Trabajos risk compliance en London - Page 18Crear alertas

KYC Analyst | Financial Services | Consulting Careers | Law Consultancy | Graduate Opportunities | Risk and Compliance | AML Analyst | Due Diligence | Career in Consultancy | Hybrid Work | Legal Compliance Careers | Remote Work | Graduate Jobs UK | Entry-Level Consultant | London Jobs | Financial Co

Job Title: Chief Compliance Officer. Implement the Group Compliance Monitoring program based on regulatory risk assessments and the Corporate Defense Model. Advise senior management on compliance matters.

We are seeking a highly experienced Director of Compliance Operations to lead the first line of defence within ourOperations function. Proven leadership experience in compliance, operational risk, or resilience roles within banking or financial services, preferably in Payments Operations. The role i

Senior Associate – Cybersecurity Risk Analyst: BAS Testing and Risk Profiling (Global role – in a virtual working environment), south west london. Member Firms against real world cybersecurity threats. Reporting directly to the Director of Cybersecurity Programmes within our compliance workstrea

An exciting opportunity has arisen for a Director to join our Regulatory Compliance team (titled Investigations, Compliance & Privacy) in London, as part of our Risk Advisory practice. We are seeking an experienced, commercially astute and results-driven individual who has the ability to develop bus

You will collaborate with the WPP Chief Cyber, Risk and Compliance Officer (CCRCO), WPP CISO, Director of Cyber, Risk and Compliance, and WPP HQ Finance department heads to set the CRC function's vision and strategy, and manage escalations for technology operational risks, compliance, audit, BCP, an

You will lead and expand our Pricing Product Compliance and Risk program, assess compliance risks related to new pricing models, and oversee projects and decision-making processes, including:. We are leaders in developing new pricing strategies to minimize fees, avoid cross-subsidization, and ensure

The Head of Finance will provide strategic financial leadership to the CEO, Board and senior colleagues, oversee a high-performing finance team, and take responsibility for financial planning, compliance, audit, and risk. Provide leadership for the Finance, Audit & Risk Committee. Job Description L

We/re an inclusive, dynamic, exciting, and ever evolving business built on doing the right thing and bringing exceptional quality, value, service to every customer, whenever, wherever and however they want to shop with us. Here are some of the benefits we offer that make working for M&S just that li

To ensure appropriate control effectiveness and development, the Market Abuse Risk Assessment (MARA) team performs annual risk assessments and real-time change management reviews to assess the likelihood of risk impact and surveillance effectiveness enhancements to the MSC program. YOUR IMPACTLead d

Job Description Title: Tier 2 Fire Risk Assessor We are recruiting a Fire Risk Assessor with strong fire safety experience and Tier 2 registration to join a leading fire safety and compliance team. The successful candidate will conduct comprehensive fire risk assessments ensuring full fire safety

Drives internal processes including; development of communications, account management, approval requests and contract negotiations, compliance and risk management. Qualifications You’ll NeedThe Basics** Bachelors degree in Business Administration and Management, Finance, Marketing or related Paym

Job Description Risk and Compliance Manager Salary range: £35,850 - £38,105 (London) / £31,994 - £35,000 (National) Hours: 35 hours per week Contract: Permanent Benefits: - 27 days annual leave + statutory holidays + three closure days over the Christmas period.

Perform risk assessment analysis, including but not limited to, documentation of Inherent Risk, Control Suite and Residual Risk rationales through internal systemsLead monthly calls with Line Compliance and MSC stakeholders to review MARA change management analysisWhere applicable, help to prioritiz

Team OverviewThe Y TREE Risk diversity of thought, culture, backgrounds and perspectives.

The Head of Finance will provide strategic financial leadership to the CEO, Board and senior colleagues, oversee a high-performing finance team, and take responsibility for financial planning, compliance, audit, and risk. Job Description Location: West London (Hybrid working after probation) Salary

The Successful Applicant A successful Risk and Compliance Paralegal should have: - LPC/BPTC qualified or equivalent - DSAR experience essential. What's on Offer - Risk and Compliance Paralegal for a reputable professional services firm. If you are looking for a challenging yet rewarding role as

Direct Line Group is an equal opportunity employer, and we think diversity of background and thinking is a big strength in our people. Leading and managing the implementation of business control changes and improvements in line with business requirements. Where required lead and contribute to govern

Support the completion of the annual Financial Crime Risk Assessment (FCRA) and contribute to the MLRO report. Maintain and update second-line financial crime policies and training materials. Strong background in financial crime compliance within a second-line function.

As Head of Actuary, you’ll shape policies, refine Reserving and Solvency II processes, and ensure compliance and financial stability. Responsibilities include developing actuarial models, performing risk assessments, preparing reports for stakeholders, and advising on underwriting and reinsurance

Management Consultant - Non-Financial Risk Specialist (Operational Risk - Enterprise Risk). Promote a compliance culture by proactively identifying and addressing compliance risks, raising awareness of compliance matters and encouraging adherence to applicable laws and regulations.

We also supply legal business support roles including Finance, Risk & Compliance, HR, Marketing, Business Development, IT, Knowledge Management, Secretarial, Team Management, Reception, Executive Assistants, EA & PAs, client hospitality staff, legal assistants, legal administrators, paralegals, and

We are working with a leading general insurance group to recruit a Financial Risk Manager to support their Risk & Compliance function at group level. Reporting to the Head of Financial Risk, this newly created role will play a key part in providing 2nd line oversight of financial risks across the bu

With a rapidly growing business in Europe and against the backdrop of ever evolving regulatory requirements, we are seeking a highly experienced regulatory compliance professional to lead our European Conduct office, drive and own our Conduct Risk Framework, manage the Individual Accountability Regi

Share leadership of conduct responsibilities with the Senior Compliance & Conduct Manager, serving as a key point of contact for conduct-related queries (e. Support the ongoing operation, maintenance, and enhancement of the Conduct Risk Framework, including systems and procedures for managing Conduc

We are looking for two Risk & Compliance Analysts to join the team. Investment Banking Analyst (Analyst 2) FIG M&A. Assisting the wider Risk & Compliance Team as needed.

As an Onboarding Team Leader at Equals Group, you will play a crucial role in managing a team responsible for performing KYC checks and conducting risk assessments on new business and personal customer applications You will oversee day-to-day onboarding activities, ensuring compliance with AML regul

Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk, prudential, and central functions. Our Financial Crime Risk Team is responsible for managing and overseeing financial crime risk. You will act as the first point of contact

The primary focus is on ensuring compliance with all regulatory requirements (principally Audit Regulations, Ethical compliance, ICAEW Practice Assurance and Designated Professional Body (investment business) regulations and oversight of the firm's enterprise risk management (ERM) framework. Join th

As Head of Risk and Compliance and MLRO (UK Office), you will lead the development and execution of the firm's compliance and risk management strategy. Head of Risk and Compliance & Money Laundering Reporting Officer (MLRO) (UK Office). You will be part of the UK-based Risk and Compliance function,

Senior Risk & Control Managers are responsible for leading risk business partnering for one or more areas across Customer Operations to foster a risk-based decision making culture, provide guidance on regulatory compliance in conjunction with Monzo's second line of defence and advise on correct gove

To ensure appropriate control effectiveness and development, the Market Abuse Risk Assessment (MARA) team performs annual risk assessments and real-time change management reviews to assess the likelihood of risk impact and surveillance effectiveness enhancements to the MSC program. The MSC team cons

Reporting to Chief Risk Officer, the role will be responsible for assisting with the embedding of the Groupwide Risk Management Framework (RMF) and its components within Lync Wealth Management as appropriate.This would include elements of Risk, Compliance and Finance Crime Prevention.Support the Chi

As Head of Financial Markets Conduct & Compliance, reporting to the Director of CIB & BCB Conduct and Compliance, you’ll lead on the approach and implementation of compliance risk management policies, risk appetite, and control objectives to enable the delivery of client, regulatory and business s

This role ensures that external partnerships uphold Howden’s security, compliance, and operational standards, and supports the development of a consistent, scalable third-party risk management (TPRM) framework. Risk Assessments:Assist in conducting risk assessments for new and existing third-party

UAE, Türkiye, South Africa, Nigeria, or Saudi Arabia, ).

Technical skills including knowledge of risk management frameworks and control processes, plus a working knowledge of core business processes relating to HR, Finance and Compliance. Senior Consultant, Process & Controls, WAM. Our Internal Audit & Controls team aims to provide confidence to our clien

Fire Engineer / Fire Engineering / Fire Strategy / ADB / BS 9999 / BS 9991 / IFE / IFSM / Chartered Fire Engineer / AIFireE / MIFireE / CFD Modelling / Fire Safety Design / Building Safety Act / Fire Safety Compliance / Fire Safety Consultancy / Fire Risk Management. The Lead Fire Engineer will also

The firm’s Compliance & Risk team, led by the firm’s General Counsel Susan Rosser, includes 9 lawyers and 3 paralegals advising on all aspects of legal risk, including financial crime compliance, claims, complaints, insurance, engagement terms, contracts, conflicts, data privacy, SRA STaRS compl

The Regulatory & Compliance Risk SVP will be a part of the Regulatory & Compliance Risk, Services Controls Regulatory Management organization and will collaborate with stakeholders to manage various key Compliance Risks for the Global Services Organization. Represent the Services business on Enterpr

Scope of Work for SAP GRC Consultant (Functional). Pre-requisite for SAP GRC Consultant (Functional). Good knowledge and hands-on experience in using the SAP Authorisation or GRC (Governance, Risk and Compliance) tool.

Recent experience of undertaking a similar role such as Fire Risk Surveyor, Fire Risk Assessor or Fire Safety Officer. To ensure full compliance with health and safety legislation, candidates applying for this role must be qualified to Fire Risk Assessor Level 4 (FPA) or currently undertaking the qu

Fantastic opportunity to join a Leading Lloyd’s Broker as an Assistant to the Head of Risk & Compliance.Location: Preferably Southend, with London also available.Sector: Insurance – Compliance Officer.An established Lloyd’s broker, with offices in the City and Southend, is seeking an Assistant

Assurance Manager, Risk and Compliance Solutions (UK and EU).Shape the Future of FinTech Compliance at Amazon.Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Assurance Manager to join our UK and EU tea

Prior 3+ years’ experience in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment Compliance. Create, maintain, and implement compliance-related policies; conduct internal compliance reviews, and per

As a Regulatory Change Analyst, you will play a crucial role in supporting the Head of Risk & Compliance. The ideal candidate for this Regulatory Change Analyst position brings 3+ years' experience in a regulatory compliance or related consultancy role. You will also ensure that the Regulatory Updat

The role involves advising and supporting fee earners and business functions on client matter conduct including client care, conflicts, anti-money laundering, sanctions, file management and ensuring that risk and compliance checks are completed in good time.The role entails carrying out background a

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Compile and deliver compliance training to the business (Executive Management included). Help with the oversight and ongoing monitoring of Line One processes, identifying where remediation activity may ensure complianc