Financial services compliance jobs in Maidenhead - Page 2Create job alerts

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferabl

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

This is a great opportunity for new Senior Financial Analyst to join the University’s Finance Office.

JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

The role involves handling administrative tasks, ensuring adherence to compliance requirements, and managing documentation and reports. BD Group is seeking an Administrative Assistant in Dagenham on a fixed-term basis (6-9 months maternity cover) to support the compliance team.

American International Group is seeking a Compliance Administrator for a 6-month maternity contract. In this role, you will support the preparation and submission of compliance reports, manage policy registers, and assist in the department's efficient operation. The ideal candidate will have adminis

This role involves completing Enhanced Due Diligence reviews on clients, managing case volumes, and ensuring compliance with anti-financial crime regulations. ClearBank Ltd is looking for a Due Diligence Analyst to join their Financial Crime Operations team in Greater London.

Experience in compliance monitoring, controls testing, risk or audit in financial services. Moneyfarm is looking for a Controls & Compliance Testing Analyst to support our Risk & Compliance function across Italy and the UK. You will help strengthen our risk framework, deliver compliance monitoring,

UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance. ACA Group is the leading governance, risk, and compliance (GRC) advisor in fina

The role involves data collection, analysis, and reporting across departments to support compliance with sustainability standards.

You’ll work within a knowledgeable, well-resourced compliance function and collaborate closely with partners, fee earners, senior compliance specialists and the MLRO, gaining exposure to a broad range of risk and regulatory matters. The firm is looking for someone with previous experience in compl

Regulatory Compliance Framework - support the maturity of the regulatory compliance strategy and framework, ensuring there is a consistent and scalable approach to ‘compliance' across training, policies, KRIs, testing and reporting. Reporting directly to the Head of Regulatory Compliance, this rol

Colt Data Centre Services (DCS) has over 20 years’ experience in designing, building and operating energy-efficient, reliable data centres – hosting significant financial, media, corporate and cloud wholesale providers across the world. As a part of our Security & Resilience team, your purpose w

Monitor and analyze global threshold disclosure requirements to ensure full compliance across various jurisdictions. Identify, assess, and elevate potential compliance risks associated with threshold breaches or regulatory changes. Contribute to projects aimed at enhancing the firm’s compliance fr

The role involves monitoring compliance with regional regulations, conducting SOX compliance reviews, and communicating audit plans to management.

Rowe Price in Greater London is seeking an Analyst for their Global Compliance Monitoring & Testing team. This role involves performing compliance monitoring, building relationships with partners, and applying analytical skills to mitigate risks.

The ideal applicant will possess strong data analysis skills and have experience in the Financial Services industry. Responsibilities include managing risk programs, communicating with stakeholders, and maintaining compliance documentation.

A security firm in England seeks an Assurance Analyst to oversee compliance in their Alarm Monitoring Centre.

This role focuses on ensuring compliance with the upcoming EU Pay Transparency Directive by supporting the Benefits Design team.

A leading law firm is seeking a compliance analyst to join their Governance & Risk team. This role involves supervising junior members and managing compliance queries while ensuring adherence to regulatory requirements. The ideal candidate will possess a degree or equivalent experience, proven skill

Inver Energy Limited is offering a Commercial and Compliance Analyst placement in London for university students.

To support the tax professionals in ensuring all UK & Irish entities maintain high quality tax compliance and reporting. Own and manage all financial data required from PwC, the Mars Accounting Service Centre, and business units to ensure complete, accurate , and timely data for tax submissions. Coo

Kroll is seeking a candidate for a research role in Greater London requiring strong analytical skills and experience in investigative research.Responsibilities include conducting thorough research, analyzing potential risks, and producing detailed reports.The ideal candidate has a background in crit

Minimum 3-5 years of experience in e-commerce Payments and Fintech and/or in banking/ financial services (risk/compliance department) would be preferred. Follow up on pending scheme compliance issues and perform investigations on new and ongoing scheme compliance cases. Perform in-depth investigatio

Colt Data Centre Services (DCS) has over 20 years’ experience in designing, building and operating energy-efficient, reliable data centres – hosting significant financial, media, corporate and cloud wholesale providers across the world. As a part of our Security & Resilience team, your purpose w

A thorough understanding of FCA and PRA legal and international insurance compliance issues including financial crime and licensing. Decide on a resolution of sanctions related enquiries as presented by underwriters and claims staff in accordance with the Ki Financial Crime Policy and Procedures and

The successful candidate will prepare tax computations and returns, assist in dispute resolutions, and provide guidance on tax issues.Ideal applicants should hold professional qualifications or an accounting degree recognized by ISCA, and fresh graduates are encouraged to apply.Strong communication

A reputable recruitment agency is seeking an Indirect Tax Analyst to manage tax compliance within the industrial/manufacturing sector.