You will play an integral part in ensuring the success of regulatory reporting processes, working alongside a talented team to drive continuous improvements and support key regulatory change ...
Feb 14 2025 The Vice President, Global Regulatory, Vaccines will facilitate GSK's objectives via the development and implementation of innovative regulatory strategies, to ensure our ability to ...
We're looking for a UK HEAD OF REGULATORY COMPLIANCE & MLRO The UK Head of Regulatory Compliance & MLRO will be a strategic and hands-on leader responsible for ensuring iwoca's compliance with all ...
Ensuring protocols and all other regulatory documents are scientifically accurate (including QC), aligned with regulatory requirements, and meet the strategic objectives of the project * Leading ...
Feb 21 2025 Senior Product Manager - Regulatory Vault (Veeva RIM) Are you passionate about making impactful contributions to the world of medicines and vaccines? GlaxoSmithKline (GSK) invites you to ...
Client Regulatory Services; New Client Business Team Vice President London Client Onboarding and Regulatory Services (CORS) is an Operations group within Shared Services. The group covers Client ...
Regulatory Compliance & Strategy: Lead all aspects of regulatory strategy for Zenna's digital therapeutics solution. Advise on the regulatory approval process (e.g., UKCA, CE, FDA) for digital health ...
Offer guidance on regulatory requirements and compliance obligations across multiple jurisdictions. * Establish strong relationships with front office and other departments, ensuring Compliance is ...
To be considered candidates must have a minimum of four years experience with exposure to MiFID regulatory reporting. Candidates can come from a BAU or project/UAT testing background. Exposure to a ...
Remitly is looking for a Senior Legal Counsel, Payments & Regulatory to deliver payment agreements and provide regulatory advice to support Remitly's global products and services. In this role, you ...
You will ensure that the business operates within regulatory requirements while proactively managing risks to safeguard customers, stakeholders, and Zego. This role requires a strategic thinker who ...
AI/Regulatory Legal Director Entrust is seeking an experienced and dynamic AI/Regulatory Legal Director with a deep understanding of artificial intelligence and a passion for technology-driven ...
We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL ...
Overview To lead the management of compliance across the operations and implement policy to meet regulatory requirements enabling the business to respond to regulatory and legislative changes. Ensure ...
This role is focused on ensuring compliance with regulatory reporting requirements, offering the opportunity to actively contribute to a range of Finance-related regulatory projects and initiatives
Regulatory Reporting Accountant Reporting to: Head of Regulatory Reporting Location: London/Hybrid Overview: Our client, a leading retail bank based in London, is currently seeking a Regulatory ...
Have solid MLRO experience across financial markets regulatory obligations Chinese speaking Head of Compliance and MLRO - What You'll be Doing Each Day: The head of Compliance and MLRO will be ...
We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform ...
The Compliance function provides advice to senior management on regulatory matters and regulatory change as well as providing independent monitoring/testing to ensure the business continues to ...
The role arose due to the expansion of the firm's General Counsel team in response to growth within the firm and increasing regulatory requirements within the sector in the UK and internationally
This position sits within the FinTech Strategy division focused on driving business growth across regulatory reporting, capital and liquidity solutions. The successful candidate will play a pivotal ...
To act as the compliance specialist in the project team(s) for the more complex regulatory driven implementations, e.g. Mifir/EMIR reporting requirements. * To support and guide the team with the ...
Regulatory Documentation - manage and ensure the development of regulatory documentation and communications, ensuring that all regulatory requirements are accurately incorporated, prospectus changes ...
The organisation is a values-driven organisation committed to maintaining the highest ethical and regulatory standards in our industry. Their work is built on a foundation of strong policies and ...
This is an exciting opportunity for someone with a strong understanding of regulatory and commercial frameworks, proficiency in economic modelling, and excellent analytical skills. Key Remits to the ...
As a key member of the Operations team, you will ensure our company adheres to regulatory standards, industry best practices, and internal policies. This includes overseeing our ISO27001 ...
The CoE also provides support during external regulatory reviews and collaborates with our broader audit quality support functions to enhance audit quality. Reporting to a Director/Partner within the ...
Make your mark in Global Legal, Compliance and Regulatory (GLCR) Our Global Legal, Compliance and Regulatory (GLCR) team provides first class advice to colleagues and functions across the ...
Stay informed of market trends, regulatory changes, and emerging opportunities in energy and infrastructure finance. * Conduct due diligence, assess risks, financial viability, and ensure regulatory ...
The Head of Regulatory Reporting will be responsible for overseeing financial compliance, ensuring accuracy in regulatory submissions, and supporting the bank's transition to new reporting systems
Regularly review and update classification policies and procedures to maintain compliance with legal and regulatory standards (e.g., GDPR, HIPAA). Data Loss Prevention (DLP): * Develop, implement ...
Clients include Risk managers, Trading desks, Financial controllers, and various regulatory reporting groups across the globe. The scale and complexity of the applications in the stack require the ...
Your role will involve defining and executing the pension product roadmap, leveraging data-driven insights, regulatory expertise, and customer feedback to enhance our proposition. You will engage ...
Clients include Risk managers, Trading desks, Financial controllers and various regulatory reporting groups across the globe. The scale and complexity of the applications in the stack require the use ...
The CoE also provides support during external regulatory reviews and collaborates with our broader audit quality support functions to enhance audit quality. Your role will include: * Support audit ...
You will lead a team of two Finance Business Partners, ensuring robust financial planning, insight-led reporting, and compliance with all statutory and regulatory requirements. What You'll Be Doing
This role assists with assurance, regulatory and compliance matters across the group with a focus on investment management and monitoring, particularly relating to fixed income assets
Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives) * Provide advice on regulatory rules (FCA, SEC, NFA and CFTC) * Compliance ...
Assisting in preparation of training material relevant to key regulatory updates * Support on annual review of firm's compliance policies, as part of Annual Chief Compliance Officer Report Job ...
This includes organization of priority topics, key outcomes and actions and regulatory feedback, improvements to C-ISRC strategic advice through establishing and reporting metrics and their review ...
Regulatory Excellence: Ensure compliance with evolving regulations, including Consumer Credit Sourcebook (CONC) . Cross-Functional Exposure: Work alongside senior stakeholders across Finance, Risk ...
Develop and maintain the group-wide risk management systems, processes, and framework (ERM), ensuring alignment with regulatory requirements, market conditions, and organizational strategies. * Lead ...
Ensure compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant regulatory bodies. * Adhere to the operational risk framework for your role ...
Regulatory Knowledge and Benchmarking: * Stay informed on industry trends, best practices, and regulatory changes in risk management. * Contribute to industry forums on risk management standards and ...
This team drives customer centricity across DLG with a leading role in driving good customer outcomes through consistent application of regulatory change, product governance and the sharing of ...
Candidates should have commercial/economic or regulatory/policy experience within the energy field. Quantitative analysis skills and experience in energy markets, particularly an understanding of the ...
In this pivotal role, you will lead advocacy efforts to advance UK road transport policies, championing zero-emission vehicle solutions and tackling regulatory barriers. You will design and execute ...