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As they continue to grow and evolve, they are seeking a highly experienced Global Head of Compliance to lead and enhance their global compliance function. Location: City of London Industry: Specialist Brokerage The Company: Our client is a leading specialist brokerage firm with a strong global

Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products, including physical and synthetic prime brokerage as well as digital assets ~ Monitor changes in regulations and asse...

Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and industry trends, and overall development of an effective compliance programme. Facilitate r...

Chief Compliance Officer | FinTech | Payments Are you a seasoned compliance professional ready to lead in a dynamic financial services environment? We are seeking a Chief Compliance Officer (CCO) to join the executive team, ensuring operations adhere to all regulatory requirements and uphold the ...

The Head of Compliance will oversee and manage the UK compliance function, ensuring adherence to FCA regulations and other applicable laws. Assess the company's compliance status and report to senior management and the Board periodically. Experience developing and implementing compliance program

Head of Compliance Monitoring, Global Compliance Pay Competitive Employment type Full-Time Head of Compliance Monitoring, Global Compliance – London Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office. The Head of Compliance Mo...

Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products, including physical and synthetic prime brokerage as well as digital assets ~ Monitor changes in regulations and asse...

Director, Ethics and Compliance International Head of Compliance, UK, Ireland, Middle East & Africa (SVP), Hybrid Head of Compliance - International Credit & Fraud Risk and Global Credit and Fraud Operations Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech,

Consultant - Acting Head of Compliance (SMF 16/17) Key consulting role in a London-based financial services institution.The Head of Compliance will oversee and manage the UK compliance function, ensuring adherence to FCA regulations and other applicable laws.This role is critical in safeguarding ...

The Head of Institutional Compliance is responsible for designing, implementing, and overseeing compliance programs across all institutional client segments, ensuring regulatory compliance and fostering a culture of compliance within the organization. Social network you want to login/join with: H...

Director, Ethics and Compliance International Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech, EMI) Head of UK Regulatory and Compliance Solutions Head of Audit- Global Risk, Legal & Compliance, HR Head of Governance, Risk and Compliance - Info Sec - 12 Month

The Head of Regulatory Affairs will lead the City Corporation’s efforts to establish a regulatory framework that promotes UK-based financial and professional services and maintains London’s status as a leading international financial centre. The ideal candidate will have extensive experience ins

Demonstrate ethical leadership and business integrity Balance short-term concerns and pressures, long-term vision and sustainable organisational success Fulfil stewardship responsibilities by ensuring effective regulatory and GDPR compliance and control, and responding to regulatory developments ...

We are seeking an experienced and dynamic Head of Compliance (UK Region) to lead the compliance function of our FCA licensed and regulated Electronic Money Institution. Proven experience as Head of Compliance or Senior position within a compliance function. Attractive monthly salary paid in line ...

Hybrid Head of Product Head of Product Location : Oslo, (Flexible hybrid-work model, in-person preferred) Findable is building the next-generation AI platform for real estate compliance and operations. We’re looking for our future Head of Product to lead our product vision, define strategic prior...

Fidelity Digital Assets is a subsidiary of Fidelity Investments and operates as a separate business dedicated to digital assets Certifications: Category: Compliance#J-18808-Ljbffr. Job Description: Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd. Fidelity organisation and its clients....

Through the leadership and management of a highly motivated team of staff, you will also ensure the sound day to day running of the Operational function, working alongside the Head of FM Services, to shape and implement the FM Operating model. Director, Ethics and Compliance International Directo...

Deputy Director, Future Workplace Policy Regional Human Resources Director (UK, Spain, Italy) - Jumeirah Regional Human Resources Director - Europe Senior Director, Global Employee and Labor Relations Senior Director, Site Head of Human Resources Employee Relations & HR Compliance Director Direc

We are currently seeking a professional individual to join this team in the role of: Head of Regulatory Compliance The Head of Regulatory Compliance for CIIOM is the senior accountable executive responsible for ensuring that HSBC's CIIOM's operations are effective in identifying, managing Re

With major investment in our housing stock and a firm commitment to delivering safe, sustainable, and affordable homes, we’re seeking an exceptional Head of Compliance and Building Safety to help shape the future of our property services at St Mungo’s. Contributing to our Asset Management Strate

Director, Ethics and Compliance International Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech, EMI) Head of UK Regulatory and Compliance Solutions Head of Audit- Global Risk, Legal & Compliance, HR Head of Governance, Risk and Compliance - Info Sec - 12 Month

Head of Risk & Compliance (FinTech, EMI) Head of Regulatory - Director Level - London Head of UK Regulatory and Compliance Solutions Head of Governance Risk & Compliance Services Head of Product Legal and Regulatory Compliance We’re unlocking community knowledge in a new way. Minimum 5 yea

MERJE is partnering with an established trading/broking firm in their search for a UK Head of Compliance. Provision of technical advice, support & regulatory guidance Liaise with FCA and other international regulatory bodies, managing audits, reporting, and regulatory submissions Maintain and up

Director, Ethics and Compliance International Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech, EMI) Head of Country Quality UK/Ireland and Nordics Head of Cyber Governance, Risk and Compliance Head of Governance, Risk and Compliance - Info Sec - 12 Month FTC Head

Bird & Bird opens up a world of possible for lawyers and professionals everywhere. Working for a leading international law firm like Bird & Bird means working alongside people who are truly collegiate in the way they work with everyone. If you want to find out more, visit As a disability an

Reporting directly to the Head of Assurance, Risk, and Compliance, as the Head of Security, youll play a key part in safeguarding assets and people across the Heineken UK group (including Star Pubs). An annual bonus ~ Flexible benefits (15% of base salary can be taken as cash, benefits, or a mix ...

Through the leadership and management of a highly motivated team of staff, you will also ensure the sound day to day running of the Operational function, working alongside the Head of FM Services, to shape and implement the FM Operating model. Uxbridge, England, United Kingdom 2 weeks ago London,...

Head of Risk & Compliance (FinTech, EMI) Head of Risk & Compliance – Wealth Management Platform Global Head of Credit Risk Management Services MD, Head of Financial Crime, Business Banking MD, Head of Financial Crime, Business Banking Senior Director of Governance, Risk, Compliance & P

Regulatory Compliance Manager (London Based) EMEA Anti-Corruption Compliance - Vice President Head of Compliance, remote 12 months maternity cover, part-time Financial Crime Compliance Manager - DMLRO UK Regulatory Compliance Manager - Equals Group Compliance Officer - Anti-Money Laundering Frame...

They are looking to hire a Deputy Head of Compliance & Deputy MLRO (combined duties). Provide monthly Management Information (MI) and reports to the Head of Compliance & MLRO, Senior Management and relevant governance committees Attend, and actively contribute to the monthly Compliance and

Main Responsibilities Trade monitoring to support compliance with the firms regulatory monitoring requirements Assist with the implementation of the new communications monitoring system Regulatory horizon scanning for changes that impact the business, including both Regulatory & Exchange enquire

Director, Ethics and Compliance International Head of Compliance - International Credit & Fraud Risk and Global Credit and Fraud Operations Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech, EMI) Head of UK Regulatory and Compliance Solutions Head of Governance,

Provision of technical advice, support & regulatory guidance Liaise with FCA and other international regulatory bodies, managing audits, reporting, and regulatory submissions Maintain and update compliance policies, manuals, conflicts registers, and ensure alignment with changing laws and regula

Operating within the 2nd line of defence and as part of the Global Risk and Compliance (GRC) function, you will work closely with various stakeholders to embed a strong regulatory compliance culture across the Equals Group businesses in various jurisdictions, and acting as a key contact for all r...

Head of Compliance, remote 12 months maternity cover, part-time QSix, a leading alternative asset manager specialising in real estate & real estate debt, is recruiting for a 12-month, part-time maternity cover position of Head of Compliance. It is a part-time role, working 3 days a week. You wil

Regulatory Compliance & Risk Oversight: Lead day-to-day compliance operations across the UK business, including oversight of financial crime controls, KYC/KYB processes, transaction monitoring, and suspicious activity reporting. Own and evolve the Compliance Monitoring Plan and Financial Crime R

Serve as the point of contact for legal and regulatory compliance in employment matters. Employee Relations Director Advertising and PR Firm Permanent Are you a strategic HR professional with deep expertise in employee relations, compliance, and employment law? Are you looking to join a forward-t...

Contribute to Corporation-wide Compliance initiatives, including acting as the global lead for the Regulation K Compliance Programme Chair of the UK Compliance & Conduct Committee Member of the UK Technology & Operational Risk Committee Member of the Compliance Policy Oversight Committee Att

Director, Ethics and Compliance International Head of Regulatory - Director Level - London Head of Risk & Compliance (FinTech, EMI) Head of UK Regulatory and Compliance Solutions Head of Audit- Global Risk, Legal & Compliance, HR Head of Regulatory Oversight & Operational Resilience Head

Are you an inspiring, forward-thinking leader ready to make a lasting impact on safe homes? With major investment in our housing stock and a firm commitment to delivering safe, sustainable, and affordable homes, we’re seeking an exceptional Head of Compliance and Building Safety to help shape the...

Head of Compliance, remote 12 months maternity cover, part-time QSix, a leading alternative asset manager specialising in real estate & real estate debt, is recruiting for a 12-month, part-time maternity cover position of Head of Compliance. It is a part-time role, working 3 days a week. The p

We are seeking an experienced and dynamic Head of Compliance (UK Region) to lead the compliance function of our FCA licensed and regulated Electronic Money Institution. Attractive monthly salary paid in line with experience; Modern workplace basedin central London, with free lunch available on se...

Reporting directly to the Head of Assurance, Risk, and Compliance, as the Head of Security, youll play a key part in safeguarding assets and people across the Heineken UK group (including Star Pubs). An annual bonus ~ Flexible benefits (15% of base salary can be taken as cash, benefits, or a mix ...

With major investment in our housing stock and a firm commitment to delivering safe, sustainable, and affordable homes, we’re seeking an exceptional Head of Compliance and Building Safety to help shape the future of our property services at St Mungo’s. The role of Head of Compliance and Building

Supported by a Reward Analyst you will manage the effective delivery of reward and benefit programmes and projects (such as the EVP), acting as the expert on reward best practice, and ensuring compliance with reward frameworks, legislation, governance and policies. Work closely with the Head of R...

Head of Learning and Development Construction & Engineering | London-based with national remit. This role will take ownership of the business-wide learning agenda – from compliance and technical upskilling to leadership development, talent pathways and early careers. You’ll have held senior L&D

Head of Compliance Monitoring, Global Compliance Pay Competitive Employment type Full-Time Head of Compliance Monitoring, Global Compliance – London Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office. The Head of Compliance Mo...

Collaborate with Legal, Regulatory, Industry and Government Affairs, Enterprise Risk Management, and Corporate Audit, as appropriate Oversee the monitoring of applicable regulatory changes in the UK, Ireland MEA region and coordinate the provision of effective support, advice and notification to ...