Trabajos risk compliance en Reino Unido - Page 13

SMCR, MIFID, MAR Experience of working within a medium sized financial services firm Experience of dealing with various different stakeholders (Front Office, Legal, CoSec, Risk, Front Office, IT, Finance, HR, etc) Experience of supporting the day-to-day operations of a Compliance Function Desirable

Regulatory Compliance Ensure full compliance with key regulations including ISQM (UK) 1 and 2, ICAEW Practice Assurance, UK Money-Laundering Regulations, and GDPR. Ideally, ACA or ACCA qualified with 10+ years in audit, risk, quality or compliance within a UK-regulated accountancy firm. Proven exper

Coordinate and manage the remediation of audit, compliance or risk findings Maintain risk logs, incident registers, and ensure timely resolution of control issues and regulatory requirements Keep abreast with the regulatory laws and policies of the region Support & manage Regulatory activities in co

R99521About our BusinessLexisNexis Risk Solutions is the essential partner in the assessment of risk. You can learn more about LexisNexis Risk at the link below,At LexisNexis Risk Solutions, we help organisations worldwide tackle complex Financial Crimes Compliance (FCC) and Anti-Money Launderin

Required qualifications, capabilities, and skills Bachelor's degree or equivalent experience Deep understanding of Markets Sales or Trading businesses Experience in operations, operational risk management, business controls, sales, trading, audit, technology, business management, or compliance in a

You will help ensure compliance with security policies, conduct regular security health checks, and work closely with cross-functional teams to resolve security issues efficiently. Conduct vendor security assessments, evaluate third-party risk exposure, and perform periodic security audits to ensure

This pivotal position will ensure operational excellence and drive business growth within one of our core services areas Working across a variety of projects both autonomously and as part of a wider team, tasks you will be required to undertake as part of your role include (but are not limited to):

Oversee planning, execution, and delivery of projects related to market risk, credit risk, operational risk, and regulatory compliance, working with individual Project Managers as appropriate. Strong understanding of risk management functions, including market risk, credit risk, and regulatory compl

The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance. Coordinate regulatory intelligence sharing across compliance teams. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done.

Advice on customer promotions, incentives and contractual arrangements in order to ensure legal compliance and appropriate risk profiles. Advice on customer promotions, incentives and contractual arrangements in order to ensure legal compliance and appropriate risk profiles. Will primarily be respon

Key Responsibilities*** Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory issues for senior management,

Join to apply for the Principal GRC Engineer role at AI Security Institute. Role Summary Own and operationalise AI Safety Institute’s governance, risk, and compliance (GRC) engineering practice. Working for AI Security Institute There are additional information and governance statements applicable

Cybersecurity & Risk Engineer to support mission-critical NATO operations. This is a hands-on cybersecurity position that combines technical vulnerability analysis with security accreditation, compliance, and risk assessment for deployable communications and information systems (CIS). Ensure systems

Head of Audit- Global Risk, Legal & Compliance, HR. Head of Audit- Global Risk, Legal & Compliance, HR. This is a unique opportunity to lead and further develop a state-of-the-art audit function within the GIA framework for AXA XL for the Global Risk, Legal & Compliance and HR functions.

Requirements · Proven experience within Governance, Risk and Compliance · Proven experience within Insurance or a broader financial services · Proven experience managing multiple third party vendors · Understanding of information security, infrastructure and engineering · Must have right to wor

Key skills: Skills & Experience Operational Risk & Compliance Expertise: 5+ years' experience in operational risk management, compliance, or governance within financial services or other highly regulated sectors (e. Risk Framework Proficiency: Working knowledge of recognized Risk Management Framewor

Cybersecurity GRC Compliance Principal page is loaded## Cybersecurity GRC Compliance Principallocations:. Role/ Department:**This role will sit in the Cybersecurity Governance, Risk and Compliance (GRC) team within Northern Trust’s Technology function (1st Line of Defense). The Cybersecurity GRC C

We are a global quantitative multi-strategy asset management firm, with a global investment focus and team.We are seeking an experienced Head of Risk to lead the firm's global fund risk management function, ensuring comprehensive risk oversight and reporting in full compliance with regulatory standa

Taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports Work with stakeholders to identify compliance risk areas and vulnerability. This role reports to the Head of Risk Management and will be responsible for managing risks associated with

A successful VP - Financial Crime Oversight and Control should have: Proven expertise in financial crime compliance within financial services. The VP - Financial Crime Oversight and Control will lead and manage regulatory change initiatives within the risk and compliance department, ensuring alignme

As the Senior Product Marketing Manager, you will drive a technology‑first, data‑driven marketing engine that powers growth across QUOODA (compliance SaaS) and Ark Workplace Risk (risk and safety consultancy). At Ark Workplace Risk, we empower our clients to confidently manage risk, compliance,

Financial Crime Compliance, Compliance Conduct & Ethics, Compliance Quality Assurance), and ensuring alignment of Compliance Risk Management across EMEA as far as possible. Assist and report on compliance engagement in regulatory and compliance programs (including OneCompliance NEXT). Key responsibi

Advice on customer promotions, incentives and contractual arrangements in order to ensure legal compliance and appropriate risk profiles. Support with contractual arrangements to ensure compliance (e. Ability to translate legal requirements in a way that can be easily understood by the business.

Develops and implements approach to supply chain / raw materials traceability and chain of custody by connecting to existing enterprise and supply chain risk management frameworks Supports digital enablement of tools and processes to gain upstream visibility to meet regulatory compliance, sustainabi

Platform team tasked with hardening our security stance and keeping taktile safe from all cybersecurity threats. Familiarity with DevSecOps and integrating security in CI/CD. Deep understanding of security controls, risk management, and compliance.

Drive development and enhancement of payments products and services across cross-border segments. Oversee incident management related to cross border payments in partnership with risk, technology, and compliance teams. Join to apply for the UK/Europe Cross Border Payments Product Manager, Director r

This role will drive key talent priorities, including onboarding and offboarding, total rewards, HR systems and analytics, risk management and compliance, and supporting growth through international expansion and M&A activity. Deep knowledge of HR best practices, with the ability to ensure complianc

Coopman Search & Selection are delighted to partner exclusively with a leading global Trading firm who are looking to hire a Legal Counsel into a newly created role. The company trade financial instruments across various asset classes, including equities, options, and futures. In this role you will be responsible for ensuring that the organization’s operations are conducted in compliance with legal requirements, company policies and ethical business practices. You will also act as a business partner, providing legal support and advising across various departments. Key Responsibilities: • Contract drafting, reviewing and negotiating agreements, including commercial-, inter-company-, IT/IP-, and procurement agreements, as well as trading and technology related agreements, • Corporate housekeeping, including drafting corporate resolutions and UK Companies House and contract management filings, • Collaborating with and advising various departments, including Trading, Technology, Risk & Compliance, Finance, HR, and Procurement, • Monitoring developments and implementation of relevant new legislation Experience Required: • A minimum of 3 years experience at a Law Firm and/or In-house, • Demonstrable knowledge of and experience with Contract Law, and preferably with UK Corporate Law, • Motivated, proactive with a hands-on mentality and a strong sense of urgency, • Strong and confident communicator, • Ability to act independently and perform successfully in a fast paced, technology driven and at times high-pressured environment For a confidential discussion or for further information, please get in touch with As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.”

Collaborate with 2nd line risk and compliance teams to ensure robust governance and reporting.

What you’ll do Your key accountabilities will include Own and maintain the People Team risk register, lead quarterly risk reviews with stakeholders, and prepare summaries for the People Leadership Team Manage compliance reporting and risk actions using platforms like SureCloud; prepare Audit Commi

Be among the first 25 applicants This range is provided by InterQuest Group. Direct message the job poster from InterQuest Group Recruitment Consultant- Risk, Regulation and Compliance. Job function Finance Referrals increase your chances of interviewing at InterQuest Group by 2x Get notified about

Liaising with HMRC on tax governance related matters You will also be involved in: Leveraging tax technology to improve risk management and compliance processes. Our Tax Governance & Risk Management Team is a fast-growing part of our Tax practice with a diverse client base ranging from PE-backed, ow

Apply now We are retained by a continually evolving wealth management business that seek a Head of Risk & Compliance to join the business and continue the evolution of the Risk & Compliance function. Duties & Experience required include: 10 years Risk & Compliance experience, working within a simila

Building security champions programs. Security Engineer, Governance, Risk and Compliance. Establish security architecture patterns, guidelines, and libraries.

Take comprehensive responsibility for fund operations, including but not limited to: fund accounting, valuations, investment risk oversight, compliance monitoring, day-to-day fund services activities, and fostering a culture of continuous improvement across fund services operations. MBA/CFA (desired

Role Overview We are seeking a highly motivated and experienced Senior Manager of Risk to lead our cyber risk and third-party risk management functions within the Cyber Governance, Risk & Compliance (GRC) team.

Business Travel Consultant - Expression of Interest — Greater London, England, United Kingdom, 1 day ago Senior Business Travel Consultant (Out of Hours) — London, England, United Kingdom, 1 week ago Senior Product Compliance and Risk Manager - LATAM — London, England, United Kingdom, 1 week a

Regulatory Compliance & Risk Management: Design, develop and implement the UK compliance framework that aligns with long-term organisational goals and adhere to FCA regulations and guidelines;. Minimum 5 years as a Chief Compliance Officer in a financial institution and 8 years (+) in general regula

We're currently working with a fabulous international law firm looking for a risk and compliance lawyer to join their Global Compliance function. This is a fantastic opportunity for a qualified lawyer to work with an incredible global compliance function, learn from leaders in the space and gain gre

Risk & Compliance Director | UK Risk Consulting | FCA Regulation | Prudential Regulation | ICAAP | Basel IV | MiFIDPRU | ESG | Operational Resilience | Risk Frameworks | Governance | GRC | Regulatory Advisory | Financial Services Consulting | Risk Transformation | Regulatory Strategy | Compliance Le

We would like you to have: University or equivalent qualification Solid compliance, audit or risk management experience, preferably in a financial services company Demonstrated Interest in Data Driven auditing/assurance Solid understanding of control processes and systems Strong ability to identify

Overview Delaware North UK is hiring a casual Profit Protection Compliance Manager to join our Match Day team across London stadia sites including Wembley Stadium, London Stadium, and Emirates. The role supports the Profit Protection Manager in delivering event day Profit Protection and Risk & Compl

This role will drive key talent priorities, including onboarding and offboarding, total rewards, HR systems and analytics, risk management and compliance, and supporting growth through international expansion and M&A activity. At Dataiku, you'll be part of a journey to shape the ever-evolving world

Key Responsibilities: Define and deliver the cyber security strategy aligned with business and regulatory needs Lead risk management, governance, and compliance (PCI DSS v4, ISO 27001, SWIFT CSCF preferred) Oversee incident response, threat intelligence, and business continuity planning Drive infras

Motivating and leading a risk and compliance team to put a robust risk framework into practice, managing escalations and syndicate compliance across the organisation. The Uber Payments UK (UPUK) Chief Risk and Compliance Officer (CRCO) role is a leadership position in the UK payments team with respo

Overview Join to apply for the.This role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions, acting as a business advisor and enabler.Work closely with the Broking Teams, Operations and other key stake

Strong understanding of risk management functions, including market risk, credit risk, and regulatory compliance. KEY RESPONSIBILITIES Programme Management: Lead and manage the Bank EMEA Risk Management change pillar, ensuring alignment with strategic business objectives. Oversee the planning, execu

Professional auditing qualification, or similar risk or compliance credentials. Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent. Assurance Manager, Risk and Compliance Solutions (UK and EU).