customers and treat them fairly and professionally; to observe proper standards if mark

We are seeking a Financial Controller with experience working in FCA Regulated Broking/Trading environments. The ideal candidate is a qualified accountant proficient in delivering results in a fast-paced environment, capable of collaborating across teams and with senior stakeholders. Financial Contr

A mid-sized investment management firm is seeking an experienced Investment Compliance Specialist to join its second-line Risk & Compliance function. Experience in investment compliance, ideally within an ACD or asset manager. Strong understanding of FCA regulations, investment principles, and 2LoD

Wholesale Sector Team - Lead Associate. The Wholesale Banks Sector Team is responsible for supporting the supervision of the Wholesale Banks portfolio. Leading workstreams to shape, develop and support the delivery of the strategies across the FCA for wholesale financial markets.

Prior demonstrable experience in risk management, ideally in financial risk and/or business change related risk, including familiarity with risk management processes and frameworks. The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competiti

LMAX Group is a global financial technology company and the leading independent operator of multiple institutional execution venues for FX and cryptocurrency trading.The Group's portfolio includes LMAX Exchange (institutional FX exchange and FCA regulated MTF), LMAX Global (FCA and CySec regulated b