Head of compliance jobs in London - Page 3Create job alerts

This role sits in the Distribution Compliance team and is responsible for leading compliance oversight of the firm's marketing communications and supporting advisory work relating to the sale and marketing of financial products and services on a cross-border basis. Work closely with the US Compli...

We are thrilled to be hiring a Head of Compliance on behalf of our mortgage provider client, based in London on a hybrid basis.

Identify and assess compliance risks related to company policies and procedures. Ensure effective controls are in place to manage compliance risks. CKO Department: Risk, Audit, and Compliance.

Ability to understand machine learning models and their use in risk/assurance practices. Head of Governance, Risk and Assurance (GRA), Risk and Compliance Solutions. Amazon is seeking an experienced leader to serve as Head of Governance, Risk and Assurance (GRA) for the Risk and Compliance Soluti...

Work with Head of Compliance and Head of IT to ensure the maintenance of our Information Security Management System meets the expectations of the business and external stakeholders. Develop close, trusting relationships with the Business Unit Leaders, senior team and other heads of department and...

Define specific compliance obligations for each property and integrate existing practices into a cohesive compliance assurance service. Interim Head of Statutory Compliance (FM). Recommend and onboard suitable contractors and consultants, and review completed assessments to ensure compliance.

We are recruiting for a leading Compliance consultancy looking to hire an experienced Compliance & Risk Director to be seconded to their Banking Client for a one year contract. Act as a trusted advisor, ensuring proactive risk management and regulatory compliance alignment with business objective...

Head of Compliance ideally qualified lawyer - London, London. Ideally qualified lawyer with compliance experience.

Oversee and manage the Risk function and team (including fulfilling the responsibilities of the senior manager in charge of both compliance and risk under UK SM&CR regulations). The successful candidate will report directly to PIMCO's Global Head of Compliance and will be a key member of the Comp...

Oversee and manage the Risk function and team (including fulfilling the responsibilities of the senior manager in charge of both compliance and risk under UK SM&CR regulations). Deep understanding of risk and compliance and applicable rules and regulations within Asset Management, including Regis...

As part of the Sourcing and Technical leadership team, the Head of Quality Improvement and Assurance will drive end-to-end quality strategy, ensuring best-in-class standards in materials, fit, construction, and supplier compliance. A confident leader with significant industry experience in fashio...

This role sits in the Distribution Compliance team and is responsible for leading compliance oversight of the firm's marketing communications and supporting advisory work relating to the sale and marketing of financial products and services on a cross-border basis. Work closely with the US Compli...

Implement tools for accurate risk reporting and define KPIs to measure risk reduction. You bring extensive senior leadership experience in property risk and compliance. Compliance is currently managed through our Facilities Management subsidiary (PFSL) and the Property Construction Team, and the ...

As the successful Head of Fire Safety, you will ensure a high-quality delivery of all fire safety services, including FRA, fire strategies, compliance audits and fire safety training programs. Head of Fire Safety | Fire Engineer | Fire Risk Assessor | Fire Safety | BAFE. Extensive UK fire safety ...

As part of the framework, focus includes the development of key risk metrics dashboards, ongoing monitoring and identification of opportunities for implementation of automated controls. Work closely with the Global Head of Compliance Assurance in keeping the market conduct risks and controls up t...

You will lead the finance and compliance team, covering the areas of finance, legal, governance, IT and compliance (including data protection). Frontline has achieved significant growth and impact in our first 11 years, and we are looking for a qualified and experienced finance leader to head up ...

Reporting to the Chief Executive, the Head of Governance, Risk & Assurance is a key member of our leadership team. With an ICSA or equivalent qualification, you will bring experience of successfully managing governance, risk management, assurance, and compliance in a regulated customer-facing ser...

Lead a team of SOX compliance professionals (in the UK and US), providing coaching, mentoring, and performance management to ensure effective execution of compliance initiatives. The Head of SOX Compliance to oversee and manage all aspects of our Sarbanes-Oxley (SOX) compliance at Marex. Familiar...

Work with the Head of SME and other team leaders to evolve the SME proposition and achieve growth aspirations for the wider team. Manage a small portfolio of SME clients if required, ensuring account retention and adherence to compliance standards. Principal SME Consultant/Team Manager.

My client, an international bank, is looking for a UK Head of Compliance (SMF16). Managing the UK Compliance team. Ensuring a robust conduct and compliance framework that meets the firm's regulatory obligations.

The UK Head of Regulatory Compliance & MLRO will be a strategic and hands-on leader responsible for ensuring iwoca’s compliance with all applicable regulatory requirements, fostering a strong culture of compliance, and serving as a trusted advisor to senior stakeholders. Ensure that there is a pr...

This person will report to the group’s Director of Group Finance and will work as part of an Indirect Tax Team to deliver an efficient global approach to indirect tax compliance and will assist in providing commercial indirect tax advice to the business. We are seeking a Head of Indirect Tax to b...

Head of Statutory Compliance (FM). Southwark Council are currently recruiting a Interim Head of Statutory Compliance. A knowledgeable technical understanding of Statutory Compliance; preferably with a qualified engineering background and CIBSE membership.

You should have previous experience of compliance monitoring (or external or internal audit if also covering regulatory requirements) of retail investments (and be willing & able to quickly pick up pensions aspects if not covered before). You should also have staff management experience (includin...

Extensive experience in compliance policy development and oversight, preferably within the payments or financial services industry.

Head of Compliance ideally qualified lawyer - London, London. Ideally qualified lawyer with compliance experience.

We are looking for an experienced Head of Commercial Compliance to lead and oversee the first line of defence across Sales, Relationship Management, Marketing, Strategic Partnerships, and other commercial functions. Willingness to attend industry conferences, webinars, and training sessions to st...

Head of Facilities Management Services. You have extensive experience in facilities management, with a strong understanding of property compliance and service performance. Develop a performance management framework to track service quality and costs.

An excellent opportunity has arisen for a Head of Capital Management to join the P&C Capital Actuarial team. A serious and professional attitude towards compliance of regulatory submissions with an eye for attention to detail in order to support accuracy. Qualified Actuary with experience in capi...

The Deputy Head of Central Compliance role supports the Head of Central Compliance with both the day-to-day operation as well as the continuous enhancement of the Central Compliance function. Tracking and supporting the day-to-day operation and management of Compliance tasks across the Central Co...

My client, a leading offshore law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their Guernsey office – working as their new Head of Guernsey Compliance & MLRO.This is a fantastic opportunity for a Head of Compliance to join th...

We are seeking an experienced Head of Risk to lead the firm's global fund risk management function, ensuring comprehensive risk oversight and reporting in full compliance with regulatory standards. Head of Risk - Alphagrep Global Capital. Deep understanding of risk methodologies across equity mar...

Enhance collaboration and synergy between trading leads, execution developers, and local compliance teams to drive cohesive compliance operations. The Head of Compliance Europe holds a pivotal leadership role within a proprietary trading firm, overseeing compliance operations across the European ...

Strong verbal and written communication skills are necessary, with an engaging ability to deliver compliance and risk-related information. Head of Risk & Compliance EMEA. You will lead a team of standalone professionals across both Risk and Compliance teams for EMEA, covering:.

The individual will provide leadership on regulatory consumer compliance and market conduct risks and develop frameworks for regulatory compliance risk mitigation across all consumer product design and development and distribution channels including agency, face to face, telemarketing and digital...

My client is searching for a Head of Engineering to oversee the maintenance, compliance, and efficiency of multiple hotel properties in London.

Act as deputy to the Director of Fellowship, Strategy and Governance in respect of his governance responsibilities, including on the full breadth of activity relating to the work programme for Council, the Society’s board of trustees. Work with external advisers and senior colleagues to oversee p...

HEAD OF COMPLIANCE & RISK (ONE YEAR CONTRACT) – MUST HAVE HELD SMF 4 & 16 FOR A BANK. We are recruiting for a leading Compliance consultancy looking to hire an experienced Compliance & Risk Director to be seconded to their Banking Client for a one year contract.

Eames is currently working with Lloyd's syndicate to hire a Head of Compliance (9-month FTC). The individual will be working closely with the UK CRO and Senior Risk Manager and will report to the Chief Risk Officer. The role entails monitoring regulatory change and leading the Compliance team in ...

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

Head of Risk and Compliance - Retail Bank.

This role sits in the Distribution Compliance team and is responsible for leading compliance oversight of the firm's marketing communications and supporting advisory work relating to the sale and marketing of financial products and services on a cross-border basis. Proven experience of regulatory...

The successful candidate will report directly to PIMCO’s Global Head of Compliance and will be a key member of the Compliance Leadership Team, collaborating closely with broader legal and compliance leadership and functional and business teams across the firm. Lead, mentor, and develop a high-per...

Represent Medical Affairs in Medical, Legal, and Regulatory (MLR) review processes, ensuring compliance with pharmaceutical industry regulations while aligning with corporate and brand objectives. Reporting to the Head of Medical Affairs, this role requires a highly organized, detail-oriented, an...

Are you a highly skilled and experienced professional looking to lead our Information Security Governance, Risk, and Compliance in one of the UK's largest charities?. Reporting directly to the Head of Information Security, you'll lead initiatives to build a strong security culture, ensure complia...

As Head of Compliance, UK, Ireland, Middle East & Africa, your responsibilities will include:. Head of Compliance, UK, Ireland, Middle East & Africa (SVP). Our Head of Compliance for UK, Ireland, Middle East & Africa, is responsible for leading the Compliance function across the United Kingdom (U...

Head of Compliance Monitoring, Global Compliance – London. Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office. Design the annual compliance testing plan to ensure comprehensive coverage of compliance requirements.

Our Risk and Compliance function has a critical role to play in supporting, challenging and advising across all areas of the business through establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. Head of Unauthorised Trading and Surveillance R...