Regulatory compliance jobs in Plymouth - Page 3Create job alerts

Spirehouse are recruiting for a Criminal Compliance & Regulatory Locum on behalf of a national law firm. The team handle a broad mix of inquests to include defending regulatory investigations and prosecutions conducted by bodies such as the HSE, Environment Agency, police, local authorities and othe

We’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and de

The ideal candidate will have over 5 years in compliance, with 1-2 years in a supervisory position. A global cryptocurrency exchange is seeking a Compliance Manager to lead and mentor their team of Geofencing Analysts.

Senior Compliance Consultant (Regulatory Compliance). We’re a leading Investor Services group offering end‑to‑end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. Design and implement risk‑based monitoring programmes and e

A well-established legal firm in the United Kingdom is seeking an experienced Legal Compliance Officer to ensure regulatory excellence. The ideal candidate should have a proven track record in legal compliance, expert knowledge of SRA Standards and Anti Money Laundering Regulations, and strong commu

URBN is seeking a Manager of Regulatory Compliance to join our Global Trade and Compliance department during a transformative era for international retail. Compliance Platform: Serve as a functional lead in the deployment of Digital Product Passports (DPP) and other initiatives using the new complia

Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape. Assist with ACA service offerings including, but not lim

A leading fintech company in the United Kingdom is seeking a Regulatory Compliance Manager to enhance their compliance processes and ensure adherence to UK regulatory obligations. The ideal candidate will have over 4 years of regulatory compliance experience and a strong understanding of the UK FCA

Contribute to SG SA, SGLB and SGIL Compliance policies and procedures framework by providing compliance expertise in the drafting of the Compliance policies and procedures relating to DFA falling under the team’s perimeter. Assist with regulatory enquiries from FCA, CFTC, NFA or SEC including acti

Responsibilities include providing advisory support, managing regulatory changes, and ensuring compliance training. Scotiabank is seeking a Senior Manager for Compliance Advisory in London, UK. This role focuses on ensuring compliance with regulations affecting Capital Markets and Global Wholesale O

The role involves leading the UK compliance framework, engaging with regulators like the FCA, and ensuring adherence to legal compliance requirements. The ideal candidate has over 10 years of experience in regulatory compliance within financial institutions, exceptional stakeholder management skills

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. We're looking for a Regulatory Compliance Assurance Manager who can look for ways to improve and optimise our finance and risk m

A leading insurance broker in London seeks a qualified Compliance Manager to enhance compliance advisory and regulatory reporting. You will also assist in developing training materials and ensure that all compliance procedures meet regulatory standards. The role requires strong communication skills

This hybrid role will involve providing specialist advice related to regulatory matters, ensuring compliance policies are updated, and assisting in the development of the Compliance Operating Model. Compliance Professionals is seeking a Senior Compliance Advisor to join their expanding banking Group

A financial technology company in Greater London is seeking a Senior Legal Counsel to advise on legal compliance around its financial features.

This role involves overseeing compliance workstreams for new regulatory authorizations, ensuring regulatory reporting accuracy, and acting as a regulatory advisor. YouLend Limited in London is seeking a Regulatory Compliance Manager to support the design and scaling of their global regulatory framew

Our client, a leading global organisation in the energy sector, is hiring a Regulatory & Compliance Advisor to oversee trading activities and ensure adherence to all relevant regulations. Regulatory & Compliance Advisor. This role is perfect for a forward-thinking professional with a strong backgrou

Cure Talent Ltd is seeking a Regulatory Affairs Specialist to join their Quality & Regulatory team. This role focuses on regulatory activities for a medical device manufacturer, ensuring compliance across the product lifecycle and multiple global markets. Ideal candidates will have proven experience

A leading consulting firm in the UK is seeking professionals in regulatory risk compliance to ensure adherence to regulatory requirements and assist clients in managing risks. You will provide compliance guidance and help navigate complex regulations effectively. This role requires a deep understand

A leading organization in regulatory affairs is seeking a Regulatory Affairs Manager based in the United Kingdom. Responsibilities include tracking employee training, maintaining regulatory documentation, and liaising with regulatory agencies. In this role, you will ensure compliance with federal, s

A leading biopharmaceutical organisation in the United Kingdom seeks a strategic leader for Regulatory Affairs to build a high-performing team and drive regulatory strategies aligned with business goals. The role involves overseeing submissions to health authorities, ensuring compliance with regulat

A leading financial services firm in London seeks a Markets Regulatory Legal Advisor (Vice President) to advise on regulatory compliance regarding derivatives and funding documentation. This role requires a qualified regulatory lawyer with at least 3 years of PQE. Candidates should possess strong an

Trading Regulatory and Compliance Advisor. Serve as the primary point of contact for regulatory bodies and manage regulatory inquiries and interactions. Act as a trusted advisor to senior management and front‑office trading teams on regulatory matters and upcoming regulatory changes.

Our leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulators’ evolving expectations and the business standards our clients seek. Experience of leading project and/or in-house teams on regulatory change, compliance and/or risk. Alpha’s Regulatory Compliance

A leading governance and compliance advisor is seeking a qualified individual to assist with compliance reviews and consulting services. This role provides opportunities for development while analyzing clients’ records for regulatory issues and drafting reports for clients.

You will join a supportive Client Service and Compliance team, advising on various risk and compliance matters. A respected regional law firm in North Yorkshire is seeking a Compliance Lawyer with over 2 years of post-qualification experience. The ideal candidate will have a genuine interest in comp

This role involves providing timely regulatory advice and guidance to the business, supporting regulatory change, and ensuring compliance with FCA and PRA standards. Jobs via eFinancialCareers is seeking a Compliance Adviser for a fixed term contract of 13. Candidates should have a degree and at lea

The role requires strong knowledge of cGMP and Quality Management Systems, and involves providing leadership in compliance and continuous improvement activities.

British International Investment is seeking a Head of Regulatory Compliance to provide strategic oversight and leadership within their regulatory function. This role involves overseeing compliance across various jurisdictions, creating control frameworks, and ensuring adherence to regulatory obligat

This role involves supporting the Administrative Manager in regulatory documentation and compliance tasks.

Key responsibilities include overseeing compliance with GMDSS regulations, developing safety services strategy, and engaging with international regulatory bodies like IMO and IMSO. RigNet is looking for a qualified individual to lead compliance and delivery of high-quality satellite communication se

The ideal candidate will conduct site inspections, supervise compliance, and prepare detailed documentation.

Compliance Manager: Conduct & Regulatory Reporting. The Group Compliance function at Convex ensures that we meet regulatory requirements across all product lines and countries within which we operate. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role

Argenta Group is seeking a Head of Compliance to lead the compliance framework across the Group, ensuring adherence to regulatory obligations while maintaining effective oversight. This role involves supervising regulatory submissions and advising senior management, along with engaging directly with

This London-based role involves supporting regulatory compliance in customer journeys and product governance across VodafoneThree brands. Three UK is seeking a Senior Counsel for Customer Regulatory Implementation and Delivery. The ideal candidate is a seasoned lawyer with deep telecoms knowledge an

Serve as the primary commercial voice of EMEA regulatory requirements to nCino’s Product team, tracking regulatory change across key jurisdictions, assessing product roadmap implications, and translating compliance complexity into actionable product requirements. Demonstrated ability to engage as

A leading insurance provider in London is seeking a Compliance Manager to oversee compliance activities and ensure adherence to regulatory standards. The successful candidate will possess relevant experience in compliance roles, particularly within the insurance market, and will take a lead role in

Data Protection/AI Regulatory Compliance/Data Governance. Regulatory Compliance Manager (AI & Data). We’re looking for an experienced Data Protection, AI, and Data Governance Manager to join our Compliance team and safeguard our high-growth trading entity.

You have experience advising, supervising or working for Financial Services clients in either a risk or regulatory capacity;.

Thames Water seeks a Regulatory Compliance Apprentice to help meet regulatory obligations while working towards a Level 4 qualification. Responsibilities include supporting compliance checks, monitoring regulatory changes, and contributing to strategic planning.

We have an exceptional team specialising in financial crime and regulatory work, acting for clients nationally and on matters with an international element.

Executive Network Legal Limited is seeking a Regulatory Solicitor in Northamptonshire. The role involves advising clients on various contentious and non-contentious regulatory matters, including health and safety and environmental concerns. Newly Qualified Solicitors will be considered if they have

A consumer finance company based in Greater London seeks a Regulatory Counsel to manage submissions to the FCA, provide risk advice, and maintain legal documentation.

Reporting directly to the Head of Regulatory Compliance, this role is well-suited to someone early in their regulatory compliance career who is looking to build depth across payments regulation, gain exposure to EU expansion activity, and contribute to the execution of YouLend's Regulatory Complianc

Director, Global Regulatory Ethics & Compliance Location: Europe | Reports to: Chief Compliance Officer. Forward Air is seeking an accomplished, globally minded compliance leader to serve as Director, Global Regulatory Ethics & Compliance. The role carries primary ownership of the Company's anti‑c

A health-tech startup in Greater London seeks a Head of Regulatory to lead their regulatory and compliance systems. This senior role involves ensuring quality and safety standards in product development and operational management of compliance frameworks. The ideal candidate will possess substantial

We have an exceptional team specialising in financial crime and regulatory work, acting for clients nationally and on matters with an international element.

Responsibilities include leading governance activities, managing meetings, and ensuring compliance with regulatory obligations.