Regulatory compliance jobs in Plymouth - Page 9Create job alerts

We’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and de

Spirehouse are recruiting for a Criminal Compliance & Regulatory Locum on behalf of a national law firm. The team handle a broad mix of inquests to include defending regulatory investigations and prosecutions conducted by bodies such as the HSE, Environment Agency, police, local authorities and othe

Revolut is seeking a Regulatory Compliance Manager in the United Kingdom to ensure consumer protection compliance. This role involves managing the compliance framework, advising on crypto compliance, and monitoring effectiveness. The position requires acting as the cryptoasset SMF16 under FCA author

Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape. UK regulatory regime, such as the Financial Services and

The role involves managing the regulatory operations for implantable devices, collaborating across teams, and ensuring compliance with global regulations. Corin Group in the UK is seeking an experienced Regulatory Affairs Specialist to support global medical device registrations and regulatory opera

Senior Product Associate to lead the development and delivery of products addressing regulatory requirements. This role is critical for managing compliance and operational efficiency within the organization.

A global leader in agricultural solutions is seeking an Apprentice Regulatory Compliance Officer in York, England. This role involves supporting product registrations, preparing technical documentation, and ensuring compliance with regulatory standards.

This role involves developing regulatory strategies, managing regulatory communications, and ensuring compliance with UK financial regulations. A leading pension management company is seeking a Regulatory Risk Affairs Manager within the Risk and Compliance function. The ideal candidate will possess

The role involves providing regulatory compliance advice, interpreting UK regulatory requirements, and assisting clients with regulatory change projects. A leading consultancy in London is looking for a Principle or Senior Consultant for their Regulatory Compliance Advisory practice. The ideal candi

The ideal candidate will have significant experience in regulatory and compliance law, capable of designing realistic scenarios and evaluating model outputs.

A prestigious international law firm is seeking a Senior Regulatory Analyst in London. Candidates should have at least five years of experience in compliance within an international commercial law environment. Key responsibilities include managing legal conflicts, advising on engagement letters, and

This hybrid role requires an experienced compliance professional knowledgeable in Lloyd’s and FCA regulatory requirements. Responsibilities include conducting compliance monitoring reviews and supporting compliance for delegated authorities. IDEX Consulting Ltd is seeking a Senior Compliance Analy

Our mission is to help financial institutions stay ahead of regulatory change, so they can grow and expand faster without hitting compliance bottlenecks, whilst upholding the highest standards of risk, compliance and governance management. As we continue to expand and onboard more clients, we are se

A strong knowledge of regulatory expectations and extensive compliance experience is essential. Responsibilities include collaborating with stakeholders to support regulatory compliance, assisting in product approval processes, and delivering training to enhance understanding. The role focuses on en

A global education technology leader is seeking a Regulation & Compliance Senior Associate to oversee compliance activities, draft regulatory reports, and support the implementation of internal policies. The ideal candidate will have 2+ years of experience in regulatory management, a Bachelor's degr

Hampshire Trust Bank is seeking a Regulatory Compliance Officer to join their Compliance Advisory team. This role involves providing practical regulatory advice, assessing risks, and supporting compliance initiatives.

A financial technology company is seeking a SIPP Technical Lead responsible for ensuring the technical integrity and regulatory compliance of their SIPP offerings. The ideal candidate will have a deep understanding of HMRC and FCA rules, alongside experience in stakeholder management and regulatory

URBN (Urban Outfitters, Anthropologie Group, Free People & Nuuly) is seeking a Manager of Regulatory Compliance in London. This role involves ensuring compliance with EU/UK regulations, crafting effective processes, and leading strategic initiatives in regulatory landscapes. Candidates should have a

Farfetch is seeking a Principal, Financial Crime and Regulatory Compliance to build and oversee programs protecting the company against compliance risks. This senior role entails managing AML, sanctions, and regulatory compliance across multiple jurisdictions. Ideal candidates will have experience i

A leading trading company in London seeks a Regulatory Reporting Analyst to ensure compliance with financial regulations and prepare reports.

Interested candidates should have at least 2 years of compliance experience, a degree in a relevant field, and strong knowledge of UK regulatory frameworks. A leading banking group is seeking a Compliance Monitoring Officer to support its London branch. This role involves executing the Compliance Mo

Key responsibilities include overseeing product governance compliance, conducting reviews, and acting as a regulatory contact. This role involves ensuring products meet regulatory expectations and supporting robust oversight practices. Ideal candidates will have experience in product governance with

If you enjoy breaking down FCA handbooks or regulatory texts, performing regulatory gap analysis, mapping policies and controls, horizon scanning and regulatory change analysis …this role is built for you. If you're a regulatory professional who enjoys deep technical work and wants to apply that e

Ryder Reid is seeking a Financial Services Regulatory Paralegal for a rolling 6-month contract with a US law firm in Greater London. The role involves assisting partners and associates, performing research, coordinating regulatory filings, and carrying out tasks typically assigned to trainees and ju

Responsibilities include ensuring compliance with QA regulations, managing external audits, and supporting regional QA projects.

Tungsten Automation Corporation seeks a candidate for a regulatory role focusing on payments and financial services. Responsibilities include providing legal guidance on product development, advising on regulatory frameworks, and monitoring evolving regulations. The ideal candidate thrives in a fast

Strong expertise in regulatory regimes like EMIR and MiFID II is essential, along with hands-on experience in Agile environments. The candidate will collaborate with various stakeholders to ensure compliance and accuracy in reporting. A financial services firm in Greater London is seeking an experie

As an independent control function and part of the firm’s second line of defence, Compliance assesses the firm’s compliance, regulatory and reputational risks; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and train

TipTopJob is seeking a Senior Regulatory Solicitor with a minimum of 6 years PQE to join a leading firm in Leeds. The role involves advising on a range of regulatory matters, managing investigations, and collaborating with clients in a supportive environment.

Raise awareness to SG SA, SGLB and SGIL staff on compliance risk relating to those regulations by communicating regulatory changes and news, designing and delivering compliance training, and actively encouraging a culture of compliance. Contribute to SG SA, SGLB and SGIL Compliance policies and proc

Legal Expert — Compliance / Regulatory (Remote, Hourly). Experience drafting compliance training programs. Familiarity with regulatory portals like.

A leading embedded financing platform is seeking a Regulatory Compliance Analyst to support the compliance framework and monitor regulatory risks. The ideal candidate will have 1-3 years of experience in regulatory compliance, strong analytical skills, and an understanding of FCA regulations. This r

A leading global organisation in the UK is looking for a Regulatory & Compliance Advisor to oversee trading activities and ensure compliance with regulations. The successful candidate will collaborate with various teams, develop compliance policies, and lead initiatives to mitigate compliance risks.

URBN is looking for a Manager of Regulatory Compliance to join the Global Trade and Compliance department. The ideal candidate will have a Bachelor's degree, experience in regulatory compliance, and excellent communication skills. This role is vital in ensuring compliance with EU and UK regulations,

Represent Inmarsat in external regulatory forums such as the IMO, IMSO, IHO, WMO to ensure continued compliance and strategic alignment of Inmarsat Safety Services. The primary purpose is to ensure Inmarsat’s continued compliance and delivery of consistently high-quality satellite communication se

A leading digital bank in the UK is seeking a technical regulatory compliance manager for its Information Technology Risk Management Team. The ideal candidate will ensure compliance with industry regulations, support operational resilience, and play a vital role in risk assessments and compliance au

A leading asset management firm is seeking an Associate Vice President in their Compliance team to oversee regulatory compliance and support operations in the UK and EU. Responsibilities include executing compliance obligations, preparing regulatory documentation, and collaborating with various team

Compliance Officer to support a culture of compliance and good governance in their Global Compliance team. This role involves managing the Complaints Management Framework, ensuring timely and accurate regulatory returns across various jurisdictions. Candidates should have experience in the insurance

The team operates globally and focuses on monitoring, analyzing, and advising on regulatory developments, responding to proposals and consultations, supporting the implementation of regulatory-driven operational and policy changes, and addressing regulatory matters arising from Oracle’s sales, mar

Director (Regulatory, Compliance & Risk). Experience of leading project and/or in‑house teams on regulatory change, compliance and/or risk. Alpha’s Regulatory Compliance & Risk practice.

Assistant Administrator – Tax Compliance and Regulatory Reporting. The role sits within the Tax Compliance and RegulatoryReporting team comprising of 16 members based in Jersey, Mauritius, BritishVirgin Islands and the UK London office. Adhere to Risk & Associated Compliance procedures in relation

A leading telecommunications company based in Greater London is seeking a Regulatory Compliance Expert to champion compliance capabilities and manage engagement with regulatory authorities.

Insurance Risk Consulting has a dedicated Regulatory Compliance team focusing on conduct regulation and everything in the realm of the Financial Conduct Authority (FCA) and regulatory reporting overseen by the Prudential Regulation Authority (PRA). Our services are very much aligned to the FCA's and

The Principal, Financial Crime and Regulatory Compliance is a senior role responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, Sanctions compliance, ES

Medicines and Healthcare products Regulatory Agency is seeking a Devices Regulatory Specialist for a full-time, permanent position based in Canary Wharf, London. This role involves developing and implementing the future regulatory framework for medical devices and providing expert regulatory advice

A global financial services group is looking for a Regulatory Reporting Business Analyst to shape regulatory reporting outcomes. In this role, you will work closely with various teams to analyze data and transform complex regulatory obligations into actionable requirements.

A leading legal services provider in Park Central seeks a Paralegal specializing in regulatory and compliance issues.

This role involves monitoring global regulatory disclosures, conducting compliance checks, and maintaining compliance registers. A financial services firm in London is seeking a Compliance Analyst to provide regulatory support. Ideal candidates have a university degree and 2-4 years of experience in