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Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our v...

Job title: Copywriter Salary: Up to £40,000 per annum Location: Covent Garden, 2 days a week Job type : Perm, full-time Join a fast-growing, new-age wealth management company serving ultra-high-net-worth individuals with a modern digital product and forward thinking service. As Copywriter, you’ll...

Invest & Fund is an exciting and dynamic growth business in its sector. It provides access to a unique asset class for High-Net-Worth Individuals and family offices, as well as institutions. Its speciality and focus are on the finance needs of residential property developers. It is an acknowledge...

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/ Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Se...

Our client, a well established Insurance Managing General Underwriter that specialises in UK Property and Casualty risks, are looking to recruit a Senior Technical Underwriter to take responsibility for providing technical underwriting support to the Underwriting team through individual referrals...

Head of Compliance - SMF 16 & 17 - International Bank - London Branch. Head of Compliance Deputy Head of Compliance International Banking Branch Subsidiary Bank Financial Services MLRO Money Laundering Reporting Officer Anti-Money Laundering (AML) Counter Terrorism Financing FCA PRA Customer Risk...

You will have a strong degree and additional accountancy, legal or compliance qualifications.Knowledge of SEC/FCA regulatory issues and/or tax (U.Will have at least 5 years asset management experience.Genuine interest in regulatory, legal, tax and accounting issues.Demonstrable experience conduct...

Knowledge and Experience Required:.At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment;.Financial Promotions experience skills, knowledge and expertise.Knowledge of FCA COBS Regulations specific to financial promotions.AIFMD and UCITS, cross-b...

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Assist with the operational effectiveness of the company's systems and controls that are de...

Grade: Senior Associate (£75,000 – 115,000 dependent on experience) Reporting to: Deputy Director, Treasury and Shared Service Delivery Direct and indirect reports: None This role is subject to the Financial Conduct Authority’s Senior Managers & Certification Regime. To apply for this position pl...

Reporting to the Head of Operational Resilience and Third Party Oversight, the team consists of 3 people and the role holder will have line management responsibility for the Resilience & Oversight Analyst. Central to the role’s responsibilities will be ensuring compliance with the Digital Operati...

Business Unit: Human Capital Group Industry: No Industry Overview Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and financial and valuation advisory. Houlihan Lokey serves corporations, institution...

Operational Resilience Risk Specialist - Cyber & Technology. You will require a strong understanding of operational resilience frameworks, regulation and standards such as DORA, ISO 22301, FCA/PRA/BOE operational resilience guidelines, ORIC, etc. A leading UK based bank is currently recruiting fo...

The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules and guidance applicable to secured lending (MC...

Ensure adherence to internal and regulatory policies, particularly with respect to FCA regulations and risk management. Develop and oversee risk management processes and systems, ensuring they are robust and in line with company policies. Coordinate with the compliance and risk departments to ens...

A global Investment Bank who has experienced significant growth over the past 10 years is seeking a hands on Regulatory Reporting Specialist for an initial 6 month contract.Conduct hands on regulatory reporting in line with COREP and FINREP.Complete monthly and quarterly reporting tasks to the FC...

An exciting opportunity has arisen for a conscientious individual, seeking a diverse and varied financial reporting role within a small Finance department of an international bank. Your duties will include: Monthly/quarterly/annual review of SAP Corporation Tax & VAT Transfer pricing calculations...

Pantheon Ventures is authorised and regulated by the Financial Conduct Authority (FCA). ...

Sound knowledge of retail lending products for consumers, with experience working with lending to private banking clients welcomed. A number of years’ compliance advisory experience, ideally with a background in regulated lending. Strong and proven working knowledge of FCA regulation with particu...

Our client, a prestigious international bank, is seeking a Deputy Head of Credit to join their esteemed office based in the City of London. This is a key leadership role where you will be instrumental in upholding the highest standards of credit quality at the approval stage, meticulously monitor...

Fram are working with a London based investment firm who are seeking a part-time Compliance Manager. Our client offers bespoke discretionary investment management advice to private clients. Due to internal movement and the current directors dealing with operations and compliance responsibilities ...

We have established a partnership with a prominent international Financial Services firm that is seeking a temporary Deputy Company Secretary to join their Governance function on a six-month fixed-term contract. In which, there is a strong possibility for this position to become permanent. You'll...

Job Description: About the Company: An international law firm is looking for a Head of Financial Crime & Sanctions (MLRO) to join their team in London. The ideal candidate should have significant experience as a Financial Crime lawyer within an international law firm, either within their in-house...

Pantheon Ventures is authorised and regulated by the Financial Conduct Authority (FCA). ...