Financial services compliance jobs in Maidenhead - Page 9Create job alerts

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Proven experience conducting investigations within financial regulated, compliance‑focused or enforcement environments. Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices. Assistant Manager/Manager in Greater London to join their Financial Services Group.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

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Jark Stevenage are urgently recruiting for FULL TIME - ONLINE CUSTOMER SERVCIE ADVISOR An exciting career opportunity has arisen for a Full Time, Online Customer Service Advisor to join our clients team and be part of our online operation based in Biggleswade to help assist in the day to day running

A specialist alternative asset manager in the UK is seeking an experienced Compliance Analyst to join their expanding compliance team. The role includes undertaking compliance testing, reviewing policies, and managing compliance requests. The ideal candidate will have 2-3 years of experience in comp

The role involves inspecting properties, managing a varied caseload, and advising landlords and tenants.Candidates should possess effective communication skills and a good understanding of housing issues.This position offers a hybrid working model, extensive training, and opportunities for professio

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

This role sits between Front Office and Compliance, giving you real visibility across the business. Partners with Front Office, Compliance, Operations. Strong career progression in KYC / Compliance.

KYC, AML or Financial Crime operations within financial services or fintech. Collaborative and pragmatic, able to balance compliance with customer experience. Analyse customer accounts, transactional behaviour, and submitted documentation to identify potential financial crime risks.

A prominent law firm in Greater London is seeking a Transactional KYC Analyst to conduct Know Your Customer (KYC) reviews and ensure compliance with AML/CTF regulations.

This role involves undertaking customer due diligence checks, ensuring compliance with AML regulations, and building relationships with stakeholders.

Immediate availability is essential, and knowledge of financial crime regulations is a must.

Reporting directly to senior leadership, you will be the go-to expert for all safety and compliance matters and play a key role in driving standards forward. Lead and manage the full safety and compliance function on-site. Carry out regular inspections and ensure legal compliance.

Develop and implement an annual comprehensive Compliance Monitoring Plan to monitor all functions in Y TREE, ensuring they are adequately implementing the requirements of the compliance framework. Lead the Compliance function within the Risk & Compliance Department. Proven track record in compliance

We're seeking a Risk & Compliance Officer to join our Risk and Compliance team, part of the wider Legal, Risk and Compliance function within a large, established international group. Assisting with compliance activities, including conflicts of interest, gifts and hospitality, and ethics-related trai

A global financial services provider in Greater London seeks an experienced Compliance Advisor to support the Head of Compliance. The role involves providing regulatory guidance, enhancing compliance frameworks, and managing financial crime risks. Candidates should have over 5 years of experience in

A local authority recruitment firm is seeking a Housing Compliance Officer in Greater London. The role involves responsibilities related to private sector housing compliance, without the need for site visits or a HHSRS certificate.

The position holder is the focal point within the business for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regulatory compliance risks are adequately managed. Formulating

The position also contributes to continuous improvement initiatives, supports HR compliance audits, and helps maintain clear operational procedures and documentation to strengthen organisational compliance and operational effectiveness. Develop, monitor, and maintain company policies, processes and

Liaising with relevant financial services trade bodies and similar bodies, banks, and financial institutions with similar ethos and outlook, ensuring visibility for the bank and networking opportunities. Promoting a compliance culture, championing compliance and providing compliance thought leadersh

As Specialist Compliance Officer - Mechanical & Electrical, you will support the delivery of statutory compliance across the housing and corporate portfolio, with a specialist focus on mechanical and electrical services. You will have experience supporting or delivering mechanical and electrical com

A leading international law firm in Greater London is seeking a Business Acceptance team member to support compliance tasks. This position is ideal for candidates with proven experience in a compliance team within a law firm or similar environment.

The role involves ensuring compliance with food hygiene and health & safety legislation through inspections, advice, and education.

Experience in global financial services environments. Support the Head of Compliance in compliance advisory activities across the business. EC Markets is a globally recognised financial services provider offering multi-asset trading solutions to institutional and retail clients.