Regulatory compliance jobs in London - Page 26Create job alerts

Key Requirements: - Provenexperience leading data strategy and transformation initiatives -You would have worked in a financial services environment -Knowledge of regulatory compliance within data environments - Youare able to start ASAP - Strong background in cloud technologies,particularly Azur...

Their Markets business is doingexceptionally well and they want to hire a compliance lead as aresult; this person will truly be making an impact from day one. You’ll be: - Horizon scanning, policy drafting and implementing newcontrols - Regulatory and transaction reporting - Developingframeworks ...

This is a key role that involves managing regulatoryreporting submissions to the PRA and overseeing the regulatoryreporting software. Reporting to the Regulatory ReportingAccountant, you will be leading the department's day-to-dayactivities and ensuring compliance with key financial regulations. ...

Regulatory Compliance Analyst Investment Management(Renewables) Circa £60k London - Hybrid Min 2-3 years experiencewithin an Investment Manager or Consultancy We are currentlysupporting a leading renewable energy investment firm in theirsearch for a Regulatory Analyst to join their expanding Gove...

They provide complianceadvice and complete the compliance monitoring program. Experience Required Relevant experience workingin-house at an FCA-regulated firm or in a compliance consultingrole; Experience in the relevant regulatory environments includingbut not limited to AIFMD, and MiFID, and a ...

Work collaboratively on tasks with other members of theCM team and the wider Compliance department, where applicable; -Where requested, provide input into relevant technology solutionsacross aspects of the Compliance function; - Prepare MI (e. The role is required to helpensure the Compliance Mon...

Assisting in training the London branch on regulatorychanges ▪ Assisting with regulatory reporting ▪ Assisting withCompliance Monitoring Core Responsibilities ▪ Support the team withcompliance monitoring reviews. Assist the Compliance team withday-to-day support to the London Business on all r

You will lead monitoring reviews, implement policies,provide compliance training and regulatory advice and review andapprove financial promotions. We are looking for 4+ yearscompliance experience within consulting, regulatory hosting,in-house or at the FCA, with thorough knowledge of the FCA hand...

Regulatory Development: Horizon scan for newregulatory developments and ensure their implementation - RegTechUtilisation: Apply RegTech solutions where applicable to streamlineprocesses and enhance the value of compliance tasks - Support theregulatory strategy including communications with the Re...

The role is required to helpensure the Compliance Monitoring function is effective in itsduties as an independent second line of defence function to monitorand assess the adequacy and effectiveness of the Bank’s processesand controls to meet its regulatory obligations. Work collaboratively on tas...

TheSenior Platform Engineer will be responsible for improving thearchitecture, security, and operational workflows of the PayCreditapplication, implementing Kafka best practices.Their primary goalwill be to ensure peak performance, regulatory compliance, and asmooth, uninterrupted user experience...

Compliance Officer, Regulatory Change - London CompanyOverview: Our client is an active, global investment manager whohave a focus on both fixed income and equity markets.The firm iscommitted to maintaining the highest standards of compliance andregulatory adherence, ensuring that their operation...

As a LiquidityRegulatory Reporting-VP, you'll play a critical role in ensuringregulatory compliance and reporting accuracy - producing keyliquidity reports, enhancing process controls, and collaboratingwith cross-functional teams.Key Responsibilities - Produce andreview liquidity regulatory repor...

Senior Compliance Monitoring Specialist EachMonitoring Specialist will have clients ranging from investmentmanagers to appointed representatives.They provide complianceadvice and complete the compliance monitoring program.The roleoffers exposure to various investment strategies and regulatedactiv...

Undertake projectappraisals to ensure selected options achieve regulatory andfinancial compliance objectives - Manage feasibility,pre-construction and works delivery for all Major Works projectsExperience required: - Significant experience of project managingmajor works/planned preventative maint...

Proven ability toinstill a culture of compliance, promote sound corporategovernance, and engage effectively with the Board of Directors. Head of Compliance Investment Banking Circa £130k -£150k PLUS Bonus London Key Responsibilities: - Foster open andtransparent communication with regulatory auth...

Salary: £50-60,000 plus benefitsDuties will include:Development of compliance framework and policiesChampion compliance within a growing companyManage internal and external regulatory reportingDeliver compliance training across the businessLead and advise on compliance projects and product launch...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide general advisory services in connection with investment banking & financing activities. Train business units on conflict management, control room, in

Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies an...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide general advisory services in connection with investment banking & financing activities. Train business units on conflict management, control room, in

You'll be instrumental in supporting our European Legal Counsel, addressing a spectrum of legal domains including corporate governance, intellectual property, litigation, and regulatory compliance, thereby directly contributing to our strategic goals and operational excellence. As the In-House Le...

Act as subject matter expert and provide credible challenge and coordinate, as necessary, discussions between stakeholders across Citi’s footprint: Regulatory Reporting Contacts, the Business, Business Technology, Operations, Independent Compliance Risk Management (ICRM), AML Technology, and any ...

Monitor and record the Bank’s compliance with the legal and regulatory requirementsLiaise with the regulators as necessaryManagement of the Financial Crime and Compliance functionPrepare and present the MLRO annual reportBe an active member of the Executive Risk Committee. They are looking for a ...

The position holder is the focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regula...