Regulatory compliance jobs in Plymouth - Page 4Create job alerts

Spirehouse are recruiting for a Criminal Compliance & Regulatory Locum on behalf of a national law firm. The team handle a broad mix of inquests to include defending regulatory investigations and prosecutions conducted by bodies such as the HSE, Environment Agency, police, local authorities and othe

We’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and de

Key responsibilities include overseeing compliance with requirements, coaching Compliance Managers, and ensuring effective design of compliance policies. Metro Bank is seeking a Lead Compliance Manager to guide compliance through the UK regulatory landscape in Holborn Office, Central London. Candida

The team operates globally and focuses on monitoring, analyzing, and advising on regulatory developments, responding to proposals and consultations, supporting the implementation of regulatory-driven operational and policy changes, and addressing regulatory matters arising from Oracle’s sales, mar

A leading regulatory technology firm in London seeks a Regulatory Compliance Specialist to translate financial regulations into structured frameworks. You'll work with top financial institutions, leveraging your compliance experience and knowledge of the FCA handbook. This full-time role offers a co

A financial services provider in Greater London is seeking a Compliance Officer who will provide key regulatory compliance advice and support, overseeing all related investigations and resolutions. This role fosters a collaborative environment aiming for excellence and committing to continuous impro

This is a senior, client-facing role providing SME support on regulatory compliance, delivering advisory and oversight on complex engagements. Provide regulatory compliance advice to clients across retail banking and consumer credit sectors. Experience in a compliance, risk, or regulatory advisory r

Associate Vice President, Regulatory Compliance page is loaded## Associate Vice President, Regulatory Compliancelocations: London, UKtime type: Full timeposted on: Posted Yesterdayjob requisition id: R7600### *Over the last 20 years, Ares’ success has been driven by our people and our cult

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. As a risk management

URBN is seeking a Manager of Regulatory Compliance to join our Global Trade and Compliance department during a transformative era for international retail. Industry Experience: Regulatory Compliance, ideally within the apparel or retail sectors. Act as the primary liaison to the US Regulatory team,

A leading Fintech company is seeking a Legal Counsel to ensure compliance with regulatory and legal requirements.

A multinational recruitment firm is seeking a Risk & Compliance Manager to lead risk management and regulatory compliance across various operations. The ideal candidate will have 8–15 years of experience in risk/compliance and a strong knowledge of regulatory frameworks.

This role involves maintaining regulatory compliance, designing compliance frameworks, and leading engagement with regulatory bodies. A leading financial services provider is seeking a Chief Compliance Officer based in the UK. This position offers the chance to influence compliance strategy in a fas

The role involves performing targeted reviews on regulatory calculations and disclosures related to compliance with CRR regulations.

YouLend is seeking a Regulatory Compliance Manager to support its expanding regulatory framework. This role involves working autonomously alongside senior leadership to ensure compliance with regulations, particularly in B2B financing and payment services. The ideal candidate should have over 5 year

And the potential to develop into a QARA lead, helping us to improve our overall approach to regulatory compliance in multiple countries. Regulatory Compliance AssistantEngineeringFull-time, Cambridge (UK)If this sounds like something you'd enjoy, email join@flok. You’ll need:* Strong organisation

The role entails supporting compliance with FATCA and CRS tax regulations by managing tax form updates and validations.

You have experience advising, supervising or working for Financial Services clients in either a risk or regulatory capacity;.

Provide strategic consultation and actionable recommendations on regulatory, legal, healthcare, academic, or finance-related matters. Conduct thorough document reviews, ensuring compliance, clarity, and adherence to industry best practices. Have demonstrated expertise in drafting, analyzing, and rev

Our mission is to help financial institutions stay ahead of regulatory change, so they can grow and expand faster without hitting compliance bottlenecks, whilst upholding the highest standards of risk, compliance and governance management. We are looking for someone to own regulatory interpretation,

You will ensure regulatory compliance while driving business strategy, manage KYC and AML frameworks, and provide strategic advisory on regulatory implications. A global fintech platform is looking for a Group Chief Compliance Officer to lead and scale their compliance function.

Revolut is seeking a Compliance Advisor in the United Kingdom to provide expert legal guidance on compliance and legal issues related to cryptoassets and financial features.

This role involves developing regulatory strategies, managing regulatory communications, and ensuring compliance with UK financial regulations. A leading pension management company is seeking a Regulatory Risk Affairs Manager within the Risk and Compliance function. The ideal candidate will possess

Revolut is seeking a Regulatory Compliance Manager in the United Kingdom to ensure consumer protection compliance. This role involves managing the compliance framework, advising on crypto compliance, and monitoring effectiveness. Candidates must have experience in compliance risk management, multita

Ll Oefentherapie is looking for a Sr Program Manager in Regulatory Compliance to join their Financial Services Legal team. In this role, you will support compliance matters, manage program goals, and collaborate with cross-functional teams.

Alpha’s Regulatory Compliance & Risk practice in Asset & Wealth Management. Alpha’s Regulatory Compliance & Risk practice. Alpha’s leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulators’ evolving expectations and the business standards our clients see

A leading international bank based in London is seeking a Regulatory Compliance Manager to spearhead their compliance efforts. This key position involves overseeing compliance monitoring, leading a team, and interfacing with regulators. Candidates should have over 10 years’ experience in Financial

This role involves delivering strategic advice on complex regulatory matters, handling investigations, and advising on compliance issues. The ideal candidate will have over 6 years of experience in regulatory and commercial litigation, a commercial mind, and strong communication skills.

We’re looking for a Regulatory Compliance Manager who can see what’s needed to keep our consumer protection practice in compliance. Experience in compliance risk management within a consultancy, compliance function, or regulator. You’ll be responsible for advising our business on crypto compli

A global investment firm in London is seeking an Associate Vice President for Regulatory Compliance to manage compliance obligations for UK and EU operations. The successful candidate will track regulations, prepare governance materials, and facilitate compliance training. With 5-7 years in financia

A global insurance provider is seeking a UK Head of Compliance to lead compliance functions and ensure regulatory oversight across its UK operations. This London-based role will involve acting as a key contact for regulators like the FCA and PRA, providing compliance advice to leadership, and managi

Regulatory Compliance Manager (AI & Data). Data Protection/AI Regulatory Compliance/Data Governance. Are you ready to blend regulatory expertise with data-driven innovation?.

This hybrid role will involve providing specialist advice related to regulatory matters, ensuring compliance policies are updated, and assisting in the development of the Compliance Operating Model. Compliance Professionals is seeking a Senior Compliance Advisor to join their expanding banking Group

A leading fintech company in the United Kingdom is seeking a Regulatory Compliance Manager to enhance their compliance processes and ensure adherence to UK regulatory obligations. The ideal candidate will have over 4 years of regulatory compliance experience and a strong understanding of the UK FCA

Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape. The individual in this position is responsible for parti

Contribute to SG SA, SGLB and SGIL Compliance policies and procedures framework by providing compliance expertise in the drafting of the Compliance policies and procedures relating to DFA falling under the team’s perimeter. Assist with regulatory enquiries from FCA, CFTC, NFA or SEC including acti

Responsibilities include providing advisory support, managing regulatory changes, and ensuring compliance training. Scotiabank is seeking a Senior Manager for Compliance Advisory in London, UK. This role focuses on ensuring compliance with regulations affecting Capital Markets and Global Wholesale O

A background in regulatory compliance, risk management, or financial services technology with broad and deep knowledge of the EMEA regulatory landscape as it applies to financial institutions — spanning lending, credit risk, customer lifecycle, data governance, and AI adoption. Demonstrated abilit

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. We're looking for a Regulatory Compliance Assurance Manager who can look for ways to improve and optimise our finance and risk m

A well-established legal firm in the United Kingdom is seeking an experienced Legal Compliance Officer to ensure regulatory excellence. The ideal candidate should have a proven track record in legal compliance, expert knowledge of SRA Standards and Anti Money Laundering Regulations, and strong commu

URBN is seeking a Manager of Regulatory Compliance to join our Global Trade and Compliance department during a transformative era for international retail. Industry Experience: Regulatory Compliance, ideally within the apparel or retail sectors. Global Harmonization: Act as the primary liaison to th

British International Investment is seeking a Head of Regulatory Compliance to provide strategic oversight and leadership within their regulatory function. This role involves overseeing compliance across various jurisdictions, creating control frameworks, and ensuring adherence to regulatory obligat

This role involves providing timely regulatory advice and guidance to the business, supporting regulatory change, and ensuring compliance with FCA and PRA standards. Candidates should have a degree and at least three years of experience within the financial services sector, preferably in compliance.

This role involves supporting the Administrative Manager in regulatory documentation and compliance tasks.

Argenta Group is seeking a Head of Compliance to lead the compliance framework across the Group, ensuring adherence to regulatory obligations while maintaining effective oversight. This role involves supervising regulatory submissions and advising senior management, along with engaging directly with

Key responsibilities include overseeing compliance with GMDSS regulations, developing safety services strategy, and engaging with international regulatory bodies like IMO and IMSO. RigNet is looking for a qualified individual to lead compliance and delivery of high-quality satellite communication se

The role involves leading the UK compliance framework, engaging with regulators like the FCA, and ensuring adherence to legal compliance requirements. The ideal candidate has over 10 years of experience in regulatory compliance within financial institutions, exceptional stakeholder management skills

A leading insurance provider in London is seeking a Compliance Manager to oversee compliance activities and ensure adherence to regulatory standards. The successful candidate will possess relevant experience in compliance roles, particularly within the insurance market, and will take a lead role in