Financial services compliance jobs in Maidenhead - Page 7Create job alerts

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ability to manage la

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

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Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi

Jark Stevenage are urgently recruiting for FULL TIME - ONLINE CUSTOMER SERVCIE ADVISOR An exciting career opportunity has arisen for a Full Time, Online Customer Service Advisor to join our clients team and be part of our online operation based in Biggleswade to help assist in the day to day running

Expertise in compliance areas within a financially regulated company including AML/TF, Risk & Permanent Control, Consumer Duty and APP fraud reimbursement. Based in London, reporting to the UK Compliance Manager & MLRO based in London, this role will support the compliance function in the United Kin

Relevant compliance, audit, or financial services qualifications. Are you an experienced compliance professional with strong monitoring, auditing, or assurance expertise gained in a pensions or investment environment? This is an excellent opportunity to join a forward‑thinking compliance function

Davies is seeking a Financial Crime Analyst to support the operation of financial crime controls and enhance financial crime frameworks. This role involves responsibilities such as conducting financial crime checks, assisting with risk assessments, and collaborating with compliance teams. Ideal cand

A fast-growing fintech company in the UK is seeking a Financial Crime Analyst to investigate suspicious activities and monitor transactions.

UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance. ACA Group is the leading governance, risk, and compliance (GRC) advisor in fina

As we scale, we're expanding our FinCrime Operations and looking for a passionate, driven Financial Crime Analyst to help us stay ahead in the fight against financial crime. COM- Make a Real Impact in Financial Crime Prevention. COM is a rapidly growing fintech company providing smart, secure, and u

A leading global recruitment firm is seeking a Global SOX Analyst to join their dedicated team focusing on compliance and reporting in the luxury goods retail sector. You will engage in compliance monitoring, internal control testing, and conduct SOX reviews while communicating with brand management

Ryder Reid Legal Limited, a leading US law firm in Greater London, is seeking an experienced AML Analyst to support its Risk & Compliance team.

A leading satellite communications company in London seeks a LOA Program Analyst to manage compliance and data processing activities.

A financial technology company is seeking a professional to manage compliance investigations related to merchants. The ideal candidate will have a bachelor’s degree and 3-5 years’ experience in e-commerce payments or financial services. Responsibilities include coordinating investigations, condu

Candidates should have strong analytical and communication skills along with experience in compliance roles within insurance. In this hybrid role, you will support compliance with the Delegated Authority Framework, perform due diligence, and liaise with stakeholders.

Support the compilation and coordination of internal compliance reports, including quarterly compliance reports and other periodic disclosures. We are looking for Compliance Analyst to join our London based Compliance team. In doing so, you will gain exposure to key aspects of compliance, supporting

The C&R Team advises the firm on all aspects of its legal and regulatory duties, including financial crime compliance, SRA STaRS, risk management, client engagement terms, complaints and claims, internal investigations, insurance, governance, external vendor contracts and data privacy. The Complianc

Understanding of the compliance requirements for at least two core compliance topics such as Prudential standards, Conduct risk, SMCR, Financial Crime, Financial Sanctions. Experience in a compliance role with financial services. As a Compliance Analyst, your role involves coordinating the key tasks

Walker & Dunlop is seeking a talented Compliance Analyst to report directly to the General Counsel, EMEA, supporting the continued growth of our London-based commercial real estate capital markets and property sales business across Europe. This is a unique opportunity to help develop and implement W

Significant experience within a Financial Services Compliance function, ideally with exposure to FX and payments. Supporting the compliance team with the on-going implementation of the organisation’s compliance and financial crime framework. Assist the Governance, Risk & Compliance Manager in mana

Australian News Channel Pty Ltd is seeking a Governance, Risk and Compliance (GRC) Client Assurance Analyst based in London. The role requires over 3 years of Cyber Security experience and involves assisting corporate customers with security inquiries, supporting sales, and ensuring regulatory compl

Javelin Group is seeking a Tax Compliance Analyst to assist in global tax compliance activities, focusing on non-employment taxes across multiple jurisdictions. Key responsibilities include managing tax compliance cycles, implementing automation tools, and liaising with external advisors.

Responsibilities include testing and analyzing pharmaceutical drugs, maintaining laboratory data integrity, and ensuring compliance with safety standards.

This role works closely with the Senior Manager – Regulatory Compliance and collaborates with the Financial Crime, Internal Monitoring, Compliance Monitoring, Relationship Management, Quality Assurance and Systems & Records teams to ensure accurate, complete and timely compliance outputs. The Seni