Regulatory compliance jobs in London - Page 28Create job alerts

As Deputy Head of Audit, you will work closely with the Head of Audit to oversee audit engagements, ensure compliance with regulatory standards, and drive the growth and development of the audit practice. I am working with a rapidly expanding mid-tier accountancy practice based in London, highly ...

The successful hire will play a key role in supporting iCapital’s UK business by handling and supervising regulatory and compliance matters (working alongside our in-house Legal and Compliance professionals in London). Act as “UK Regulatory and Legal Knowledge Center” within the firm and trust

The Education Regulatory Compliance practice guides clients through the regulatory frameworks and helps to manage the legal challenges that they face. The team advises and represents Education providers and they are looking to expand their thriving regulatory compliance practice with a bright and...

Responsibilities include advising on fund formation, advising on regulatory matters such as AIFMD and other compliance reporting requirements, openness to learn and develop an understanding of US regulatory rules, as well as advising on ad hoc legal issues such as reviewing marketing legal issues...

Proficient understanding of global compliance requirements and regulatory systems. We offer a comprehensive range of compensation, perks, and benefits including:. Global Director of Compensation & Benefits.

Identifying regulatory compliance risks, escalating potential regulatory and policy breaches, and conduct issues to senior management;Conducting internal compliance training from time to time;Monitoring local regulatory and law changes and ensuring that all relevant parties and persons are advise...

Main Responsibilities:Trade monitoring to support compliance with the firm's regulatory monitoring requirementsAssist with the implementation of the new communications monitoring systemRegulatory horizon scanning for changes that impact the business, including both Regulatory & Exchange enquiries...

Group Head of Compliance Risk: This is an opportunity to join as a Leader in the Risk Function, and your mission will involve:. Developing the risk assessment frameworks, setting risk appetites, and improving processes around risk monitoring and mitigation for the different regulatory domains acr...

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. The general responsibility of the Head of Complianc...

Design and deliver periodic monitoring and surveillance reports and MI to the Head of Regulatory Compliance and the Compliance Committee. Design, produce and keep updated KPIs of monitoring and surveillance activities as well as monitoring the evolution of KRIs, escalating when differing from the...

The successful candidate will lead our growing Compliance team (currently numbering over 80 compliance professionals) to ensure continued compliance with all legal and regulatory requirements. The team is led by Walker's General Counsel and Chief Risk and Compliance Officer (based in our London o...

Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm; experience in area of focus; strong working knowledge of function/business/product and the related operations and financial requi...

Ensure compliance with regulatory requirements related to operational resilience. Stay abreast of current and emerging regulations affecting third-party risk management and operational resilience. Extensive experience in third-party risk management, operational resilience, regulatory compliance, ...

An excellent opportunity awaits an ambitious Associate to join an elite US law firm in their competition team in London.The team focuses on antitrust and competition law, along with international sanctions and other regulatory and compliance-related advice across a number of sectors, including fi...

Opportunity OverviewCORPORATE TITLE : Vice PresidentOFFICE LOCATION(S) : LondonJOB FUNCTION : Regulatory ComplianceDIVISION : Compliance DivisionOUR IMPACTOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s c...

Responsibilities:Responsible for the execution oversight and risk management activities of AML Regulatory Transaction Reporting (“RTR”) & AML Regulatory Non-Transaction Reporting (“NTR”), Suspicious Activity/ Transaction Reporting (“SAR/ STR”) across the United Kingdom, Europe, MEA (EMEA

We are seeking a highly skilled and experienced Remote Care Quality Commission (CQC) Manager to join a dedicated healthcare team. As a CQC Manager, you will oversee the quality and safety of care delivered across our services, ensuring regulatory compliance and driving continuous improvement. Pro...

Our Client Rutherford has been mandated on a senior compliance search for a large asset manager in London. The role will be tasked with leading the marketing compliance team across EMEA and APAC. Assist with regulatory developments and updating compliance policies. ...

Initially a standalone role, you’ll develop and implement Regulatory Compliance and Financial Crime Compliance frameworks, policies and procedures, managing and overseeing the firm’s compliance programme and ensuring adherence to all relevant legal and regulatory requirements. You’ll also have a ...

This is a really exciting role where you will be responsible for:Taking on the SMF 16 and SMF 17 remitProvision of technical advice, support & regulatory guidanceDevelopment & oversight of the annual compliance monitoring programmeReviewing and implementation of compliance policies & proceduresLe...

Possession of sound knowledge and experience of regulatory within the Real Estate sector and of interacting effectively with heads of businesses. An excellent opportunity has arisen for an experienced and enthusiastic Risk & Compliance professional to join and lead one of our Lines of Business pr...

Regulatory & Compliance EMEA - Vice President / Senior Vice President**. Senior Vice President and Vice President. Work closely with and provide advice to the Senior Management team in a complex and evolving regulatory environment.

As the Head of Finance, you will be responsible for leading the financial strategy, ensuring regulatory compliance, and driving financial performance in a fast-paced, tech-driven environment. Responsible for the day-to-day operations of the finance team. Work effectively, professionally and colla...

Drive constant improvements in how Moneybox delivers regulatory compliance, through how the Compliance team work, how we interact with other teams, and support those teams in their consideration, measurement and monitoring of compliance and customer outcomes. We are looking for a senior, experien...