Regulatory compliance jobs in London - Page 27Create job alerts

Drive constant improvements in how Moneybox delivers regulatory compliance, through how the Compliance team work, how we interact with other teams, and support those teams in their consideration, measurement and monitoring of compliance and customer outcomes. We are looking for a senior, experien...

Proactive consumer banking legal advice and support to the consumer banking division of the bank on a wide range of legal issues, including regulatory compliance, regulatory change management, consumer protection, and risk management. The Barclays UK Legal team is also responsible to the General ...

What you'll doAs Director, Regulatory Legal reponsible for the rapidly expanding EMEA region, you will be a valuable member of the global legal and compliance leadership team and will help our rapidly growing EMEA business navigate increasingly complex regulatory landscapes. About the teamThe Leg...

Hold SMF 16 and 17 functions, leading the compliance and financial crime prevention teamProvide expert advice on regulatory matters to senior management and the BoardManage relations with the FCA and ensure compliance with all applicable regulationsDevelop and maintain compliance and financial cr...

Primary responsibilities include monitoring compliance risk behaviours, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies a...

Regional Commercial Director – Regulatory ComplianceThe Team:This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. ...

Responsibilities include:Perform compliance and system audits to assess project compliance with applicable health and safety or environmental regulatory requirements, corporate standards, or management systems. Provide technical assistance on HSE compliance and HSE management system projects. Des...

Aiding the development, maintenance and implementation of compliance frameworks and policiesHelp with the second line horizon scanning process, ensuring that new regulatory requirements are identified, interpreted and communicated effectively to the businessConduct second line review and challeng...

Ensure key 1st line of defense controls and procedures to satisfy financial crime and compliance related legal and regulatory requirements are appropriately designed, implemented and where necessary, remediatedSupport engagement with external stakeholders - including regulators and monitors repre...

The GC will provide pro-active and strategic legal and regulatory advice to the Executive Leadership Team and the Board and be responsible for advising on the full range of legal issues arising within DCA, ensuring compliance with legal and regulatory requirements and DCA policies, procuring exte...

How you will fulfil your potentialProvide advice and compliance oversight to Transaction Banking personnel on client interactions/engagements, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issuesPartner with busine...

The successful candidate will be expected to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards. All colleagues will be expected to demonstrate the Bar...

Advise the business on applicable legal and regulatory obligations, identifying and rationalising legal risk and ensuring legal input to the internal governance and compliance processes. The Successful ApplicantA successful Senior Legal Counsel and Company Secretary should have:A qualified solici...

Compliance:Define and implement a comprehensive compliance strategy, ensuring that compliance practices support the company’s growth and operational needs whilst balancing risk and ensuring regulatory compliance. About the role:We are seeking a strategic and experienced SVP of Compliance & Risk t...

As a member of our Legal team, you will be at the forefront of navigating the complex legal landscape to support our growth and innovation. At the heart of this journey is our Legal team, a cornerstone of DeepL's commitment to ethical practices and regulatory compliance. Our mission is clear: to ...

Support Compliance Head in establishing, maintaining, and delivering a cross product UK Regulatory compliance governance and oversight program. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requireme...

Ongoing enhancement and maintenance of the Compliance Monitoring Programme to ensure adherence to all applicable regulatory obligations. Ongoing review and implementation of Compliance policies and procedures, assisting with the reconciliation and review of all regulatory reporting requirements (...

You will contribute to the build and development of Plum’s compliance framework, enhancing Plum’s compliance culture and support the Group Head of Compliance and MLRO in planning, determining priorities and supporting the liaison between the various teams within the group, the company and regulat...

ROLEReporting to VP Legal, the Head of Compliance has overall responsibility for ensuring compliance with our Code of Conduct and Company Policies. WHAT YOU'LL DOImplement an effective compliance program across various compliance areas to ensure adherence to applicable legal and regulatory requir...

What you will be working onOverseeing compliance with all tax, statutory, and regulatory requirementsAct as project lead for all Finance GEO ExpansionWorking on equity reconciliationsProduction and maintenance of group transfer pricing methodology including modeling and liaising with external adv...

As a key liaison between clients and insurers, the Claims Executive will ensure that property claims are handled with the highest standards of service, in compliance with regulatory requirements.Interested in this role You can find all the relevant information in the description below.PermanentKe...

We are looking for an experienced Group Financial Controller to manage all aspects of global financial management, including corporate accounting, regulatory and financial reporting, UK and group aspects of international tax compliance, improving processes and controls, and driving automation. Ap...

NEW CFO position available at West End law firm to oversee the firm's finance team and ensure compliance with regulatory requirements.The ideal candidate will manage financial operations, supervise staff, and maintain key registers, while also handling complex issues and being a trusted advisor t...

Proficient understanding of global compliance requirements and regulatory systems. We offer a comprehensive range of compensation, perks, and benefits including:. Global Director of Compensation & Benefits.