Financial services compliance jobs in Maidenhead - Page 5Create job alerts

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

Launch Your Cyber Security Career – Job Guaranteed! Cyber attacks are rising, and companies need skilled professionals now more than ever.With Newto Training’s Cyber Security Career Programme, you’ll gain 4 top certifications (Azure Fundamentals, CompTIA Security, CompTIA CySA, Forescout FSCA)

As a Compliance Administrator, you'll support the business in maintaining high regulatory and compliance standards, while ensuring processes are followed accurately and efficiently. Manage and maintain the compliance inbox, ensuring timely responses. Support the wider team with compliance-related ad

Primary job responsibilities include:Job Description:* Provide regulatory and compliance advice to investment professionals and business personnel, with a primary focus on private credit transactions, including the preparation of reports and presentations for the investment team and seni

You’ll maintain and implement compliance-owned policies and procedures, conduct sanctions and financial crime screening, and contribute to fostering a strong compliance culture across the business. Are you a compliance professional with experience in Lloyd’s insurance and a keen eye for detail i

Job Title: Financial Crime Officer (Advisory)Reporting to: Senior Financial Crime OfficerDirect Reports: N/APosition Type: Permanent, 35 hours per weekHybrid: 3 days in the office, 2 days working from homeJob PurposeThe Financial Crime Officer (Advisory & Investigations) will be part of an essen

The Global Payment Compliance team, leveraging industry and technological expertise, provides compliance policy, oversight, advisory and operational support to all of ByteDance's and TikTok's products and services. We are looking for an experienced and pragmatic financial crime compliance officer to

A leading specialty insurer in Greater London is seeking a Financial Crime Officer to enhance its Financial Crime Framework. The role involves promoting compliance, supporting risk assessments, and delivering training on regulations. The ideal candidate will have over 4 years' experience in the (re)

They are looking for a Financial Crime Officer to support the second line of defence. Act as a point of reference for financial crime matters across the bank.

Deputy MLRO andFinancial Crime Team, Global Compliance Senior Leadership Team, Group Head of Compliance, Business Manager to the Group CRO, Global Compliance team members and wider team members of second and third line functions (2nd Line Assurance, Risk Management and Internal Audit), as well as fi

As a Senior Financial Crime Officer, you will support the MLRO team with financial crime investigations, assist in preparing and submitting SARs, and contribute to wider compliance activities, alongside managing ad hoc tasks as required. Have intimate and thorough knowledge of the UK regulatory envi

Regulatory Compliance Framework - support the maturity of the regulatory compliance strategy and framework, ensuring there is a consistent and scalable approach to ‘compliance' across training, policies, KRIs, testing and reporting. Reporting directly to the Head of Regulatory Compliance, this rol

The role involves monitoring compliance with regional regulations, conducting SOX compliance reviews, and communicating audit plans to management.

This role focuses on ensuring compliance with the upcoming EU Pay Transparency Directive by supporting the Benefits Design team.

P2P in Greater London is seeking a Surveillance Analyst for their Compliance team. The role involves monitoring trading activity, refining alert systems, and documenting compliance processes.

A security firm in England seeks an Assurance Analyst to oversee compliance in their Alarm Monitoring Centre.

As a Compliance Analyst, you will support the Compliance Manager, senior lawyers and the wider compliance function. A leading international law firm is seeking a Compliance Analyst to join its busy and highly experienced Compliance Team in London. This Compliance Analyst opportunity offers exposure

The ideal applicant will possess strong data analysis skills and have experience in the Financial Services industry. Responsibilities include managing risk programs, communicating with stakeholders, and maintaining compliance documentation.

Rowe Price in Greater London is seeking an Analyst for their Global Compliance Monitoring & Testing team. This role involves performing compliance monitoring, building relationships with partners, and applying analytical skills to mitigate risks.

The role involves data collection, analysis, and reporting across departments to support compliance with sustainability standards.

Russell-Cooke is seeking a full-time AML Analyst in Greater London to assist with client onboarding and support the Risk and Compliance team. The role focuses on verifying client information, assessing risk profiles, and maintaining compliance with AML obligations.

Monitor and analyze global threshold disclosure requirements to ensure full compliance across various jurisdictions. Identify, assess, and elevate potential compliance risks associated with threshold breaches or regulatory changes. Contribute to projects aimed at enhancing the firm’s compliance fr

The Tax Compliance Analyst will be responsible for assisting in the delivery of all global tax compliance activities across the Group in line with the Group’s annual compliance plan. Support the Tax team in building dashboards or other reporting mechanisms to improve visibility over the global com

A leading law firm is seeking a compliance analyst to join their Governance & Risk team. This role involves supervising junior members and managing compliance queries while ensuring adherence to regulatory requirements. The ideal candidate will possess a degree or equivalent experience, proven skill

Inver Energy Limited is offering a Commercial and Compliance Analyst placement in London for university students.