Regulatory compliance jobs in Plymouth - Page 17Create job alerts

Spirehouse are recruiting for a Criminal Compliance & Regulatory Locum on behalf of a national law firm. The team handle a broad mix of inquests to include defending regulatory investigations and prosecutions conducted by bodies such as the HSE, Environment Agency, police, local authorities and othe

A leading insurance firm in London seeks a Compliance Manager to oversee regulatory reporting and ensure compliance across its operations. You will manage the Conduct Risk Framework, ensure compliance with regulatory returns, and develop junior team members. The ideal candidate has experience in com

Swift Software is seeking a Senior Compliance Specialist in London to manage legal and governance services. Candidates must have at least 5 years of experience in compliance and possess a university degree. Responsibilities include providing guidance on regulatory obligations, managing documentation

At least 5 years of hands-on experience in regulatory affairs, product stewardship, compliance, chemical consulting, or risk assessment. This role combines strategic thinking with practical problem-solving to protect our employees, environment, and facilities while ensuring regulatory compliance and

The role involves managing the regulatory operations for implantable devices, collaborating across teams, and ensuring compliance with global regulations. Corin Group in the UK is seeking an experienced Regulatory Affairs Specialist to support global medical device registrations and regulatory opera

A leading global organisation in the UK is looking for a Regulatory & Compliance Advisor to oversee trading activities and ensure compliance with regulations. The successful candidate will collaborate with various teams, develop compliance policies, and lead initiatives to mitigate compliance risks.

URBN is looking for a Manager of Regulatory Compliance to join the Global Trade and Compliance department. The ideal candidate will have a Bachelor's degree, experience in regulatory compliance, and excellent communication skills. This role is vital in ensuring compliance with EU and UK regulations,

Responsibilities include providing compliance support, enhancing compliance systems, and advising on regulatory changes. This role provides exposure across advisory, surveillance, and compliance program development, working closely with various teams. OCR Alpha is seeking a compliance professional l

Legal Expert — Compliance / Regulatory (Remote, Hourly). Experience drafting compliance training programs. Familiarity with regulatory portals like.

The ideal candidate will have significant experience in regulatory and compliance law, capable of designing realistic scenarios and evaluating model outputs.

A global education technology leader is seeking a Regulation & Compliance Senior Associate to oversee compliance activities, draft regulatory reports, and support the implementation of internal policies. The ideal candidate will have 2+ years of experience in regulatory management, a Bachelor's degr

Ryder Reid is seeking a Financial Services Regulatory Paralegal for a rolling 6-month contract with a US law firm in Greater London. The role involves assisting partners and associates, performing research, coordinating regulatory filings, and carrying out tasks typically assigned to trainees and ju

Hampshire Trust Bank is seeking a Regulatory Compliance Officer to join their Compliance Advisory team. This role involves providing practical regulatory advice, assessing risks, and supporting compliance initiatives.

A financial technology company is seeking a SIPP Technical Lead responsible for ensuring the technical integrity and regulatory compliance of their SIPP offerings. The ideal candidate will have a deep understanding of HMRC and FCA rules, alongside experience in stakeholder management and regulatory

If you enjoy breaking down FCA handbooks or regulatory texts, performing regulatory gap analysis, mapping policies and controls, horizon scanning and regulatory change analysis …this role is built for you. If you're a regulatory professional who enjoys deep technical work and wants to apply that e

A strong knowledge of regulatory expectations and extensive compliance experience is essential. Responsibilities include collaborating with stakeholders to support regulatory compliance, assisting in product approval processes, and delivering training to enhance understanding. The role focuses on en

Our mission is to help financial institutions stay ahead of regulatory change, so they can grow and expand faster without hitting compliance bottlenecks, whilst upholding the highest standards of risk, compliance and governance management. As we continue to expand and onboard more clients, we are se

URBN (Urban Outfitters, Anthropologie Group, Free People & Nuuly) is seeking a Manager of Regulatory Compliance in London. This role involves ensuring compliance with EU/UK regulations, crafting effective processes, and leading strategic initiatives in regulatory landscapes. Candidates should have a

A leading trading company in London seeks a Regulatory Reporting Analyst to ensure compliance with financial regulations and prepare reports.

Farfetch is seeking a Principal, Financial Crime and Regulatory Compliance to build and oversee programs protecting the company against compliance risks. This senior role entails managing AML, sanctions, and regulatory compliance across multiple jurisdictions. Ideal candidates will have experience i

Key responsibilities include overseeing product governance compliance, conducting reviews, and acting as a regulatory contact. This role involves ensuring products meet regulatory expectations and supporting robust oversight practices. Ideal candidates will have experience in product governance with

TipTopJob is seeking a Senior Regulatory Solicitor with a minimum of 6 years PQE to join a leading firm in Leeds. The role involves advising on a range of regulatory matters, managing investigations, and collaborating with clients in a supportive environment.

This hybrid role requires an experienced compliance professional knowledgeable in Lloyd’s and FCA regulatory requirements. Responsibilities include conducting compliance monitoring reviews and supporting compliance for delegated authorities. IDEX Consulting Ltd is seeking a Senior Compliance Analy

The role involves providing regulatory compliance advice, interpreting UK regulatory requirements, and assisting clients with regulatory change projects. A leading consultancy in London is looking for a Principle or Senior Consultant for their Regulatory Compliance Advisory practice. The ideal candi

Tungsten Automation Corporation seeks a candidate for a regulatory role focusing on payments and financial services. Responsibilities include providing legal guidance on product development, advising on regulatory frameworks, and monitoring evolving regulations. The ideal candidate thrives in a fast

Strong expertise in regulatory regimes like EMIR and MiFID II is essential, along with hands-on experience in Agile environments. The candidate will collaborate with various stakeholders to ensure compliance and accuracy in reporting. A financial services firm in Greater London is seeking an experie

Senior Product Associate to lead the development and delivery of products addressing regulatory requirements. This role is critical for managing compliance and operational efficiency within the organization.

Responsibilities include ensuring compliance with QA regulations, managing external audits, and supporting regional QA projects.

As an independent control function and part of the firm’s second line of defence, Compliance assesses the firm’s compliance, regulatory and reputational risks; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and train

A leading embedded financing platform is seeking a Regulatory Compliance Analyst to support the compliance framework and monitor regulatory risks. The ideal candidate will have 1-3 years of experience in regulatory compliance, strong analytical skills, and an understanding of FCA regulations. This r

Support the evolving regulatory compliance work associated with operational resilience and in Technology’s Business Continuity and Disaster Recovery planning, including the assurance of compliance across the technology supply chain. Starling is growing our first line Information Technology Risk Ma

Raise awareness to SG SA, SGLB and SGIL staff on compliance risk relating to those regulations by communicating regulatory changes and news, designing and delivering compliance training, and actively encouraging a culture of compliance. Contribute to SG SA, SGLB and SGIL Compliance policies and proc

Represent Inmarsat in external regulatory forums such as the IMO, IMSO, IHO, WMO to ensure continued compliance and strategic alignment of Inmarsat Safety Services. The primary purpose is to ensure Inmarsat’s continued compliance and delivery of consistently high-quality satellite communication se

Responsibilities include drafting agreements, liaising with regulatory authorities, and advising management on legal matters. A proprietary trading firm in the UK is seeking a Legal Advisor to provide legal support, ensuring compliance with UK law and corporate governance.

A prestigious international law firm is seeking a Senior Regulatory Analyst in London. Candidates should have at least five years of experience in compliance within an international commercial law environment. Key responsibilities include managing legal conflicts, advising on engagement letters, and

Interested candidates should have at least 2 years of compliance experience, a degree in a relevant field, and strong knowledge of UK regulatory frameworks. A leading banking group is seeking a Compliance Monitoring Officer to support its London branch. This role involves executing the Compliance Mo

A major global speciality chemical manufacturer is seeking an EMEA REACH expert to ensure compliance with EU REACH, Turkey REACH (KKDIK), and UK REACH regulations. Excellent interpersonal skills and a blend of business acumen and regulatory expertise are essential.

Compliance Officer to support a culture of compliance and good governance in their Global Compliance team. This role involves managing the Complaints Management Framework, ensuring timely and accurate regulatory returns across various jurisdictions. Candidates should have experience in the insurance

A leading asset management firm is seeking an Associate Vice President in their Compliance team to oversee regulatory compliance and support operations in the UK and EU. Responsibilities include executing compliance obligations, preparing regulatory documentation, and collaborating with various team

A global leader in agricultural solutions is seeking an Apprentice Regulatory Compliance Officer in York, England. This role involves supporting product registrations, preparing technical documentation, and ensuring compliance with regulatory standards.

A leading digital bank in the UK is seeking a technical regulatory compliance manager for its Information Technology Risk Management Team. The ideal candidate will ensure compliance with industry regulations, support operational resilience, and play a vital role in risk assessments and compliance au

The team operates globally and focuses on monitoring, analyzing, and advising on regulatory developments, responding to proposals and consultations, supporting the implementation of regulatory-driven operational and policy changes, and addressing regulatory matters arising from Oracle’s sales, mar

Key responsibilities include compliance monitoring, EU regulatory developments tracking, Global ESG oversight support, policy and procedure maintenance, UK regulatory reporting support, training coordination, board materials preparation, and assisting with the Senior Manager and Certification Regime

Oversight of the UK Compliance Function and compliance risks in the UK. Relevant Compliance certifications or recognized professional certifications in Compliance. Additionally this role has a global Compliance Advisory remit on all aspects of BCB’s product development and governance journey, plus

Thames Water in the United Kingdom is hiring a Regulatory Compliance Apprentice to support key regulatory compliance activities. This role includes monitoring regulatory changes, conducting data analysis, and contributing to strategic planning.

A progressive financial institution is seeking a Senior Compliance Officer to provide regulatory compliance advice and guidance while overseeing business teams at their London office. Ideal candidates will possess excellent communication and analytical skills, with a thorough understanding of compli

Reporting to the Head of European Compliance, you will play a senior leadership role in delivering accurate, timely, and compliant regulatory reporting across regimes such as MiFID II / MiFIR (typically via Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related rules for UK

A leading global asset management firm in Greater London is seeking a Compliance Manager to oversee EMEA regulatory projects and compliance policies. This role requires over 6 years of experience in compliance within financial services, strong stakeholder management, and the ability to communicate e