Compliance monitoring jobs in United Kingdom - Page 7

Providing export compliance support for Trade Compliance audits. Providing legal advice on general trade compliance matters, keeping abreast of regulatory changes and ensuring the organization's policies and procedures align with applicable laws. Developing, implementing, and monitoring trade com...

Credit risk awareness and understanding of risk drivers on appetite and ratings. Have primary credit responsibility for a portfolio of names; maintaining timely and accurate monitoring (risk ratings, financial reports, compliance certificates, forecasts, and annual reviews etc. Credit Risk Manage...

Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite. Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support. Ensure effective record-keeping and document...

The Senior Compliance Analyst will support the Risk Management & Compliance function, advising the business on regulatory matters and ensuring compliance with all legal and regulatory obligations. Supporting the Head of Risk & Compliance with the Compliance Monitoring Plan and delivering thematic...

Senior Compliance Analyst (12 Month FTC). Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Help produce periodical internal reports to Committees of the Board of Management, and KPI monitoring to Group Compliance, and external reports to key stakeholders.

An excellent opportunity to join a growing Compliance Function as a Compliance Specialist working closely with the Compliance Team based in London. Supporting the Compliance Function in testing compliance of the company with applicable laws and regulations through completion of assurance monitori...

Supporting, escalating and overseeing the identification and resolution of regulatory incidents as well as reporting relevant incidents to regulatory authorities. You are a regulatory compliance subject specialist and able to take responsibility for executing regulatory processes and monitoring c...

You will work directly with the Transaction Monitoring Manager on large scale engagements to complete client KYC adoptions and reviews, ensuring strict adherence to internal KYC policy and procedures & Anti-Money Laundering (AML) Compliance requirements. My client, a leader in the foreign exchang...

Supervise daily warehouse operations, allocating and monitoring workloads. Maintain warehouse systems and ISO9002 compliance. Step in for the Warehouse Manager when required.

Regulatory Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on front office controls. Regulatory Standards: Advise the business in navigating and meeting regulatory standards. EMEA Compliance Program: Contribute to the evolution of the EMEA...

You will take charge of monitoring tasks outlined in the Department’s Compliance Monitoring Plan, conduct thorough file reviews, and produce detailed compliance reports. Your expertise will guide our compliance strategies across various functions, helping to mitigate risk and foster a culture of ...

Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function. Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Man

Our ideal Security Engineer will be able to manage IT-related security issues, such as firewall management, HIDS/HIPS configuration, log monitoring, and audit compliance (SOC II). You will ensure that our software application is both manually and automatically pentested for security vulnerabiliti...

We are seeking an experienced Security Compliance Specialist with expertise in implementing and maintaining security monitoring and compliance programmes. Expertise in Azure, Microsoft 365 & AWS Security Compliance. Experience of Supply Chain compliance.

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. The purpose of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and MRS-NA BA’s Board of Management in advising the business and delivering key legal and regulatory obligat

Band 6 Community Mental Health Nurse. Band 6 Community Mental Health Nurse. Management of cases under CPA, administration of depot injections, monitoring medication compliance, assessment of mental health issues.

Compliance, GIR Compliance, Associate, London. Provide regular MI/KPIs on the performance and effectiveness of the Compliance Monitoring Plan and key compliance metrics, including the investigation, escalation and reporting any breaches in the firm’s compliance arrangements;. Compliance Associate...

Support the Head of Compliance Testing Delivery in executing comprehensive annual testing and monitoring plans that underpin the organisation’s commitment to regulatory excellence. As Vice President Compliance Testing and Monitoring based in London, you will be at the heart of safeguarding regula...

As the Head of Compliance Monitoring, you will:. Develop or oversee the development of detailed monitoring programmes across all relevant areas, ensuring updates when regulations or SOPs change. Coordinate with relevant departments to allocate staff (both UK and offshore) for monitoring activitie...

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-find

Overseeing the effective and efficient management of transactional monitoring alerts, ensuring they are addressed within agreed SLAs. Embedding a strong culture of financial crime compliance and awareness across the business, ensuring the response to incidents is swift, effective, and appropriate...

Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and...

This position will provide high quality compliance monitoring support to the businesses regulated entities undertaking monitoring functions, management information reporting, some advisory support and carrying on ad hoc Compliance projects. You should preferably have prior compliance monitoring e...

Monitoring event budgets, controlling costs, and ensuring that events are delivered within financial constraints. Managing and supervising event staff, including volunteers, and ensuring they are adequately trained and prepared for their roles. Ensuring compliance with health, safety, and legal r...

Job Title: Chief Compliance Officer. Develop compliance and AML tasks as part of the 2nd line of defense, in accordance with UK regulations and group policies. Implement the Group Compliance Monitoring program based on regulatory risk assessments and the Corporate Defense Model.

As a Monitoring Technician, you will play a key role in ensuring that water systems meet the highest standards of health and safety, collaborating with clients, site managers, and compliance officers to monitor and maintain systems. As a Monitoring Technician, you’ll play a key role in nurturing ...

Bringing the latest thinking and innovation to the operational and compliance processes within L&D, enhancing the efficiency of the team and maintaining our system of quality management to support compliance and manage regulatory risk. Overseeing compliance monitoring and reporting for all Audit ...

Contribute to the success of the global Trade Surveillance team and the wider EMEA Regulatory Compliance team. This includes monitoring, surveillance, and advice for Trade Floor personnel on PIMCO's policies and procedures as well as the applicable regulatory framework. Advise the business in nav...

The Senior Compliance Analyst will support the Risk Management & Compliance function, advising the business on regulatory matters and ensuring compliance with all legal and regulatory obligations. Supporting the Head of Risk & Compliance with the Compliance Monitoring Plan and delivering thematic...

AI Monitoring Lead, MRM AI - Risk and Compliance. We are currently seeking an experienced individual to join this team in the role of AI Monitoring, MRM AI. Develop technical standards and related guidance for AI performance and use monitoring.

We are seeking a highly motivated Risk and Compliance Officer to join our 2nd Line of Defence (2LoD) team. Support the Head of Compliance with periodic compliance monitoring and thematic reviews. This is a pivotal role supporting both the Head of Compliance and the Senior Risk Manager in overseei...

Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.This range is provided by HSL Compliance.Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.HSL Compliance is Growing, and We're Looking for a Monitorin...

You should have previous experience in compliance monitoring, ideally in an asset/wealth management firm or a retail financial advice firm with good working knowledge of FCA rules.

Compliance Manager (fixed-term contract). Assist in managing all compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements, and monitoring new regulatory developments, assessing the impact of the UK Br...

Monitoring Attendance: Maintain accurate records of student attendance, ensuring compliance with school policies and procedures. Liaison with Parents & Carers: Communicate with parents and carers regarding student absence, ensuring they are informed about attendance expectations and the importanc...

An excellent opportunity to join a growing Compliance Function as a Compliance Specialist working closely with the Compliance Team based in London. Supporting the Compliance Function in testing compliance of the company with applicable laws and regulations through completion of assurance monitori...

You will take charge of monitoring tasks outlined in the Department’s Compliance Monitoring Plan, conduct thorough file reviews, and produce detailed compliance reports. Your expertise will guide our compliance strategies across various functions, helping to mitigate risk and foster a culture of ...

Regulatory Compliance Manager, Amazon Payments UK (Compliance). The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase’s BSA/AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures and standards appropriate for each ju...

Prepare management presentations and communication on regulatory developments and Compliance Monitoring Framework;. Your particular focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others dependin...

Key responsibilities: - Lead financial reporting, monitoring, and forecasting for the £28M capital project - Ensure compliance with NLHF financial guidelines and documentation - Work closely with the Project Manager, internal finance teams, and stakeholders - Provide timely updates and analysis t...

Monitoring and Assurance team in delivering and leading high quality and challenging compliance and financial crime monitoring reviews. This activity is part of the rigorous Monitoring Plan which delivers significant assurance and challenge to senior business leaders in the Corporation through in...

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management function. The FCC team is responsible for ensuring Saffery's compliance with AML regulations and we are recruiting for an analyst to join our ongoing monitoring.

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing r...

Have a good understanding of relevant legislation, the PRA and FCA Handbooks. Ensure that the Compliance RCSAs are complete and up to date. Help plan, prepare and execute the compliance monitoring programme.

They are looking for a Compliance Analyst to join the London-based team. Owning the implementation and improving of the Compliance Monitoring Programme.

The Head of Compliance Monitoring is responsible for managing Fitch Ratings’ compliance monitoring program. Head of Compliance Monitoring, Global Compliance. Fitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office.

Strong understanding of site-based environmental controls and compliance monitoring. You will be contributing to a nationally significant decarbonisation project while developing your experience in environmental compliance within a high-profile CCS construction environment. Assisting the Environm...

The Building Safety Manager oversees and ensures the safety and compliance of all systems, structures, and operations within a portfolio of High-Rise Buildings. This role entails maintaining the building safety case, closely monitoring safety protocols, conducting building inspections, auditing d...