Compliance monitoring jobs in United Kingdom - Page 9

As the Compliance and Safety Manager you will be responsible for: Assisting in the management of the company’s environmental responsibilities in compliance with environmental permits and licences Monitoring and managing at site level compliance with relevant ISO quality and other accreditatio

We are working with a leading London law firm seeking a Risk and Compliance Officer to join their team based in London. In this role, you will play a key part in supporting all aspects of Risk management, Regulatory Compliance, and Conflict Resolution within the practice. Perform ongoing monitori...

We’re seeking an experienced Maintenance Plumber with a strong background in commercial water systems. Must have experience working in hospitals, universities, or schools. Responsibilities include maintaining hot water systems, monitoring supply temperatures, system pressures, and resolving short...

Job Title: Water Hygiene Engineer Location: North London, Greater London Salary: 25k - 34k DOE, Company Vehicle + Benefits Our client is a well-established national player, with a reputation for delivering a wide range of professional water treatment and legionella compliance services to lon...

You will work as a compliance generalist and work on a broad range of duties from the KYC/AML side through to compliance monitoring.

A top-tier Private Markets firm are looking to hire a Senior Operations Manager for their growing Private Credit business. The successful candidate will be managing a team in several locations in a broad role overseeing all operational activities. Responsibilities: - Lead and coordinate B...

You'll be responsible for: ·Conducting on-site fire risk assessments, inspections, and producing safety reports ·Identifying hazards and implementing robust fire safety procedures and evacuation plans ·Monitoring compliance with fire safety legislation and internal policy

Your new company A London borough council responsible for delivering services to residents within a defined geographical area Your new role To be responsible for overseeing and monitoring the operational elements of the Hard Services contracts to ensure full compliance with the contract requireme...

The Quality Assurance Analyst will support the upkeep of the Front Office Compliance Risk & Control team’s monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards. The Quality Assurance Analyst will support the production

What You'll Be Doing Spearheading the implementation and monitoring of ISQM 1 across audit operations Leading AML compliance activities including CDD, EDD, SARs, and transaction monitoring Conducting internal compliance audits and risk assessments to ensure robust regulatory control Keeping compl...

EXPERIENCE REQUIRED: Demonstrable experience in a Compliance advisory, monitoring or Audit related role within financial services Experience in Compliance Monitoring activity In depth regulatory knowledge of FCA regulation affecting the Bank, including knowledge of the FCA Consumer Duty. Lead on ...

The Role: Support Human Resources Assist Investor Relations functions Support Compliance activities Responsibilities include: Supporting the Compliance officer with management and monitoring of the Senior Manager and Certification Regime Conducting regular testing as part of the compliance monito...

What makes this role different? • Direct collaboration with Compliance Offices in the UK and EU • Opportunity to design next-generation compliance monitoring solutions • Chance to work at the intersection of e-commerce, financial services, and technology • Freedom to innovate and challen

Provide support in monitoring submissions with Corporate and local audit processes Ensuring effective action identified in audits are followed through and delivered to rectify non/partial compliance areas Provide support with measuring compliance against the characteristics of the key standards E...

With Sumsub’s customizable KYC, KYB, transaction monitoring and fraud prevention solutions, you can orchestrate your verification process, welcome more customers worldwide, meet compliance requirements, reduce costs and protect your business. Now we are looking for a Transaction Monitoring Soluti...

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team.

Compliance Monitoring Specialist - 12 Month Fixed Term Contract This role is ideal for someone who understands the investment management business model and processes. About the Job We are seeking a dedicated Compliance Monitoring Specialist to join our team. Your responsibilities include conducti...

Responsibilities Assisting in conducting compliance monitoring and testing on private markets funds to ensure execution and delivery of sustainable investing-related regulatory disclosures; Assisting in the drafting, execution and delivery of SFDR related disclosures, including pre-contractual, w...

Responsibilities Assisting in conducting compliance monitoring and testing on private markets funds to ensure execution and delivery of sustainable investing-related regulatory disclosures; Assisting in the drafting, execution and delivery of SFDR related disclosures, including pre-contractual, w...

Key Responsibilities Serve as the main point of contact for assigned research sites across Europe Support site start-up, initiation, monitoring, and close-out activities in line with study plans Ensure compliance with GCP, ISO 14155, and local regulatory requirements Collaborate with investigator...

Our customer, a global professional services company is looking for an Investigations Lead to conduct and oversee corporate compliance investigations arising out of alleged misconduct raised through the client's various reporting channels. This would be a 7-8 months' contract role. Responsibiliti...

To ensure implementation of clinical governance, complaints, and risk management process for the service in monitoring of compliance with clinical governance standards, other Trust-wide policies and processes and best practice requirements. For further details / informal visits contact: Name: Dr ...

Your new company The London Fire Brigade Property team are at the technical forefront of the property delivery team, supporting on all projects from RIBA stage 0 through to completion and handover. Given that LFB is an emergency service, their portfolio of properties is in use 24/7, 365 days of t...

As an Assistant Vice President, this individual will join a team of global professionals that provides investment oversight support for the investment management and other functions of SSGA.The Investment oversight team is responsible for supporting investment compliance, including the monitoring...

Reporting to the Head of Compliance, you will be responsible for delivering TMK Compliance Oversight and Assurance activities and developing the annual Compliance Oversight & Assurance Monitoring Plan focusing on key compliance risks. We have the opportunity for a Compliance Manager – Oversight a...

Job Description: Key objectives: Assist in designing, implementing, and executing the Compliance Monitoring Program Lead Non-FS Compliance projects Ensure effective implementation of the Compliance Control & Risk Management framework (CCRM) Maintain controls, procedures, and training to ensure Re...

The Compliance Monitoring and Testing (“CMT”) Team is an independent oversight function that is responsible for the planning and execution of testing and monitoring activities to assess whether the processes and controls supporting the compliance framework are designed and operating effectively.

Direct message the job poster from First Abu Dhabi Bank (FAB) JOB PURPOSE: To work as part of the Compliance Monitoring Team (CMT) on the annual risk-based Compliance Monitoring Program (CMP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (an...

They are looking to hire a Head of Transaction Monitoring to refine and provide effective and efficient oversight of the fraud and transaction monitoring function. Maintain an up-to-date Business Continuity Plan (BCP) for transaction monitoring and support broader compliance operations as require...

We are looking for AML Specialist to join LHV Bank’s transaction monitoring team. If you have a strong interest in financial crime prevention, transaction monitoring, and regulatory compliance, and you bring experience in detecting and analysing suspicious activities, this role could be the perfe...

Social network you want to login/join with: Compliance Monitoring Officer - Insurance, London col-narrow-left Client: MERJE Location: London, United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Reference: 475a0aee8935 Job Views: 5 Posted: 29. Job Descriptio

Your details are being submitted. This may take up to 30 seconds so please be patient. Thank you 09/03/2025 Type of Position: Office Administrator - London Pay: £20k - £25k Office Administrator - London We are currently looking for an Office Administrator to join a wealth management firm based in...

Our client, a global information technology company, is looking for a Head of Compliance Monitoring with previous experience in compliance monitoring for retail investments or pensions. Mandatory Skills: Experience in compliance monitoring, external or internal audit covering regulatory requirem

Reporting directly to the Chief Compliance Officer (UK), the Compliance Operations Analyst will focus on customer due diligence (CDD), transaction monitoring, and enhancing our operational compliance processes. OVERALL PURPOSE The Compliance Operations Analyst who will focus on ensuring adherence...

The Compliance Specialist will also work with other parts of the business to promote a customer centric culture, provide advice on relevant regulations and provide assurance to the business by supporting the delivery the annual compliance monitoring plan. Conduct investigations into allegations o...

Department: Employability and Entrepreneurship Location: London - Greenford Campus (UB6 0HE) or Bow Road Campus (E3 2SE)- (On-site) Type of Contract: Permanent GBS is a higher education provider offering a range of sector-relevant courses across ten campuses in London, Birmingham, Leeds and Manch...

Managing Director, Environment & Sustainability Join to apply for the Managing Director, Environment & Sustainability role at myGwork - LGBTQ+ Business Community This job is with EBRD, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. P...

The Health, Safety, and Environmental Coordinator will be responsible for: Raising awareness of HSE issues Monitoring compliance with HSE policies Undertaking inspections and audits across departments Working with internal stakeholders to develop a positive H&S culture Maintaining online accident...

Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions. EXPERIENCE REQUIRED: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred). THE...

Job Description: Our client, Titan Airways, is currently seeking a Head of Compliance Monitoring to lead its compliance monitoring efforts and ensure it remains at the forefront of regulatory excellence. Must meet the qualification and experience requirements detailed in UK Regulation (EU)1321/20...

As a leading provider of insurance and reinsurance with worldwide operations and employees in Bermuda, U.S., U.K., Continental Europe and Asia, we recognize that our success is derived directly from those who matter the most: our people . At Sompo International, our values of integrity, collabora...

Responsible AI Technical Governance Manager (EU AI Act) Join to apply for the Responsible AI Technical Governance Manager (EU AI Act) role at American Express Responsible AI Technical Governance Manager (EU AI Act) Join to apply for the Responsible AI Technical Governance Manager (EU AI Act) role...

Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a broad range of financial products and services, including consum...

Site Name: Warsaw, UK – London – New Oxford Street Posted Date: Dec 17 2024 The Category Manager, External Manufacturing Procurement is an important role operating in a complex, multi-stakeholder and cross-functional environment. The position reports to the Category Manager, External Manufacturin...

Job Description We’re looking for a driven, high-energy individual who will be joining our new Group & UK FinCrime Compliance Monitoring & Testing (CMT) team as a Senior Manager. Social network you want to login/join with: Group & UK FinCrime Compliance Monitoring & Testing Senior Manager, London...

We are seeking an experienced and highly motivated Compliance Monitoring Manager to shape and execute the compliance monitoring programme for BBVA London (the branch). About the job: Compliance Monitoring Plan (CMP) Design, maintain, and execute the annual risk-based Compliance Monitoring Plan. C...

Job Description A new role at a market leading firm The role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include , inter alia : Policy and procedure review Third party due diligence work Regulatory filings and financial promotions review They'd like ...

Key Responsibilities Deliver end-to-end compliance reviews in line with the annual monitoring plan Draft clear, concise reports and present findings to senior management Identify areas of regulatory and conduct risk, propose practical recommendations Support the development and continuous improve...