Training & Competence Superviser
il y a 12 heures
Liverpool
⭐️ Training & Competence Supervisor 📍 Home Based 💰 c.£50,000 + Benefits Our client is an established and growing financial services business that is seeking an experienced Training & Competence professional to join its compliance and supervision team. This role focuses on maintaining adviser competence, supporting professional development, and ensuring high regulatory standards across a network of financial advisers. This is an excellent opportunity for someone with experience in adviser supervision or compliance who wants to make a tangible impact within a supportive, progressive environment. Role & Responsibilities: 📋 • Conduct adviser supervision meetings and assess ongoing competence., • Review adviser activity and client interactions to ensure suitability and quality standards are met., • Support new adviser onboarding and integration into the business., • Carry out periodic firm reviews to assess compliance with internal and regulatory standards., • Record findings, set and monitor remedial actions, and provide clear feedback to advisers., • Contribute to internal training and development programmes., • Identify and escalate risks, trends, or concerns to senior management., • Maintain up-to-date knowledge of FCA rules and guidance relevant to adviser conduct and competence. Do you have the following to apply? ✅ • Background in financial advice, compliance, or supervision (minimum 2 years)., • Sound understanding of FCA rules and T&C requirements., • Minimum Level 4 Diploma in Financial Planning (or equivalent) Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.