Compliance manager jobs in Richmond - Page 3Create job alerts

Compliance & Governance - Keep us up to date with UK employment law and global best practices ... Strong experience managing end-to-end Employee Relations cases with a commercial and pragmatic ...

Contribute to reports for management and the Board on compliance matters, highlighting any major risks. What you will need * At least 5+ years of directly relevant generalist compliance & financial ...

Core responsibilities include designing, implementing, and managing compliance policies and procedures, providing regulatory advice to investment professionals, and collaborating with legal and ...

The ideal candidate will be a detail-oriented, hard-working, confident self-starter with strong interpersonal, project management and organizational skills, experienced in the regulatory compliance ...

One Ten Associates are partnering with a multi-strategy fund management firm that is looking to hire a Compliance Generalist within their London team. Reporting directly into the Head of Compliance ...

Manage internal and external regulatory reporting * Deliver compliance training across the business * Lead and advise on compliance projects and product launches * Manage relationships with external ...

The Role Compliance Generalist - Hedge Fund Compliance Consultancy (looking for someone with boutique Hedge Fund, or Asset Management "Generalist Compliance" experience) Martis Search are ...

Manage compliance related SpeakUP investigations relevant to our sugar business unit * Support various compliance projects implemented across the business * Consistently engage with the businesses ...

Regulatory risk management: * Compliance and Regulatory reporting: * Regulatory developments: Capture any changes in the regulatory environment relevant to the firm. Act as the internal subject ...

Market Operations Manager - London, UK "Global Futures and Options Ltd (GFO-X)", a UK FCA ... Compliance, Trade Surveillance, Finance and Risk, Technology, and IT Support, as well as ...

... Ensure compliance with health, safety, and environmental standards, cultivating a safe working ... Manage OPEX and CAPEX budgets, procurement processes, and resource allocation to ensure cost ...

They are now seeking a Senior Compliance Officer to work in a European-focussed controls testing ... Escalating findings to management where required * Ad hoc project work, as required. Ideal ...

Lead pre-audit planning and oversee regulatory obligations in areas like asset and change management. * Build a future-ready compliance team tailored to the evolving needs of the business What You ...

Compliance Associate*** 🚀 Robert Half is partnering with a Wealth Management Firm based in central London for a forward thinking and proactive Compliance Associate to join the team. Role: This ...

Support to drive the embedding of ethics and compliance in the strategy, management and business practices of RED * Develop RED's programme in new markets RED is entering in APAC and any new ...

Senior Compliance Marketing advisor Our client are a leading Institutional Asset Manager Role summary: Review print and digital promotional materials for quality and to ensure they meet regulatory ...

We are looking for the next wonderful individual to join our team of MIS & Funding Compliance ... manager, please call Sam at WeDoData or apply immediately. If this role isn't quite right please ...

Keep up to date with changes in mortgage laws and regulations, ensuring management and staff are informed of relevant updates. * Work closely with teams across the business to address compliance ...

To take responsibility for and to manage all direct tax reporting compliance requirements for a group of markets within the Europe region. * To provide advice on any tax related issue, coordinating ...

AML & KYC Management: Assist the MLRO in client onboarding, maintaining client files, and ensuring AML and KYC procedures are fully compliant. * Regulatory Change Management: Lead initiatives related ...

This pivotal role involves managing the compliance team, overseeing regulatory adherence, and developing key management systems. The ideal candidate will have a strong background in compliance within ...

Permanent Job Summary * Compliance Monitoring, Testing and Assurance * Executing the agreed ... Producing appropriate reporting and management information for Governance, * Assisting the BWRA ...

MIS & Funding Compliance Officer • Are you driven by supporting others to achieve their career ... The National College of Education (NCE), The National Centre for Leadership and Management (NCLM ...

Risk Management: Identify and manage legal and compliance risks across the organization, implementing corrective action plans as necessary. Training and Education: Conduct training sessions on ...

Manager - Compliance and Financial Crime Transformation About the Firm: Our client is a boutique consulting firm specializing in compliance, financial crime, and Know Your Customer (KYC)/Anti-Money ...

Senior Counter Fraud Compliance Manager 6 months £500 - £600 per day (Inside IR35) London - Hybrid (1 day per week onsite) We have an urgent opening for a Senior Counter Fraud Compliance Manager to ...

Gleeson Logistics are exclusively partnering with a Top 15 Financial Services & Accounting business in their search for an experienced Customs & Trade Compliance Manager, leading their London Customs ...

PAYE Inside IR35 Quality Risk & Compliance Manager Excellent understanding of the regulatory issues for the Pharma industry Demonstrable experience of successfully managing an IT Quality function in ...

Health & Safety Compliance Manager - Corporate Estate Location: London Contract Duration: 6 Months Job Purpose: This role is responsible for developing and implementing policies and procedures ...

The Senior Compliance Manager role will collaborate closely with the Head of Risk and the Director of Risk (who also serves as the firm's COLP, MLRO, and MLCO) to advise on a broad range of legal ...

Manage payroll and monthly payments ... Compliance and Internal Controls: * Ensure adherence to accounting standards and company policies

Health, Safety & Compliance Manager 12 Month FTC Location: London Salary: £60,000 + Benefits We are thrilled to partner with a prestigious commercial and residential property management organisation ...

Provide expert guidance on employee relations matters, performance management, and compliance with employment law, fostering a positive and inclusive workplace culture. * Talent Acquisition and ...

Maintain and update site documentation, ensuring compliance with evolving processes. * Collaborate with Property Asset Managers to support coordinated building management and project delivery

"Excellent fund performance and a solid compliance culture." Rapidly growing entrepreneurial global asset manager is looking to hire a marketing & distribution officer for a greenfield role. Joining a ...

This role involves managing staff, coordinating patient care, and ensuring smooth clinic operations, with a strong focus on compliance with CQC standards and delivering outstanding patient care. Key ...

Supporting the management of consultants and contractors on client projects Suitable Candidates will have... * Regulatory Compliance experience in the Retail Banking/Lending space * Excellent ...

Manage office supplies, equipment, and vendor relationships, ensuring cost-effectiveness ... HR & Compliance Support: * Assist with HR administration, including maintaining personnel records ...

Senior HR Compliance & Governance Manager- EMEA Permanent London - hybrid c. £120,000 + Bonus & Benefits Middlemore have partnered with an excellent, global financial services firm for the hire of a ...

Responsible for monitoring the provision of Compliance Certificates and other Information ... Manage the timely completion of CDD reviews within the deadlines stipulated by the CDD Department

As Transport Shift Manager you will be supporting the operational activities of a busy team including with responsibilities across people management, compliance, and H&S. * Ensuring all drivers are ...

Compliance, due diligence and Health & Safety are core components to the role, and you will need to demonstrate the ability to manage all areas of operational compliance. Hands on approach: The ...

These include managing a portfolio of clients, ensuring compliance with statutory requirements, and providing expert advice on corporate governance matters. The position also involves overseeing ...

Guest Relations Manager Location: The Quarters by Bravo, Croydon, CR0 9BN Reports to: General ... Be aware of all premises operations and uphold general oversight of safety and compliance measures

Governance, Risk and Compliance Manager. (GRC Manager) About the Role: The GRC Manager is a senior role within the Information Security team, responsible for maintaining and improving governance and ...

All supported by our commitment to safety, compliance, and assurance. Our partnering approach ... The Facilities Manager will assist in overseeing all facilities management services, managing both ...

Health & Safety compliance * Yearly accreditations * Staff welfare management (Pensions, Healthcare, Sickness) * Engineer rota and holiday log Fleet & Insurance Management * Booking vehicle repairs ...

Head of Compliance Location: Flexible / Hybrid Working Available About Our Client ... Our client is an expanding Managing General Agent (MGA) with a strong track record of delivering ...