COMPLIANCE MANAGER - Berkshire/ Hybrid - to £120,000 Depending on experience
15 hours ago
Financial Planning /Wealth Management. As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. Monitor, interpret and implement FCA requirements including COBS, SYSC,