Financial services compliance jobs in Maidenhead - Page 4Create job alerts

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advising senior management on compliance matters. Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a complia

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferabl

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

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JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

Kinetico Incorporated is an Equal Employment Opportunity (EEO) employer and does not discriminate on the basis of race, color, national origin, religion, gender, age, veteran status, political affiliation, sexual orientation, marital status or disability (in compliance with the Americans with Disabi

This role focuses on ensuring compliance with the upcoming EU Pay Transparency Directive by supporting the Benefits Design team.

A prominent global services firm in London is seeking an experienced EMEA Legal & Compliance (L&C) Coordinator. The ideal candidate has strong experience supporting senior leaders, project coordination skills, and is confident in financial reporting.

This role involves delivering HR services, managing the employee lifecycle, ensuring compliance with employment legislation, and supporting employee relations.

Record compliance breaches and maintain the risk register. Communicate with internal teams to ensure smooth compliance processes. General administrative duties in support of the compliance team and wider business.

You will work closely with the firm’s leading Insolvency Practitioner, ensuring timely communication with stakeholders and maintaining compliance.

American International Group is seeking a Compliance Administrator for a 6-month maternity contract. In this role, you will support the preparation and submission of compliance reports, manage policy registers, and assist in the department's efficient operation. The ideal candidate will have adminis

Responsibilities include document control, supporting compliance, and various administrative tasks.

A leading facilities management company is seeking a Technical Administrator to manage technical compliance across multiple sites. Responsibilities include scheduling maintenance activities, maintaining records in CAFM systems, and managing financial administration such as raising purchase orders an

Experience of working in either education, financial services, legal or any other heavily regulated industry as an administrator is essential for this role. The role is compliance heavy and will see you undertaking recruitment administration, compliance and HR duties. Do you have experience in compl

Key responsibilities include liaising with various departments for compliance checks and providing support to the underwriting team.

Responsibilities include managing subcontractors, monitoring compliance, and acting as a key point of contact for stakeholders. The role involves supporting compliance, coordination, and performance in a busy FM environment.

Wessex Fire & Security in the United Kingdom is looking for an enthusiastic Fleet Administrator to manage a vehicle database, ensure compliance with regulations, and coordinate preventive maintenance.

Loughborough College Group is seeking an ISO Implementation Administrator to support, implement, audit, and maintain management systems in line with ISO standards.Responsibilities include planning and executing internal audits, maintaining documentation, and improving systems.Candidates should posse

The ideal candidate will manage sensitive case information, maintain accurate records, and effectively communicate with internal and external stakeholders, including police and probation services.

A respected financial services firm is looking for a Compliance Administrator to support the Compliance Officer. Ideal candidates will have experience in financial services, strong problem-solving skills, and be detail-oriented. This role ensures regulatory compliance and offers a supportive environ

This 30-hour per week role involves coordinating administrative functions, managing financial data, and supporting compliance across teams serving children and young people. The candidate must possess strong literacy, numeracy skills, and substantial experience in financial administration and MS app

This role involves supporting apprentices and employers with clear guidance while ensuring compliance with funding requirements.

This permanent, onsite role involves managing waste processes, ensuring compliance, and supporting health and safety initiatives.

This permanent full-time role focuses on supporting audit, compliance, and information security processes.

A professional services firm in the United Kingdom is seeking a Compliance Administrator to join their Business Support team. The role entails conducting compliance audits, managing reports, and supporting regulatory compliance efforts.

The primary objective of the Assistant Manager or Manager is to play an integral part within the existing tax team in delivering tax compliance services to clients. Provision of Tax compliance and advisory services where appropriate. Large independent accountancy firm seeks a tax specialist with sou