Compliance monitoring jobs in United Kingdom - Page 8

Social network you want to login/join with:.We're looking for a sharp, data-driven professional to join our Governance Oversight team as a.You'll work closely with our Investment and Portfolio Managers to.Rather than compliance monitoring in the traditional sense, this role is.Analyse front-offic...

Definition and monitoring of KPIs across quality assurance, quality controls, compliance, and cost of quality. Global Director - Quality, Contract Logistics. Design and develop new tools for quality KPI management, including cost of quality, claims, adherence to standards, change management, and ...

Compliance / Trade Monitoring Surveillance experience. Ensuring compliance with Regulatory Rules. Reporting findings in weekly Compliance meetings and monthly reports to directors.

Are you ready to revolutionize how one of the world's most innovative companies approaches compliance monitoring? We're looking for an exceptional Assurance Manager to join our UK and EU team, where you'll have the unique opportunity to influence compliance monitoring strategy across multiple reg...

Purpose-built in a quiet residential area, this fully CQC-“Good” home is a modern and inviting place offering an excellent standard of care, deluxe creature comforts and premier-level hospitality. You’ll assist with the home’s operations, monitoring quality and compliance, and oversee the de

Senior Risk Engineer required for Implementing & Monitoring the Risk Management on major project. Senior Risk Engineer required to work for Principal Contractor on High Speed Rail Project. Responsible for the execution, implementation, and compliance of the Risk Management Plan within the designa...

Compliance Monitoring Manager (CMM) and Safety Manager (SM) (all Regulatory Bodies). For all issues relating to Safety & Compliance, report to the Accountable Manager.

Participate in testing the controls contained in the policies as part of the Compliance Monitoring Programme which is an annual schedule of reviews set on a risk basis by the Global Compliance Services Team, in conjunction with the regional Heads of Compliance and the business, across the differe...

Prepare regular reports that accurately reflect the status of compliance of the Company and to advise management on relevant issues;. Ensure, through regular monitoring that the Company complies with rules of the exchanges and clearing houses of which it is a member. Review, analyse, report on an...

Establishment of the seriousness of any findings and any need for immediate corrective action, in conjunction with the Compliance Monitoring Manager. Completed a formal auditors course acceptable to the CMM. Sign in to set job alerts for “Compliance Auditor” roles.

Assist the Head of Risk & Compliance in compiling the Compliance Monitoring Plan. Work with the Head of Risk & Compliance and the business (including Munich Re Group businesses) to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to c...

As we continue to grow, we are looking for a dedicated and detail-oriented Safety & Compliance Engineer to join our team. Maintain and update compliance documentation and records in the IQSMS system. Understanding of EU aviation management system requirements, including SMS and Compliance Monitor...

The Credit Risk Analyst will support the Head of Risk in compliance with the credit risk policies and procedures and promote a sound environment for granting, measuring, monitoring, and controlling credit risk. A successful Credit Risk Analyst should have:. Present credit risk assessments and rec...

The Sustainability Administrator will provide efficient and proactive administrative support to the sustainability team by monitoring and processing incoming sustainability information to ensure accurate and timely fulfillment of our compliance obligations. Collect and check incoming proof of sus...

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Exposure to investment compliance, compliance monitoring or investment operations. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes. Maintaining the compliance monitoring system.

This role reports to the Risk Management and Compliance Monitoring lead and interfaces with various stakeholders, including Risk Directors, other risk teams, regional business leaders, and external advisors. The Risk Management and Compliance Monitoring Manager will play a pivotal role in establi...

A major insurer that operates in the Lloyd's Market is currently seeking a Compliance Oversight and Assurance Manager. Deliver Compliance Oversight and Assurance activity. Develop the annual Compliance Oversight & Assurance Monitoring Plan covering key compliance risks.

AI Monitoring Lead, MRM AI - Risk and Compliance. We are currently seeking an experienced individual to join this team in the role of AI Monitoring, MRM AI. Develop technical standards and related guidance for AI performance and use monitoring.

At least 4 years’ experience in a Compliance role or equivalent in retail financial services. Perform a range of regular compliance monitoring in order to identify and understand real or potential issues and risks to our customers and the firm, and to provide meaningful actions to remedy and miti...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

Assisting the Manager responsible for the compliance monitoring programme in the development and implementation of tests for compliance with the global policies and carrying out tasks set out in the compliance monitoring programme as required;. Providing compliance induction training for all new ...

Compliance Officer - Monitoring & Assurance - Top Specialty Insurance Broker. Maintenance of Compliance monitoring frameworks. Compliance Officer - Monitoring & Assurance - Top Specialty Insurance Broker.

Role: Chief Compliance Officer. Identify and assess compliance risks, establishing procedures and policies aligned with group standards. Implement the Group Compliance Monitoring program, including UK regulatory obligations, controls, and reporting.

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and ind...

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. Are you looking for a Compliance Monitoring role with genuine autonomy?. You’ll conduct thematic reviews to identify and asses

Overseeing food preparation, presentation, and storage to ensure compliance with food health and safety regulations. Monitoring inventory and ensuring that all food supplies and other restaurant essentials are adequately stocked. To adhere to all the requirements under the Food Hygiene and Liquor...

MERJE is partnering with an established trading/broking firm in their search for a UK Head of Compliance. Development & completion of the annual compliance monitoring programme. Review and sign off of financial promotions.

Providing strategic compliance advice over multiple regulators, anticipating the regulatory compliance needs of our clients. Undertaking compliance projects, monitoring reviews, and drafting compliance collateral both internally and externally. Conducting compliance training.

Sector: Insurance – Compliance Officer. The successful candidate will benefit from a dynamic work environment, engaging in diverse tasks and contributing to the company's compliance and risk management strategies. Conduct compliance monitoring and audits of significant business processes.

When you join Quintet, you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration, and inclusiveness.We want our employees to feel proud of being part of a company committed to doing the right thing.You will have the opportunity...

Compliance Monitoring Manager (CMM) and Safety Manager (SM) (all Regulatory Bodies). Analyse safety data and trends to drive continuous improvement in safety performance. For all issues relating to Safety & Compliance, report to the Accountable Manager.

Accountabilities Assist in the development of an annual, risk-based Compliance Monitoring plan which focuses on identifying, measuring and managing regulatory and business risks Assist with maintenance of a comprehensive Compliance Risk Universe Takes responsibility for delivering robust complian...

Quality and Engagement Manager. As Quality and Engagement Manager at Bristol Court, you will play a key role in maintaining high standards of care and ensuring compliance with regulatory requirements. You will be responsible for conducting timely audits of service delivery, monitoring progress ag...

As a Senior Manager, Tax – Technology, you will manage the roadmap for use of technology within the Central Tax team as well as managing the estate of technology solutions used. Managing the effective introduction of automation and technology tools into the tax compliance and monitoring proces

Contract Management: Experience in managing large-scale contracts and service providers, with a focus on quality, compliance, and cost-effectiveness. This role involves strategic planning, contract negotiation, compliance monitoring and team leadership, fostering a high-performance culture, to en...

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.Key responsibilities include id...

Part-time role - 3 days per week.Global Fund Administration business.Ensure compliance with relevant regulatory frameworks and industry standards.Assist in the development, implementation, and monitoring of compliance policies and procedures.Conduct risk assessments and recommend mitigating strat...

Accountable for monitoring Mace compliance and supporting the development of the project or business unit plans and accountable for implementing Technical Training and business unit or project champions.

We’re partnering with a prestigious US law firm that is looking to expand its Risk & Compliance team with the addition of an AML Analyst.This role plays a vital part in protecting the firm from financial crime, supporting robust client onboarding and ongoing monitoring processes, and reporting di...

We are looking for a Product Compliance Manager to join the Wise team, who will work across our Product and Compliance teams to take our financial crime monitoring program to the next level. Strong data analytics skills, with comfort using a BI tool such as Looker, and an understanding of how to ...

Driving the implementation and compliance of business health safety and wellbeing (HSW) policies, procedures, guidance notes and standards on assigned project/s. Monitoring and assisting with the creation and coordination of the inspection and audit schedule, undertakes and provides support for o...

To inspect lines to ensure cleaning has been carried out correctly and arrange re cleaning when necessary. Identify hygiene requirements by monitoring changes in the production environment, developing and refining the SOPs and master cleaning schedule, to ensure safe food is delivered in complian...

You are a regulatory compliance subject specialist and able to take responsibility for executing regulatory processes and monitoring compliance tasks to a high standard. Supporting, escalating and overseeing the identification and resolution of regulatory incidents as well as reporting relevant i...

You are a regulatory compliance subject specialist and able to take responsibility for executing regulatory processes and monitoring compliance tasks to a high standard. Supporting, escalating and overseeing the identification and resolution of regulatory incidents as well as reporting relevant i...

Managing and monitoring compliance in line with health and safety standards.